0001213900-15-001846.txt : 20150317 0001213900-15-001846.hdr.sgml : 20150317 20150317214602 ACCESSION NUMBER: 0001213900-15-001846 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150313 FILED AS OF DATE: 20150317 DATE AS OF CHANGE: 20150317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Chart Acquisition Corp. CENTRAL INDEX KEY: 0001527349 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 452853218 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 75 ROCKEFELLER PLAZA STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-350-8250 MAIL ADDRESS: STREET 1: 75 ROCKEFELLER PLAZA STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chart Acquisition Group LLC CENTRAL INDEX KEY: 0001534548 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35762 FILM NUMBER: 15708649 BUSINESS ADDRESS: STREET 1: 75 ROCKEFELLER PLAZA, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-350-8275 MAIL ADDRESS: STREET 1: 75 ROCKEFELLER PLAZA, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: Chart Acquisition Group Holding LLC DATE OF NAME CHANGE: 20111108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chart Group, LP CENTRAL INDEX KEY: 0001564921 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35762 FILM NUMBER: 15708650 BUSINESS ADDRESS: STREET 1: 75 ROCKEFELLER PLAZA, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-350-8205 MAIL ADDRESS: STREET 1: 75 ROCKEFELLER PLAZA, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brady Christopher D. CENTRAL INDEX KEY: 0001564636 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35762 FILM NUMBER: 15708651 MAIL ADDRESS: STREET 1: C/O CHART ACQUISITION CORP. STREET 2: 75 ROCKEFELLER PLAZA, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 4 1 f4031314brady_chartacqui.xml OWNERSHIP DOCUMENT X0306 4 2015-03-13 0 0001527349 Chart Acquisition Corp. CACGU 0001564636 Brady Christopher D. C/O THE CHART GROUP L.P. 555 FIFTH AVENUE, 19TH FLOOR NEW YORK NY 10017 1 1 1 0 PRESIDENT 0001564921 Chart Group, LP 555 FIFTH AVENUE, 19TH FLOOR NEW YORK NY 10017 0 0 1 0 0001534548 Chart Acquisition Group LLC 555 FIFTH AVENUE, 19TH FLOOR NEW YORK NY 10017 0 0 1 0 Warrants (Right to Buy) 11.5 2015-03-13 4 P 0 399292 0.3 A Common Stock 399292 635293 I See footnote On March 13, 2015, Chart Acquisition Group LLC acquired 399,292 warrants at a purchase price of $0.30 per warrant pursuant to a tender offer commenced in connection with a special meeting of stockholders of Chart Acquisition Corp. ("Chart") to approve, among other matters, an amendment to Chart's existing charter extending the date by which Chart must consummate its initial business combination (the "Business Combination") from March 13, 2015 to June 13, 2015. Mr. Brady indirectly owns the 399,292 warrants reported herein through his membership interest in Antwerp L.L.C, the general partner of The Chart Group L.P. which is the sole managing member of Chart Acquisition Group LLC. Each warrant is exercisable to purchase one share of common stock of Chart at an exercise price of $11.50 during the period commencing on the later of (i) December 19, 2013 or (ii) 30 days following the consummation of the Business Combination, and expiring on the fifth anniversary of the consummation of the Business Combination. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. /s/ Christopher D. Brady, as manager of The Chart Group L.P., managing member Chart Acquisition Group LLC 2015-03-17 /s/ Christopher D. Brady, as manager of The Chart Group L.P. 2015-03-17 /s/ Christopher D. Brady 2015-03-17