0001525212-20-000001.txt : 20200127 0001525212-20-000001.hdr.sgml : 20200127 20200124184830 ACCESSION NUMBER: 0001525212-20-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200127 DATE AS OF CHANGE: 20200124 EFFECTIVENESS DATE: 20200127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: USCA RIA LLC CENTRAL INDEX KEY: 0001525212 IRS NUMBER: 000000000 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14897 FILM NUMBER: 20546768 BUSINESS ADDRESS: STREET 1: 1330 POST OAK BLVD., SUITE 900 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 713-366-0522 MAIL ADDRESS: STREET 1: 1330 POST OAK BLVD., SUITE 900 CITY: HOUSTON STATE: TX ZIP: 77056 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001525212 XXXXXXXX 12-31-2019 12-31-2019 USCA RIA LLC

1330 POST OAK BLVD., SUITE 900 HOUSTON TX 77056

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2389800MEDTRONIC PLCSHSG5960L103513445250SHSOLE 4525000MERCK & CO INCCOM58933Y105216723830SHSOLE 2383000METLIFE INCCOM59156R1088197160813SHSOLE 16081300MGM GROWTH PPTYS LLCCL A COM55303A1052477969SHSOLE 796900MICRON TECHNOLOGY INCCOM59511210375314000SHSOLE 1400000MICROSOFT CORPCOM59491810420943132801SHSOLE 13280100MONDELEZ INTL INCCL A60920710576413862SHSOLE 1386200MOODYS CORPCOM6153691053981678SHSOLE 167800NETFLIX INCCOM64110L10610443227SHSOLE 322700NEW RESIDENTIAL INVT CORPCOM NEW64828T20131319403SHSOLE 1940300NEWMONT GOLDCORP CORPORATIONCOM651639106340578355SHSOLE 7835500NEXPOINT STRATEGIC OPORTUNTCOM NEW65340G20530016956SHSOLE 1695600NEXTERA ENERGY INCCOM65339F10110504335SHSOLE 433500NIKE INCCL B654106103161615953SHSOLE 1595300NOKIA CORPSPONSORED ADR6549022046918700SHSOLE 1870000NORFOLK SOUTHERN CORPCOM655844108358718479SHSOLE 1847900NORTHROP GRUMMAN CORPCOM666807102369710747SHSOLE 1074700NORTHWEST NAT HLDG COCOM66765N1054426000SHSOLE 600000NOVARTIS A GSPONSORED ADR66987V109639067485SHSOLE 6748500NOVO-NORDISK A SADR6701002054998619SHSOLE 861900NUTANIX INCCL A67059N108173555495SHSOLE 5549500NUTRIEN LTDCOM67077M108115224052SHSOLE 2405200NUVEEN INT DUR QUAL MUN TRMCOM6706771031457104954SHSOLE 10495400NUVEEN INTER DURATION MN TMFCOM6706711062208158740SHSOLE 15874000NUVEEN MUNICIPAL CREDIT INCCOM SH BEN INT67070X10120512500SHSOLE 1250000NUVEEN TAXABLE MUNICPL INCMCOM67074C103107249094SHSOLE 4909400NUVEEN TEXAS QLTY MUN INCMECOM670983105132992768SHSOLE 9276800NVIDIA CORPCOM67066G10413265634SHSOLE 563400NXP SEMICONDUCTORS N VCOMN6596X1092291800SHSOLE 180000OASIS PETE INC NEWCOM6742151083310000SHSOLE 1000000OCCIDENTAL PETE CORPCOM67459910582720071SHSOLE 2007100OMEGA HEALTHCARE INVS INCCOM681936100261761802SHSOLE 6180200ONE LIBERTY PPTYS INCCOM6824061032147872SHSOLE 787200ONEOK INC NEWCOM682680103438157891SHSOLE 5789100ORACLE CORPCOM68389X105351866404SHSOLE 6640400PACCAR INCCOM6937181087369310SHSOLE 931000PACER FDS TRBNCHMRK INFRA69374H741198460891SHSOLE 6089100PACER FDS TRGLOBL CASH ETF69374H70933110515SHSOLE 1051500PACKAGING CORP AMERCOM6951561097716883SHSOLE 688300PARSLEY ENERGY INCCL A70187710223812610SHSOLE 1261000PAYCHEX INCCOM704326107245228821SHSOLE 2882100PAYCOM SOFTWARE INCCOM70432V102212800SHSOLE 80000PAYPAL HLDGS INCCOM70450Y103299127653SHSOLE 2765300PEOPLES