0001213900-15-001846.txt : 20150317
0001213900-15-001846.hdr.sgml : 20150317
20150317214602
ACCESSION NUMBER: 0001213900-15-001846
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150313
FILED AS OF DATE: 20150317
DATE AS OF CHANGE: 20150317
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Chart Acquisition Corp.
CENTRAL INDEX KEY: 0001527349
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 452853218
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 75 ROCKEFELLER PLAZA
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-350-8250
MAIL ADDRESS:
STREET 1: 75 ROCKEFELLER PLAZA
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chart Acquisition Group LLC
CENTRAL INDEX KEY: 0001534548
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35762
FILM NUMBER: 15708649
BUSINESS ADDRESS:
STREET 1: 75 ROCKEFELLER PLAZA, 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-350-8275
MAIL ADDRESS:
STREET 1: 75 ROCKEFELLER PLAZA, 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER NAME:
FORMER CONFORMED NAME: Chart Acquisition Group Holding LLC
DATE OF NAME CHANGE: 20111108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chart Group, LP
CENTRAL INDEX KEY: 0001564921
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35762
FILM NUMBER: 15708650
BUSINESS ADDRESS:
STREET 1: 75 ROCKEFELLER PLAZA, 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-350-8205
MAIL ADDRESS:
STREET 1: 75 ROCKEFELLER PLAZA, 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brady Christopher D.
CENTRAL INDEX KEY: 0001564636
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35762
FILM NUMBER: 15708651
MAIL ADDRESS:
STREET 1: C/O CHART ACQUISITION CORP.
STREET 2: 75 ROCKEFELLER PLAZA, 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
f4031314brady_chartacqui.xml
OWNERSHIP DOCUMENT
X0306
4
2015-03-13
0
0001527349
Chart Acquisition Corp.
CACGU
0001564636
Brady Christopher D.
C/O THE CHART GROUP L.P.
555 FIFTH AVENUE, 19TH FLOOR
NEW YORK
NY
10017
1
1
1
0
PRESIDENT
0001564921
Chart Group, LP
555 FIFTH AVENUE, 19TH FLOOR
NEW YORK
NY
10017
0
0
1
0
0001534548
Chart Acquisition Group LLC
555 FIFTH AVENUE, 19TH FLOOR
NEW YORK
NY
10017
0
0
1
0
Warrants (Right to Buy)
11.5
2015-03-13
4
P
0
399292
0.3
A
Common Stock
399292
635293
I
See footnote
On March 13, 2015, Chart Acquisition Group LLC acquired 399,292 warrants at a purchase price of $0.30 per warrant pursuant to a tender offer commenced in connection with a special meeting of stockholders of Chart Acquisition Corp. ("Chart") to approve, among other matters, an amendment to Chart's existing charter extending the date by which Chart must consummate its initial business combination (the "Business Combination") from March 13, 2015 to June 13, 2015. Mr. Brady indirectly owns the 399,292 warrants reported herein through his membership interest in Antwerp L.L.C, the general partner of The Chart Group L.P. which is the sole managing member of Chart Acquisition Group LLC.
Each warrant is exercisable to purchase one share of common stock of Chart at an exercise price of $11.50 during the period commencing on the later of (i) December 19, 2013 or (ii) 30 days following the consummation of the Business Combination, and expiring on the fifth anniversary of the consummation of the Business Combination. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
/s/ Christopher D. Brady, as manager of The Chart Group L.P., managing member Chart Acquisition Group LLC
2015-03-17
/s/ Christopher D. Brady, as manager of The Chart Group L.P.
2015-03-17
/s/ Christopher D. Brady
2015-03-17