0001104659-11-051759.txt : 20110914 0001104659-11-051759.hdr.sgml : 20110914 20110914203046 ACCESSION NUMBER: 0001104659-11-051759 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20110729 FILED AS OF DATE: 20110914 DATE AS OF CHANGE: 20110914 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apollo Commercial Real Estate Finance, Inc. CENTRAL INDEX KEY: 0001467760 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 270467113 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O APOLLO GLOBAL MANAGEMENT, LLC STREET 2: 9 WEST 57TH STREET, 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 515-3200 MAIL ADDRESS: STREET 1: C/O APOLLO GLOBAL MANAGEMENT, LLC STREET 2: 9 WEST 57TH STREET, 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIBERTY LIFE INSURANCE CO CENTRAL INDEX KEY: 0000059252 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34452 FILM NUMBER: 111091553 BUSINESS ADDRESS: STREET 1: 2000 WADE HAMPTON BLVD CITY: GREENVILLE STATE: SC ZIP: 29615 BUSINESS PHONE: 864-609-1000 MAIL ADDRESS: STREET 1: PO BOX 19043 CITY: GREENVILLE STATE: SC ZIP: 29602-9043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: INVESTORS INSURANCE CORP CENTRAL INDEX KEY: 0000314347 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34452 FILM NUMBER: 111091548 BUSINESS ADDRESS: STREET 1: 2970 HARTLEY ROAD STREET 2: SUITE 300 CITY: JACKSONVILLE STATE: FL ZIP: 32257 BUSINESS PHONE: 904-260-6990 MAIL ADDRESS: STREET 1: 2970 HARTLEY ROAD STREET 2: SUITE 300 CITY: JACKSONVILLE STATE: FL ZIP: 32257 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Management Holdings GP, LLC CENTRAL INDEX KEY: 0001449433 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34452 FILM NUMBER: 111091549 BUSINESS ADDRESS: STREET 1: 9 W. 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 W. 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Management Holdings, L.P. CENTRAL INDEX KEY: 0001449434 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34452 FILM NUMBER: 111091550 BUSINESS ADDRESS: STREET 1: 9 W. 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 W. 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Capital Management GP, LLC CENTRAL INDEX KEY: 0001456419 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34452 FILM NUMBER: 111091551 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212 515 3200 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Capital Management, L.P. CENTRAL INDEX KEY: 0001456421 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34452 FILM NUMBER: 111091552 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212 515 3200 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Athene Asset Management LLC CENTRAL INDEX KEY: 0001505002 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34452 FILM NUMBER: 111091546 BUSINESS ADDRESS: STREET 1: 818 MANHATTAN BEACH BLVD STREET 2: SUITE 100 CITY: MANHATTAN BEACH STATE: CA ZIP: 90266 BUSINESS PHONE: 310-698-4481 MAIL ADDRESS: STREET 1: 818 MANHATTAN BEACH BLVD STREET 2: SUITE 100 CITY: MANHATTAN BEACH STATE: CA ZIP: 90266 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Athene Holding Ltd CENTRAL INDEX KEY: 0001527469 STATE OF INCORPORATION: D0 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34452 FILM NUMBER: 111091547 BUSINESS ADDRESS: STREET 1: 96 PITTS BAY ROAD CITY: PEMBROKE STATE: D0 ZIP: HM08 BUSINESS PHONE: 441-279-8400 MAIL ADDRESS: STREET 1: 96 PITTS BAY ROAD CITY: PEMBROKE STATE: D0 ZIP: HM08 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Athene Group Ltd CENTRAL INDEX KEY: 0001527487 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34452 FILM NUMBER: 111091554 BUSINESS ADDRESS: STREET 1: C/O WALKER CORPORATE SERVICES LIMITED STREET 2: WALKER HOUSE, 87 MARY STREET CITY: GEORGE TOWN STATE: E9 ZIP: KY1-9005 BUSINESS PHONE: 345-949-0100 MAIL ADDRESS: STREET 1: C/O WALKER CORPORATE SERVICES LIMITED STREET 2: WALKER HOUSE, 87 MARY STREET CITY: GEORGE TOWN STATE: E9 ZIP: KY1-9005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Life Asset Ltd. CENTRAL INDEX KEY: 0001527502 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34452 FILM NUMBER: 111091545 BUSINESS ADDRESS: STREET 1: C/O WALKER CORPORATE SERVICES LIMITED STREET 2: WALKER HOUSE, 87 MARY STREET CITY: GEORGE TOWN STATE: E9 ZIP: KY1-9005 BUSINESS PHONE: 345-949-0100 MAIL ADDRESS: STREET 1: C/O WALKER CORPORATE SERVICES LIMITED STREET 2: WALKER HOUSE, 87 MARY STREET CITY: GEORGE TOWN STATE: E9 ZIP: KY1-9005 3/A 1 a3a.xml 3/A X0204 3/A 2011-07-29 2011-08-08 0 0001467760 Apollo Commercial Real Estate Finance, Inc. ARI 0001527487 Athene Group Ltd C/O WALKER CORPORATE SERVICES LIMITED WALKER HOUSE, 87 MARY STREET GEORGE TOWN E9 KY1-9005 CAYMAN ISLANDS 0 0 1 0 0000059252 LIBERTY LIFE INSURANCE CO PO BOX 19043 GREENVILLE SC 29602-9043 0 0 1 0 0000314347 INVESTORS INSURANCE CORP 2970 HARTLEY ROAD SUITE 300 JACKSONVILLE FL 32257 0 0 1 0 0001527469 Athene Holding Ltd 96 PITTS BAY ROAD PEMBROKE D0 HM08 BERMUDA 0 0 1 0 0001505002 Athene Asset Management LLC 818 MANHATTAN BEACH BLVD SUITE 100 MANHATTAN BEACH CA 90266 0 0 1 0 0001527502 Apollo Life Asset Ltd. C/O WALKER CORPORATE SERVICES LIMITED WALKER HOUSE, 87 MARY STREET GEORGE TOWN E9 KY1-9005 CAYMAN ISLANDS 0 0 1 0 0001456421 Apollo Capital Management, L.P. 9 WEST 57TH STREET NEW YORK NY 10019 0 0 1 0 0001456419 Apollo Capital Management GP, LLC 9 WEST 57TH STREET NEW YORK NY 10019 0 0 1 0 0001449434 Apollo Management Holdings, L.P. 9 W. 57TH STREET 43RD FLOOR NEW YORK NY 10019 1 0 1 1 director by deputization 0001449433 Apollo Management Holdings GP, LLC 9 W. 57TH STREET 43RD FLOOR NEW YORK NY 10019 1 0 1 1 director by deputization Common Stock 3257366 I See footnote See Exhibit 99.1. See signatures attached as Exhibit 99.2 2011-09-13 EX-99.1 2 ex-99d1.htm EX-99.1 Exhibit 99

