0001144204-18-027741.txt : 20180511 0001144204-18-027741.hdr.sgml : 20180511 20180511182711 ACCESSION NUMBER: 0001144204-18-027741 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170601 FILED AS OF DATE: 20180511 DATE AS OF CHANGE: 20180511 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lee David CENTRAL INDEX KEY: 0001525877 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23255 FILM NUMBER: 18828240 MAIL ADDRESS: STREET 1: 125 MAIDEN LANE CITY: NEW YORK STATE: NY ZIP: 10038 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vivaldi Opportunities Fund CENTRAL INDEX KEY: 0001703117 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: C/O UMB FUND SERVICES, INC. STREET 2: 235 WEST GALENA STREET CITY: MILWAUKEE STATE: WI ZIP: 53201 BUSINESS PHONE: 414-299-2200 MAIL ADDRESS: STREET 1: C/O UMB FUND SERVICES, INC. STREET 2: 235 WEST GALENA STREET CITY: MILWAUKEE STATE: WI ZIP: 53201 3 1 tv493933_form3.xml OWNERSHIP DOCUMENT X0206 3 2017-06-01 0 0001703117 Vivaldi Opportunities Fund VAM 0001525877 Lee David 235 W GALENA STREET MILWAUKEE WI 53212 1 0 0 0 Common Shares 0 D /s/ David G. Lee 2018-05-11