Delaware | 45-1629984 |
(State of incorporation or organization) | (IRS Employer Identification Number) |
2620 Thousand Oaks Blvd., Suite 4000
Memphis, Tennessee
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38118 |
(Address of principal executive offices) | (Zip Code) |
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List below all exhibits filed as part of the registration statement.
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Exhibit 3.1
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Certificate of Incorporation*
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Exhibit 3.2
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Bylaws, as amended on October 21, 2011.*
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Exhibit 4.1
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Amended and Restated Class A Common Stock Purchase Warrant, dated as of October 21, 2011, and issued to Gemini Master Fund, Ltd.*
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Exhibit 4.2
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Amended and Restated Class B Common Stock Purchase Warrant, dated as of October 21, 2011, and issued to Gemini Master Fund, Ltd.*
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Exhibit 4.3
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Amended and Restated Class C Common Stock Purchase Warrant, dated as of October 21, 2011, and issued to Gemini Master Fund, Ltd.*
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Exhibit 4.4
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8% Senior Secured Convertible Note, dated as of April 15, 2011, and issued to Gemini Master Fund, Ltd.*
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Exhibit 4.5
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Amendment No. 1 to Green Ballast, Inc., 8% Senior Secured Convertible Note, dated as of August 29, 2011, and issued to Gemini Master Fund, Ltd*, as further amended by Amendment No. 2 to Green Ballast, Inc., 8% Senior Secured Convertible Note, dated as of November 28, 2011.**
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Exhibit 4.6
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8% Senior Secured Note, dated as of April 15, 2011, and issued to Green Ballast LLC.*
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Exhibit 4.7
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Amendment No. 1 to Green Ballast, Inc., 8% Senior Secured Note, dated as of August 29, 2011, and issued to Green Ballast LLC*, as further amended by Amendment No. 2 to Green Ballast, Inc., 8% Senior Secured Note, dated as of November 28, 2011.**
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Exhibit 4.8
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Subscription Agreement, dated April 15, 2011, by and between Green Ballast, Inc. and Green Ballast LLC.*
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Exhibit 4.9
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Specimen Common Stock Certificate.*
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GREEN BALLAST, INC.
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/s/ William H. Bethell
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By:
Title:
Date:
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William H. Bethell
Chief Financial Officer
December 20, 2011
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