0000899243-19-009191.txt : 20190328 0000899243-19-009191.hdr.sgml : 20190328 20190328202734 ACCESSION NUMBER: 0000899243-19-009191 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190319 FILED AS OF DATE: 20190328 DATE AS OF CHANGE: 20190328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Finn Christopher CENTRAL INDEX KEY: 0001771467 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35538 FILM NUMBER: 19713593 MAIL ADDRESS: STREET 1: C/O THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE, N.W. CITY: WASHINGTON STATE: DC ZIP: 20004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Carlyle Group L.P. CENTRAL INDEX KEY: 0001527166 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 452832612 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE, N.W. CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 202 729 5626 MAIL ADDRESS: STREET 1: C/O THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE, N.W. CITY: WASHINGTON STATE: DC ZIP: 20004 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2019-03-19 0 0001527166 Carlyle Group L.P. CG 0001771467 Finn Christopher 1001 PENNSYLVANIA AVENUE, NW WASHINGTON DC 20004 0 1 0 0 Chief Operating Officer Common Units 366106 D Common Units 313937 I See Footnote Carlyle Holdings partnership units Common Units representing limited partnership interests 194693 D Carlyle Holdings partnership units Common Units representing limited partnership interests 13595 I See Footnote Of these 366,106 securities, 54,381 are common units and 311,725 are deferred restricted common units. Of the 311,725 deferred restricted common units, 109,220 are scheduled to vest on August 1, 2019, 122,644 are scheduled to vest on August 1, 2020, 56,937 are scheduled to vest on August 1, 2021 and 22,924 are scheduled to vest on August 1, 2022, provided that the reporting person continues to provide services to the issuer. These common units are held in a limited liability company of which the reporting person is the manager. Pursuant to the terms of the exchange agreement and subject to certain requirements and restrictions, the partnership units of Carlyle Holdings are exchangeable for common units of The Carlyle Group L.P. on a one-for-one basis. Such Carlyle Holdings partnership units are held by a trust for the benefit of the reporting person's family. The reporting person is the special purpose trustee of the trust and has sole investment power over the units. Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the reporting person herein states that this filing shall not be deemed to be an admission that such reporting person is the beneficial owner of any of these interests, and disclaims beneficial ownership of such interests, except to the extent of such reporting person's pecuniary interest in such interests. /s/ Jeffrey W. Ferguson, by power of attorney for Christopher Finn 2019-03-28 EX-24.1 2 attachment1.htm EX-24.1 DOCUMENT

                                                                    Exhibit 24.1

                   POWER OF ATTORNEY AND CONFIRMING STATEMENT

This Power of Attorney and Confirming Statement (this "Statement") confirms that
the undersigned has authorized and designated each of William E. Conway, Jr.,
Daniel A. D'Aniello, David M. Rubenstein, Curtis Buser, Kewsong Lee, Glenn
Youngkin and Jeffrey W. Ferguson to execute and file on the undersigned's behalf
all Forms 3, 4, and 5 (including any amendments thereto) that the undersigned
may be required to file with the U.S. Securities and Exchange Commission as a
result of the undersigned's ownership of or transactions in securities of The
Carlyle Group L.P.  The authority of William E. Conway, Jr., Daniel A.
D'Aniello, David M. Rubenstein, Curtis Buser, Kewsong Lee, Glenn Youngkin and
Jeffrey W. Ferguson under this Statement shall continue until the undersigned is
no longer required to file Forms 3, 4, and 5 with regard to his or her ownership
of or transactions in securities of The Carlyle Group L.P., unless earlier
revoked in writing.  The undersigned acknowledges that William E. Conway, Jr.,
Daniel A. D'Aniello, David M. Rubenstein, Curtis Buser, Kewsong Lee, Glenn
Youngkin and Jeffrey W. Ferguson are not assuming any of the undersigned's
responsibilities to comply with Section 16 of the Securities Exchange Act of
1934, as amended.

In witness whereof, this Statement is signed and dated as of the date set forth
below.


Date: March 27, 2019                         By:    /s/ Christopher Finn
                                                --------------------------------
                                             Name:  Christopher Finn
                                             Title: Chief Operating Officer