UTD FINL INCCOM7127041053157186790SHSOLE 18679000PEPSICO INCCOM713448108351625724SHSOLE 2572400PFIZER INCCOM71708110311370290202SHSOLE 29020200PHILIP MORRIS INTL INCCOM718172109847299570SHSOLE 9957000PHILLIPS 66COM718546104644357830SHSOLE 5783000PIMCO ETF TRENHAN SHRT MA AC72201R833138413619SHSOLE 1361900PIONEER NAT RES COCOM72378710713398846SHSOLE 884600PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN7265031052205119875SHSOLE 11987500PNC FINL SVCS GROUP INCCOM693475105305619142SHSOLE 1914200PPL CORPCOM69351T1063682102614SHSOLE 10261400PROCTER & GAMBLE COCOM742718109644851628SHSOLE 5162800PROLOGIS INCCOM74340W1034945545SHSOLE 554500PROSHARES TRINVT INT RT HG74347B6077509695SHSOLE 969500PROSPECT CAPITAL CORPORATIONNOTE 4.950% 7/174348TAR32625000SHSOLE 2500000PROSPECT CAPITAL CORPORATIONNOTE 6.375% 3/074348TAT94240000SHSOLE 4000000PROSPERITY BANCSHARES INCCOM7436061056479000SHSOLE 900000PRUDENTIAL FINL INCCOM744320102819287393SHSOLE 8739300PUBLIC STORAGECOM74460D1095742697SHSOLE 269700QUALCOMM INCCOM74752510311190126823SHSOLE 12682300RAYTHEON COCOM NEW755111507455420726SHSOLE 2072600REALTY INCOME CORPCOM7561091044826550SHSOLE 655000RESIDEO TECHNOLOGIES INCCOM76118Y1043012252488SHSOLE 25248800RHCOM74967X1032781300SHSOLE 130000RIVERNORTH MANAGED DUR MUN ICOM76882H10529015000SHSOLE 1500000ROSEHILL RES INCCL A7773851057558367SHSOLE 5836700ROYAL DUTCH SHELL PLCSPON ADR B7802591073826373SHSOLE 637300ROYAL DUTCH SHELL PLCSPONS ADR A7802592065997101670SHSOLE 10167000RYANAIR HLDGS PLCSPONSORED ADS783513203229926237SHSOLE 2623700SABINE ROYALTY TRUNIT BEN INT78568810263315700SHSOLE 1570000SALESFORCE COM INCCOM79466L302165010147SHSOLE 1014700SANOFISPONSORED ADR80105N10576215179SHSOLE 1517900SCHLUMBERGER LTDCOM806857108315478467SHSOLE 7846700SELECT SECTOR SPDR TRENERGY81369Y506185230840SHSOLE 3084000SELECT SECTOR SPDR TRSBI CONS DISCR81369Y407509740638SHSOLE 4063800SELECT SECTOR SPDR TRSBI CONS STPLS81369Y3082844515SHSOLE 451500SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y2092442398SHSOLE 239800SELECT SECTOR SPDR TRSBI INT-FINL81369Y60532310489SHSOLE 1048900SELECT SECTOR SPDR TRSBI INT-INDS81369Y7043243977SHSOLE 397700SELECT SECTOR SPDR TRSBI INT-UTILS81369Y88673711407SHSOLE 1140700SELECT SECTOR SPDR TRSBI MATERIALS81369Y1002984848SHSOLE 484800SIMON PPTY GROUP INC NEWCOM8288061096914636SHSOLE 463600SIRIUS XM HLDGS INCCOM82968B10312116900SHSOLE 1690000SKYWORKS SOLUTIONS INCCOM83088M1022301904SHSOLE 190400SOLARIS OILFIELD INFRSTR INCCOM CL A83418M10314110073SHSOLE 1007300SONOS INCCOM83570H1081960125502SHSOLE 12550200SOUTHWEST AIRLS COCOM844741108111120585SHSOLE 2058500SPDR DOW JONES INDL AVRG ETFUT SER 178467X10912044224SHSOLE 422400SPDR GOLD TRUSTGOLD SHS78463V107506635454SHSOLE 3545400SPDR S&P 500 ETF TRTR UNIT78462F103441713722SHSOLE 1372200SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y10714093754SHSOLE 375400SPDR SERIES TRUSTBLMBRG BRC CNVRT78464A3592224000SHSOLE 400000SPDR SERIES TRUSTNUVEEN BLMBRG SR78468R73995119359SHSOLE 1935900SPDR SERIES TRUSTNUVEEN BRC MUNIC78468R72171714173SHSOLE 1417300SPDR SERIES TRUSTPORTFLI MORTGAGE78464A38369726700SHSOLE 2670000SPDR SERIES TRUSTPRTFLO S&P500 GW78464A4094902116958SHSOLE 