EDGAR Filing Documents for 0001144204-11-059511

Form S-1 - General form for registration of securities under the Securities Act of 1933:

SEC Accession No. 0001144204-11-059511

Filing Date

2011-10-26

Accepted

2011-10-26 16:48:02

Documents

Document Format Files

Seq	Description	Document	Type	Size
1	S-1	v237446_s1.htm	S-1	1037403
2	CERTIFICATE OF INCORPORATION	v237446_ex3-1.htm	EX-3.1	49434
3	BYLAWS	v237446_ex3-2.htm	EX-3.2	153030
4	AMENDED AND RESTATED CLASS A COMMON STOCK PURCHASE WARRANT	v237446_ex4-1.htm	EX-4.1	123705
5	AMENDED AND RESTATED CLASS B COMMON STOCK PURCHASE WARRANT	v237446_ex4-2.htm	EX-4.2	123985
6	AMENDED AND RESTATED CLASS C COMMON STOCK PURCHASE WARRANT	v237446_ex4-3.htm	EX-4.3	118616
7	8% SENIOR SECURED CONVERTIBLE NOTE	v237446_ex4-4.htm	EX-4.4	139791
8	AMENDMENT NO. 1 TO GREEN BALLAST, INC.	v237446_ex4-5.htm	EX-4.5	22421
9	8% SENIOR SECURED NOTE	v237446_ex4-6.htm	EX-4.6	71301
10	AMENDMENT NO. 1 TO GREEN BALLAST, INC., 8% SENIOR SECURED NOTE	v237446_ex4-7.htm	EX-4.7	22250
11	SUBSCRIPTION AGREEMENT	v237446_ex4-8.htm	EX-4.8	57928
12	SPECIMEN COMMON STOCK CERTIFICATE	v237446_ex4-9.htm	EX-4.9	2034
13	OPINION OF BAKER, DONELSON, BEARMAN, CALDWELL & BERKOWITZ, PC	v237446_ex5-1.htm	EX-5.1	15689
14	ASSET PURCHASE AGREEMENT	v237446_ex10-1.htm	EX-10.1	180558
15	AMENDMENT NO. 1 TO ASSET PURCHASE AGREEMENT	v237446_ex10-2.htm	EX-10.2	33588
16	SECURITY AGREEMENT	v237446_ex10-3.htm	EX-10.3	208131
17	INTELLECTUAL PROPERTY SECURITY AGREEMENT	v237446_ex10-4.htm	EX-10.4	49642
18	EMPLOYMENT AGREEMENT	v237446_ex10-5.htm	EX-10.5	185610
19	EMPLOYMENT AGREEMENT	v237446_ex10-6.htm	EX-10.6	175961
20	EMPLOYMENT AGREEMENT	v237446_ex10-7.htm	EX-10.7	175479
21	EMPLOYMENT AGREEMENT	v237446_ex10-8.htm	EX-10.8	171051
22	RESTRICTED STOCK PLAN	v237446_ex10-9.htm	EX-10.9	64110
23	FORM RESTRICTED STOCK AWARD AGREEMENT	v237446_ex10-10.htm	EX-10.10	34336
24	ACCOUNTING SERVICES AGREEMENT	v237446_ex10-11.htm	EX-10.11	87284
25	MARKETING SERVICES AGREEMENT	v237446_ex10-12.htm	EX-10.12	75511
26	AGREEMENT OF SUBLEASE	v237446_ex10-13.htm	EX-10.13	18010
27	CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM	v237446_ex23-1.htm	EX-23.1	3021
28	GRAPHIC	ex4-9pg01.jpg	GRAPHIC	204621
29	GRAPHIC	ex4-9pg02.jpg	GRAPHIC	60899
30	GRAPHIC	logo.jpg	GRAPHIC	10265
31	GRAPHIC	line.gif	GRAPHIC	43
32	GRAPHIC	spacer.gif	GRAPHIC	43
33	GRAPHIC	logo_greenballast-pms.jpg	GRAPHIC	33714
	Complete submission text file	0001144204-11-059511.txt		3828146

Mailing Address 2620 THOUSAND OAKS SUITE 4000 MEMPHIS TN 38118

Business Address 2620 THOUSAND OAKS SUITE 4000 MEMPHIS TN 38118 901-260-4400

Green Ballast, Inc. (Filer) CIK: 0001526543 (see all company filings)