13F-HR 1 a13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2012 --------------- Check here if Amendment [ ]; Amendment Number: ---------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager filing this Report: Name: The Carlyle Group L.P. ------------------------------ Address: 1001 Pennsylvania Avenue, NW ------------------------------ Suite 220 S. ------------------------------ Washington, DC 20004-2505 ------------------------------ Form 13F File Number: 28- N/A ----- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Daniel A. D'Aniello --------------------- Title: Chairman --------------------- Phone: 202-729-5626 --------------------- Signature, Place, and Date of Signing: /s/ R. Rainey Hoffman as Attorney- in-Fact for Daniel A. D'Aniello* Washington, DC August 14, 2012 ----------------------------------- ------------------ ------------------ Signature City, State Date *Signed pursuant to a Power Of Attorney dated May 7, 2012, included as an exhibit to this Form 13F-HR filed with the Securities and Exchange Commission by The Carlyle Group L.P. ** The Carlyle Group L.P. (the "Reporting Manager") does not serve as adviser to the owners of, or have formal investment discretion with respect to, the securities in the indicated row, but may be deemed to be part of a group of affiliated persons exercising investment discretion with respect to such securities. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g) or 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules thereunder, or for any other purpose, that the Reporting Manager or any other manager with respect to the securities listed herein exercises investment discretion or is a member of, or is otherwise affiliated with, such a group with respect to such securities. Reference is made, where relevant, to reports filed under Sections 13(d), 13(g) and 16(a) of the Exchange Act for additional information with respect to such beneficial ownership and/or pecuniary interest of the Reporting Manager, any other manager with which it may share or be deemed to share investment discretion, and related entities. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g) or 16(a) of the Exchange Act, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager or any other person is the beneficial owner of any securities. [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F File Number Name 28- ---------------- -------------------------------- 2 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 ---------------- Form 13F Information Table Entry Total: 34 ---------------- Form 13F Information Table Value Total: $15,494,577 ---------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-12429 Carlyle Investment Management L.L.C. ----- ---------- ------------------------------------------- 2 28-N/A CIM Global, L.L.C. ----- ---------- ------------------------------------------- Explanatory Note: The Carlyle Group L.P. is managed by its general partner, Carlyle Group Management L.L.C., which is in turn wholly-owned and controlled by senior Carlyle professionals. 3
FORM 13-F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------- --------------- ---------- ------------ --------------------- ------------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------- --------------- ---------- ------------ ---------- ----- ---- ------------- -------- ----- ------- ----- Allison Transmission Com 01973R101 $1,323,124 75,348,750 SH -- Shared-Defined 1 75,348,750 Hldgs I Atlas Resource Com Unt 04941A101 $207,453 7,683,442 SH -- Shared-Defined 1 7,683,442 Partners LP Ltd Pr BankUnited Inc Com 06652K103 $323,544 13,721,131 SH -- Shared-Defined 1 13,721,131 Booz Allen Hamilton Cl A 099502106 $1,402,851 91,809,598 SH -- Shared-Defined 1 91,809,598 Hldg Cor Boston Private Finl Com 101119105 $69,261 7,756,022 SH -- Shared-Defined 1 7,756,022 Hldgs In Central Pac Finl Corp Com 154760409 $133,619 9,463,095 SH -- Shared-Defined 1 9,463,095 China Recycling Energy Com 168913101 $14,336 12,465,938 SH -- Shared-Defined 1, 2 12,465,938 Corp Cobalt Intl Energy Inc Com 19075F106 $1,479,460 62,955,756 SH -- Shared-Defined 1 62,955,756 Concord Med Svcs Sponsored ADR 206277105 $25,562 8,724,233 SH -- Shared-Defined 1, 2 8,724,233 Hldgs Ltd Dunkin Brands Group Com 265504100 $420,411 12,242,614 SH -- Shared-Defined 1 12,242,614 Inc Enduro Rty Tr Tr Unit 29269K100 $325,710 19,800,000 SH -- Shared-Defined 1 19,800,000 F N B United Corp Com 302519202 $64,045 4,930,313 SH -- Shared-Defined 1 4,930,313 Fairpoint Com 305560302 $210 34,202 SH -- Shared-Defined 1 34,202 Communications Inc Freescale SHS Old G3727Q101 $2,010,403 196,136,895 SH -- Shared-Other** 1, 2 196,136,895 Semiconductor Hldg Hampton Roads Com 409321502 $28,767 26,391,440 SH -- Shared-Defined 1 26,391,440 Bankshares Inc Hertz Global Holdings Com 42805T105 $75,516 5,899,719 SH -- Shared-Defined 1, 2 5,899,719 Inc Hertz Global Holdings Com 42805T105 $619,557 48,402,867 SH -- Shared-Defined 1 48,402,867 Inc Kinder Morgan Inc Del Com 49456B101 $2,404,907 74,640,196 SH -- Shared-Defined 1 74,640,196 Lear Corp Com 521865204 $13,580 359,926 SH -- Shared-Defined 1 359,926 Magnachip Com 55933J203 $3,838 402,761 SH -- Shared-Defined 1 402,761 Semiconductor Corp Nielsen Holdings N V Com N63218106 $223,162 8,511,137 SH -- Shared-Defined 1, 2 8,511,137 Nielsen Holdings N V Com N63218106 $1,016,627 38,772,943 SH -- Shared-Defined 1 38,772,943 Niska Gas Storage Unit Ltd Liabi 654678101 $205,776 16,992,245 SH -- Shared-Defined 1 16,992,245 Partners L RTI Intl Metals Inc Com 74973W107 $45,975 2,031,615 SH -- Shared-Defined 1 2,031,615 Sandridge Energy Inc Com 80007P307 343,671 51,370,888 SH -- Shared-Defined 1 51,370,888 SS&C Technologies Com 78467J100 $711,745 28,469,799 SH -- Shared-Defined 1 28,469,799 Hldgs Inc Superior Energy Svcs Com 868157108 $18,509 914,934 SH -- Shared-Defined 1 914,934 Inc TRW Automotive Hldgs Com 87264S106 $3,720 101,200 SH -- Shared-Defined 1 101,200 Corp Weatherford Reg Shs H27013103 $12,630 1,000,000 SH -- Shared-Defined 1 1,000,000 International Lt Wesco Aircraft Hldgs Com 950814103 $687,611 54,014,987 SH -- Shared-Defined 1 54,014,987 Inc Willbros Group Inc Com 969203108 $6,461 1,000,141 SH -- Shared-Defined 1 1,000,141 YRC Worldwide Inc Note 10.000% 984249AB8 $350,435 11,304,367 SH -- Shared-Defined 1 11,304,367 3/3 YRC Worldwide Inc Note 10.000% 984249AC6 $919,541 16,718,923 SH -- Shared-Defined 1 16,718,923 3/3 YRC Worldwide Inc Com Par $.01 984249607 $2,560 363,642 SH -- Shared-Defined 1 363,642 ------------------------------------------------------------------------------------------------------------------------------------
4 LIST OF EXHIBITS EXHIBIT NO. DESCRIPTION ----------- ----------- 99 Power of Attorney 5