0001594507-13-000001.txt : 20131220 0001594507-13-000001.hdr.sgml : 20131220 20131220150216 ACCESSION NUMBER: 0001594507-13-000001 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20131220 DATE AS OF CHANGE: 20131220 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FSI Low Beta Absolute Return Fund CENTRAL INDEX KEY: 0001527413 IRS NUMBER: 461212166 FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-87762 FILM NUMBER: 131291281 BUSINESS ADDRESS: STREET 1: C/O ULTIMUS FUND SOLUTIONS, LLC STREET 2: 225 PICTORIA DRIVE, SUITE 450 CITY: CINCINNATI STATE: OH ZIP: 45246 BUSINESS PHONE: 513-587-3400 MAIL ADDRESS: STREET 1: C/O ULTIMUS FUND SOLUTIONS, LLC STREET 2: 225 PICTORIA DRIVE, SUITE 450 CITY: CINCINNATI STATE: OH ZIP: 45246 FORMER COMPANY: FORMER CONFORMED NAME: FSI Low Beta Absolute Return Fund, TEI DATE OF NAME CHANGE: 20110804 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Cascia Hall Foundation CENTRAL INDEX KEY: 0001594507 IRS NUMBER: 731567543 STATE OF INCORPORATION: OK FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 2520 SOUTH YORKTOWN CITY: TULSA STATE: OK ZIP: 74114 BUSINESS PHONE: 918-746-2606 MAIL ADDRESS: STREET 1: 2520 SOUTH YORKTOWN CITY: TULSA STATE: OK ZIP: 74114 SC 13G 1 form13g_casciafoundation.txt CASCIA HALL FOUNDATION FORM 13G FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Cascia Hall Foundation CENTRAL INDEX KEY: 0001594507 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 2520 South Yorktown STREET 2: CITY: TULSA STATE: OK ZIP: 74114 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FSI LOW BETA ABSOLUTE RETURN FUND CENTRAL INDEX KEY: 0001527413 IRS NUMBER: 461212166 STATE OF INCORPORATION: DE FISCAL YEAR END: 08/30 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act BUSINESS ADDRESS: STREET 1: 225 PICTORIA DRIVE, SUITE 450 CITY: CINCINATTI STATE: OH ZIP: 45246 BUSINESS PHONE: (513) 587-3400 MAIL ADDRESS: STREET 1: 225 PICTORIA DRIVE, SUITE 450 CITY: CINCINATTI STATE: OH ZIP: 45246 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. _____)* FSI LOW BETA ABSOLUTE RETURN FUND --------------------------------------------- (Name of Issuer) Units, Par Value $100.00 Per Share ------------------------------------------------- (Title of Class of Securities) N/A ---------------------------------------------------- (CUSIP Number) August 1, 2013 --------------------------------------------------------------- --------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). ---------------------------------------------------------------- -------------- SCHEDULE 13G ---------------------------------------------------------------- -------------- (1) NAMES OF REPORTING PERSONS Cascia HAll Foundation (73-1567543) ---------------------------------------------------------------- -------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions): (a) [ ] (b) [ ] ---------------------------------------------------------------- -------------- (3) SEC USE ONLY ---------------------------------------------------------------- -------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION United States of America ---------------------------------------------------------------- -------------- (5) SOLE VOTING POWER NUMBER OF 17857.143 SHARES ----------------------------- -------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 0 EACH REPORTING ----------------------------- -------------- PERSON WITH (7) SOLE DISPOSITIVE POWER 17857.143 ----------------------------- -------------- (8) SHARED DISPOSITIVE POWER 0 ---------------------------------------------------------------- -------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 17857.143 ---------------------------------------------------------------- -------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] ---------------------------------------------------------------- -------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 13.65% ---------------------------------------------------------------- -------------- (12) TYPE OF REPORTING PERSON (See Instructions) CO ---------------------------------------------------------------- -------------- Item 1(a). Name of Issuer: FSI Low Beta Absolute Return Fund Item 1(b). Address of Issuer's Principal Executive Offices: 320 South Boston, Suite 1130 Tulsa, Oklahoma 74103 Item 2(a). Name of Persons Filing: This Schedule 13G is being filed by the Capital Management Co Employee Profit Sharing Retirement Plan (the "Reporting Person"). All disclosures made in this filing are made pursuant to the best knowledge and reasonable belief of the Reporting Person. Item 2(b). Address of Principal Business Office or, if None, Residence: 2520 South Yorktown Tulsa, OK 74114 To the best knowledge of the Reporting Persons, none of the entities or persons identified in this Item 2 has, during the past five years, been convicted of any criminal proceeding (excluding traffic violations or similar misdemeanors), nor been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Item 2(c). Citizenship: See Item 4 of the attached cover page Item 2(d). Title of Class of Securities: Units, Par Value $100.00 Per Share Item 2(e). CUSIP Number: N/A Item 3. If This Statement is Filed Pursuant to Sections 240.13d-1(b) or 240.13d-2(b), Check Whether the Person Filing is a: (a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [ ] An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with Section 240.13d- 1(b)(1)(ii)(J); Item 4. Ownership. (a) Amount Beneficially Owned: See Item 9 of the attached cover pages. (b) Percent of Class: See Item 11 of the attached cover pages. (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: See Item 5 of the attached cover pages. (ii) Shared power to vote or to direct the vote: See Item 6 of the attached cover pages. (iii) Sole power to dispose or to direct the disposition of: See Item 7 of the attached cover pages. (iv) Shared power to dispose or to direct the disposition of: See Item 8 of the attached cover pages. Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 5 is not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Item 6 is not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Controlling Person. Item 7 is not applicable. Item 8. Identification and Classification of Members of the Group. Item 8 is not applicable. Item 9. Notice of Dissolution of Group Item 9 is not applicable. Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURES After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Dated: December 20, 2013 Capital Management Co Employee Profit Sharing Retirement Plan By: /s/ Karen Tennery ------------------------------- Karen Tennery, Chief Financial Officer