Exhibit 99.1

 

(1)  Footnote 1 to the original Form 3 that was filed on August 8, 2011 (the “Form 3”) is incorporated herein by reference and amended and supplemented as follows.

 

This amendment to the Form 3 is filed to clarify that Joseph F. Azrack, Eric L. Press and Henry R. Silverman serve on the board of directors of Apollo Commercial Real Estate Finance, Inc. (the “Issuer”) as representatives of Management Holdings and Management Holdings GP.  Mr. Azrack is associated with Apollo Global Real Estate Management, L.P. and ACREFI Management, LLC.  Messrs. Press and Silverman are each associated with ACREFI Management, LLC and other Apollo investment managers affiliated with Management Holdings and Management Holdings GP.

 

This amendment to the Form 3 is also filed to correct the number of shares beneficially owned by Management Holdings and Management Holdings GP, and held of record by ACREFI Management, LLC, to 101,366 shares of Common Stock.

 

In addition, this amendment to the Form 3 is filed to clarify that the 156,000 restricted stock units reported in the original Form 3 as having been granted to ACREFI Management LLC by the Issuer August 4, 2011 and as being beneficially owned by Management Holdings and Management Holdings GP, were granted under the Issuer’s 2009 Equity Incentive Plan pursuant to Rule 16b-3(d).

 

 EX-99.2 3 ex-99d2.htm EX-99.2

Exhibit 99.2

 

This Amendment to Statement on Form 3 is filed by Liberty Life Insurance Company, Investors Insurance Corporation, Athene Holding Ltd., Athene Group Ltd., Athene Asset Management LLC, Apollo Life Asset Ltd., Apollo Capital Management, L.P., Apollo Capital Management GP, LLC, Apollo Management Holdings, L.P., and Apollo Management Holdings GP, LLC.

 

Name of Designated Filer:  Athene Group Ltd.

Date of Event Requiring Statement:   July 29, 2011

Issuer Name and Ticker or Trading Symbol: Apollo Commercial Real Estate Finance, Inc. [ARI]

 

 

 

 

LIBERTY LIFE INSURANCE COMPANY

 

 

 

 

 

By:

/s/ John Golden

 

 

Name:

John Golden

 

 

Title:

Corporate Secretary

 

 

 

 

 

 

 

 

INVESTORS INSURANCE CORPORATION

 

 

 

 

 

By:

/s/ John Golden

 

 

Name:

John Golden

 

 

Title:

Corporate Secretary

 

 

 

 

 

 

 

 

ATHENE HOLDING LTD.

 

 

 

 

 

By:

/s/ Tab Shanafelt

 

 

Name:

Tab Shanafelt

 

 

Title:

Chief Legal Officer and Assistant Secretary

 

 

 

 

 

 

 

 

ATHENE GROUP LTD.

 

 

 

 

 

By:

/s/ Brian F. Bresnahan

 

 

Name:

Brian F. Bresnahan

 

 

Title:

Director

 

 

 

 

 

 

 

 

ATHENE ASSET MANAGEMENT LLC

 

 

 

 

 

By:

/s/ John Golden

 

 

Name:

John Golden

 

 

Title:

Senior Vice President

 


 

 

 

APOLLO LIFE ASSET LTD.

 

 

 

 

 

By:

/s/ Cindy Michel

 

 

Name:

Cindy Michel

 

 

Title:

Vice President

 

 

 

 

 

 

 

 

APOLLO CAPITAL MANAGEMENT, L.P.

 

 

 

 

 

By:

Apollo Capital Management GP, LLC

 

 

 

its general partner

 

 

 

 

 

 

 

By:

/s/ Cindy Michel

 

 

 

Name:

Cindy Michel

 

 

 

Title:

Vice President

 

 

 

 

 

 

 

 

APOLLO CAPITAL MANAGEMENT GP, LLC

 

 

 

 

 

By:

/s/ Cindy Michel

 

 

Name:

Cindy Michel

 

 

Title:

Vice President

 

 

 

 

 

 

 

 

APOLLO MANAGEMENT HOLDINGS, L.P.

 

 

 

 

 

By:

Apollo Management Holdings GP, LLC

 

 

 

its general partner

 

 

 

 

 

 

 

By:

/s/ Cindy Michel

 

 

 

Name:

Cindy Michel

 

 

 

Title:

Vice President

 

 

 

 

 

 

 

 

APOLLO MANAGEMENT HOLDINGS GP, LLC

 

 

 

 

 

By:

/s/ Cindy Michel

 

 

Name:

Cindy Michel

 

 

Title:

Vice President