0000899243-20-000280.txt : 20200103 0000899243-20-000280.hdr.sgml : 20200103 20200103170329 ACCESSION NUMBER: 0000899243-20-000280 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200101 FILED AS OF DATE: 20200103 DATE AS OF CHANGE: 20200103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: D'Aniello Daniel A. CENTRAL INDEX KEY: 0001543846 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35538 FILM NUMBER: 20506550 MAIL ADDRESS: STREET 1: C/O THE CARLYLE GROUP L.P. STREET 2: 1001 PENNSYLVANIA AVENUE, NW CITY: WASHINGTON STATE: DC ZIP: 20004-2505 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Carlyle Group Inc. CENTRAL INDEX KEY: 0001527166 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 452832612 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE, N.W. CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 202 729 5626 MAIL ADDRESS: STREET 1: C/O THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE, N.W. CITY: WASHINGTON STATE: DC ZIP: 20004 FORMER COMPANY: FORMER CONFORMED NAME: Carlyle Group L.P. DATE OF NAME CHANGE: 20110801 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-01-01 0 0001527166 Carlyle Group Inc. CG 0001543846 D'Aniello Daniel A. 1001 PENNSYLVANIA AVENUE, NW WASHINGTON DC 20004 1 1 1 0 Founder, Chairman Emeritus Common Stock 2020-01-01 4 C 0 44196930 0.00 A 44196930 D Common Stock 2020-01-01 4 C 0 17000 0.00 A 17000 I See Footnote Common Stock 2020-01-01 4 C 0 285714 0.00 A 285714 I See Footnote Carlyle Holdings partnership units 2020-01-01 4 C 0 44196930 D Common Units Representing limited partnership interests 44196930 0 D Carlyle Holdings partnership units 2020-01-01 4 C 0 17000 D Common Units Representing limited partnership interests 17000 0 I See Footnote Carlyle Holdings partnership units 2020-01-01 4 C 0 285714 D Common Units Representing limited partnership interests 285714 0 I See Footnote On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. (the "Conversion"). As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc. (the "Common Stock"). Pursuant to the terms of the Conversion, partnership units of Carlyle Holdings were exchanged for shares of Common Stock on a one-for-one basis. Reflects a transfer of securities from the reporting person to a limited liability company exempt under Rule 16a-13. Such securities are held by Carlyle Group Management L.L.C. The reporting person retains sole investment power over the securities. Such securities are held in a trust for the benefit of the reporting person's family. The reporting person is the special purpose trustee of the trust and has sole investment power over the securities. Pursuant to the terms of the exchange agreement and subject to certain requirements and restrictions, the partnership units of Carlyle Holdings were exchangeable for common units of The Carlyle Group L.P. on a one-for-one basis. Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the reporting person herein states that this filing shall not be deemed to be an admission that such reporting person is the beneficial owner of any of these interests, and disclaims beneficial ownership of such interests, except to the extent of such reporting person's pecuniary interest in such interests. /s/ Jeffrey W. Ferguson by power of attorney for Daniel A. D'Aniello 2020-01-03 EX-24 2 attachment1.htm EX-24 DOCUMENT

                   POWER OF ATTORNEY AND CONFIRMING STATEMENT

This Power of Attorney and Confirming Statement (this "Statement") confirms that
the undersigned has authorized and designated each of Curtis Buser, Kewsong Lee,
Glenn Youngkin, Jeffrey Ferguson and Anne Frederick to execute and file on the
undersigned's behalf all Forms 3, 4, and 5 (including any amendments thereto)
that the undersigned may be required to file with the U.S. Securities and
Exchange Commission as a result of the undersigned's ownership of or
transactions in securities of The Carlyle Group L.P. (which expects to change
its name to "The Carlyle Group Inc.") (the "Company").  The authority of Curtis
Buser, Kewsong Lee, Glenn Youngkin, Jeffrey Ferguson and Anne Frederick under
this Statement shall continue until the undersigned is no longer required to
file Forms 3, 4, and 5 with regard to his or her ownership of or transactions in
securities of the Company, unless earlier revoked in writing.  The undersigned
acknowledges that Curtis Buser, Kewsong Lee, Glenn Youngkin, Jeffrey Ferguson
and Anne Frederick are not assuming any of the undersigned's responsibilities to
comply with Section 16 of the Securities Exchange Act of 1934, as amended.

In witness whereof, this Statement is signed and dated as of the date set forth
below.

Date: December 13, 2019                  By:   /s/ Daniel A. D'Aniello
                                               -----------------------
                                         Name: Daniel A. D'Aniello