0001127602-21-007733.txt : 20210224
0001127602-21-007733.hdr.sgml : 20210224
20210224183227
ACCESSION NUMBER: 0001127602-21-007733
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210222
FILED AS OF DATE: 20210224
DATE AS OF CHANGE: 20210224
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kvalheim Grant
CENTRAL INDEX KEY: 0001689321
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37963
FILM NUMBER: 21675424
MAIL ADDRESS:
STREET 1: C/O ATHENE HOLDING LTD.
STREET 2: WASHINGTON HOUSE, 16 CHURCH STREET
CITY: HAMILTON
STATE: D0
ZIP: HM 11
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Athene Holding Ltd
CENTRAL INDEX KEY: 0001527469
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 980630022
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: SECOND FLOOR, WASHINGTON HOUSE
STREET 2: 16 CHURCH STREET
CITY: HAMILTON
STATE: D0
ZIP: HM 11
BUSINESS PHONE: 441-279-8400
MAIL ADDRESS:
STREET 1: SECOND FLOOR, WASHINGTON HOUSE
STREET 2: 16 CHURCH STREET
CITY: HAMILTON
STATE: D0
ZIP: HM 11
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-02-22
0001527469
Athene Holding Ltd
ATH
0001689321
Kvalheim Grant
C/O ATHENE HOLDING LTD.
WASHINGTON HOUSE, 16 CHURCH STREET
HAMILTON
D0
HM 11
BERMUDA
1
See Remarks
Employee Stock Option (Right to Buy)
46.64
2021-02-22
4
A
0
49296
0
A
2031-02-22
Class A Common Shares
49296
49296
D
Restricted Stock Units
2021-02-22
4
A
0
11257
0
A
Class A Common Shares
11257
11257
D
Restricted Stock Units
Class A Common Shares
5868
5868
D
Restricted Stock Units
Class A Common Shares
3437
3437
D
This option vests ratably on each of the first three anniversaries of the January 1, 2021 vesting start date.
Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2021 vesting start date. An additional 22,513 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2021 to December 31, 2023. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.
Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2020 vesting start date. An additional 17,603 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.
Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.
Chief Executive Officer - Athene USA Corporation; Exhibit 24.1 - Power of Attorney (incorporated by reference to the Power of Attorney filed as Exhibit 24.1 to the Form 3 filed by the Reporting Person on December 9, 2016)
/s/ Ira Rosenblatt, attorney-in-fact
2021-02-24