0000899243-20-004403.txt : 20200212
0000899243-20-004403.hdr.sgml : 20200212
20200212212111
ACCESSION NUMBER: 0000899243-20-004403
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200210
FILED AS OF DATE: 20200212
DATE AS OF CHANGE: 20200212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Finn Christopher
CENTRAL INDEX KEY: 0001771467
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35538
FILM NUMBER: 20606670
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Carlyle Group Inc.
CENTRAL INDEX KEY: 0001527166
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 452832612
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004
BUSINESS PHONE: 202 729 5626
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004
FORMER COMPANY:
FORMER CONFORMED NAME: Carlyle Group L.P.
DATE OF NAME CHANGE: 20110801
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-02-10
0
0001527166
Carlyle Group Inc.
CG
0001771467
Finn Christopher
1001 PENNSYLVANIA AVENUE, NW
WASHINGTON
DC
20004
0
1
0
0
Chief Operating Officer
Common Stock
2020-02-10
4
A
0
152830
0.00
A
722571
D
Common Stock
2020-02-10
4
S
0
73594
33.07
D
648977
D
Common Stock
313937
I
See Footnote
Common Stock
13595
I
See Footnote
These shares of common stock were acquired upon the settlement of a performance-based restricted stock unit award previously granted to the reporting person.
These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of the performance award described herein.
These securities are held in a limited liability company of which the reporting person is the manager.
These securities are held by a trust for the benefit of the reporting person's family of which the reporting person is the special purpose trustee and has sole investment power over the securities. These securities were previously reported with the securities held by the limited liability company described in Footnote (3).
Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the reporting person herein states that this filing shall not be deemed to be an admission that such reporting person is the beneficial owner of any of these interests, and disclaims beneficial ownership of such interests, except to the extent of such reporting person's pecuniary interest in such interests.
Jeffrey W. Ferguson, by power of attorney for Christopher Finn
2020-02-12