0001127602-20-032070.txt : 20201218
0001127602-20-032070.hdr.sgml : 20201218
20201218184324
ACCESSION NUMBER: 0001127602-20-032070
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201218
FILED AS OF DATE: 20201218
DATE AS OF CHANGE: 20201218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Belardi James Richard
CENTRAL INDEX KEY: 0001689315
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37963
FILM NUMBER: 201401936
MAIL ADDRESS:
STREET 1: C/O ATHENE HOLDING LTD.
STREET 2: CHESNEY HOUSE, 96 PITTS BAY ROAD
CITY: PEMBROKE
STATE: D0
ZIP: HM08
FORMER NAME:
FORMER CONFORMED NAME: Berlardi James Richard
DATE OF NAME CHANGE: 20161104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Athene Holding Ltd
CENTRAL INDEX KEY: 0001527469
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 980630022
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 96 PITTS BAY ROAD
CITY: PEMBROKE
STATE: D0
ZIP: HM08
BUSINESS PHONE: 441-279-8400
MAIL ADDRESS:
STREET 1: 96 PITTS BAY ROAD
CITY: PEMBROKE
STATE: D0
ZIP: HM08
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-12-18
0001527469
Athene Holding Ltd
ATH
0001689315
Belardi James Richard
C/O ATHENE HOLDING LTD., CHESNEY HOUSE
FIRST FLOOR, 96 PITTS BAY ROAD
PEMBROKE
D0
HM08
BERMUDA
1
1
Chairman, CEO and CIO
Depositary Shares of Series D Preference Shares
2020-12-18
4
P
0
40000
25.00
A
40000
I
by James and Leslie Belardi Family Trust
Complete Title of Security: Depositary Shares Each Representing 1/1000th Interest in a Share of 4.875% Fixed-Rate Perpetual Non-Cumulative Preference Shares, Series D. The Depositary Shares are not convertible into the Class A common shares and do not derive any of their value from the value of the Class A common shares and, except in very limited circumstances, are not convertible or exchangeable for any other securities or property of the Issuer, and, except in very limited circumstances, have no voting rights.
Mr. Belardi also serves as Chief Executive Officer of Apollo Insurance Solutions Group, LP ("ISG"), a subsidiary of Apollo Global Management, Inc. ("Apollo"). Certain of Apollo's affiliates hold common shares of the Issuer. In addition, certain of Apollo's affiliates manage investment funds (the "Apollo Funds") that hold common shares of the Issuer and may be deemed to beneficially own the common shares of the Issuer held by the Apollo Funds. This report does not include any securities of the Issuer held by Apollo, ISG, any other Apollo affiliate or any of the Apollo Funds or that may be deemed to be beneficially owned by Apollo, ISG, any other Apollo affiliate or any Apollo investment managers or investment advisors affiliated with the Apollo Funds, and Mr. Belardi disclaims beneficial ownership of all such securities. This report shall not be deemed an admission that Mr. Belardi is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Exhibit 24.1 - Power of Attorney (incorporated by reference to the Power of Attorney filed as Exhibit 24.1 to the Form 3 filed by the Reporting Person on December 9, 2016)
/s/ Ira Rosenblatt, attorney-in-fact
2020-12-18