0001144204-18-027741.txt : 20180511
0001144204-18-027741.hdr.sgml : 20180511
20180511182711
ACCESSION NUMBER: 0001144204-18-027741
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170601
FILED AS OF DATE: 20180511
DATE AS OF CHANGE: 20180511
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lee David
CENTRAL INDEX KEY: 0001525877
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-23255
FILM NUMBER: 18828240
MAIL ADDRESS:
STREET 1: 125 MAIDEN LANE
CITY: NEW YORK
STATE: NY
ZIP: 10038
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vivaldi Opportunities Fund
CENTRAL INDEX KEY: 0001703117
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: C/O UMB FUND SERVICES, INC.
STREET 2: 235 WEST GALENA STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53201
BUSINESS PHONE: 414-299-2200
MAIL ADDRESS:
STREET 1: C/O UMB FUND SERVICES, INC.
STREET 2: 235 WEST GALENA STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53201
3
1
tv493933_form3.xml
OWNERSHIP DOCUMENT
X0206
3
2017-06-01
0
0001703117
Vivaldi Opportunities Fund
VAM
0001525877
Lee David
235 W GALENA STREET
MILWAUKEE
WI
53212
1
0
0
0
Common Shares
0
D
/s/ David G. Lee
2018-05-11