11695800SPDR SERIES TRUSTPRTFLO S&P500 VL78464A508128436782SHSOLE 3678200SPDR SERIES TRUSTS&P BIOTECH78464A870155616362SHSOLE 1636200SPDR SERIES TRUSTS&P DIVID ETF78464A7637096589SHSOLE 658900SPDR SERIES TRUSTS&P OILGAS EXP78464A7302098816SHSOLE 881600SPOTIFY TECHNOLOGY S ASHSL8681T1024643100SHSOLE 310000SPROTT ETF TRGOLD MINERS ETF85210B102106742415SHSOLE 4241500SPROTT PHYSICAL GOLD & SILVETR UNIT85208R10115010250SHSOLE 1025000SPROTT PHYSICAL GOLD TRUSTUNIT85207H10428623490SHSOLE 2349000SPROTT PHYSICAL SILVER TRTR UNIT85207K10718428066SHSOLE 2806600SQUARE INCCL A852234103143022852SHSOLE 2285200SSGA ACTIVE ETF TRBLKSTN GSOSRLN78467V608119625676SHSOLE 2567600STARBUCKS CORPCOM8552441093644145SHSOLE 414500STATE STR CORPCOM857477103314339738SHSOLE 3973800STRYKER CORPCOM8636671017313482SHSOLE 348200SUN CMNTYS INCCOM866674104157310477SHSOLE 1047700TARGA RES CORPCOM87612G10154713396SHSOLE 1339600TARGET CORPCOM87612E106442634524SHSOLE 3452400TELEDYNE TECHNOLOGIES INCCOM8793601054331250SHSOLE 125000TELLURIAN INC NEWCOM87968A10449067340SHSOLE 6734000TEVA PHARMACEUTICAL INDS LTDSPONSORED ADS8816242091295132103SHSOLE 13210300TEXAS INSTRS INCCOM8825081046955416SHSOLE 541600THERMO FISHER SCIENTIFIC INCCOM88355610221056481SHSOLE 648100TJX COS INC NEWCOM87254010979012939SHSOLE 1293900TORTOISE ACQUISITION CORPUNIT 03/04/202489154L20919719385SHSOLE 1938500TORTOISE ESSENTIAL ASSETS INCOM SH BEN INT89148A10345127521SHSOLE 2752100TOTAL S ASPONSORED ADS89151E1094738552SHSOLE 855200TRAVELERS COMPANIES INCCOM89417E109338724728SHSOLE 2472800TRUIST FINL CORPCOM89832Q109235141744SHSOLE 4174400TWITTER INCCOM90184L10269121575SHSOLE 2157500U S SILICA HLDGS INCCOM90346E1036210000SHSOLE 1000000UGI CORP NEWCOM902681105296065547SHSOLE 6554700UNION PACIFIC CORPCOM9078181089845441SHSOLE 544100UNITED AIRLINES HLDGS INCCOM9100471092552892SHSOLE 289200UNITED PARCEL SERVICE INCCL B9113121061016586833SHSOLE 8683300UNITED TECHNOLOGIES CORPCOM913017109614941058SHSOLE 4105800UNITEDHEALTH GROUP INCCOM91324P10221557329SHSOLE 732900US BANCORP DELCOM NEW9029733043135271SHSOLE 527100USD PARTNERS LPCOM UT REP LTD90331810320520715SHSOLE 2071500VALE S ASPONSORED ADS91912E10518714200SHSOLE 1420000VALERO ENERGY CORP NEWCOM91913Y100239225539SHSOLE 2553900VANECK MERK GOLD TRUSTGOLD TRUST92107810114910000SHSOLE 1000000VANECK VECTORS ETF TRUSTAGRIBUSINESS ETF92189F7002523660SHSOLE 366000VANECK VECTORS ETF TRUSTAMT FREE SHORT M92189F52878544093SHSOLE 4409300VANECK VECTORS ETF TRUSTCEF MUN INCOME E92189F460150254505SHSOLE 5450500VANECK VECTORS ETF TRUSTGOLD MINERS ETF92189F1067417253329SHSOLE 25332900VANECK VECTORS ETF TRUSTINVT GRADE FLTG92189F48660523895SHSOLE 2389500VANECK VECTORS ETF TRUSTOIL SVCS ETF92189F71816012061SHSOLE 1206100VANECK VECTORS ETF TRUSTVIETNAM ETF92189F81736122600SHSOLE 2260000VANGUARD ADMIRAL FDS INC500 VAL IDX FD9219327032291823SHSOLE 182300VANGUARD ADMIRAL FDS INCMIDCP 400 GRTH9219328695003405SHSOLE 340500VANGUARD ADMIRAL FDS INCMIDCP 400 VAL9219328443612772SHSOLE 277200VANGUARD BD INDEX FD INCSHORT TRM BOND9219378272232761SHSOLE 276100VANGUARD GROUPDIV APP ETF9219088442792241SHSOLE 224100VANGUARD INDEX FDSGROWTH ETF922908736525028820SHSOLE 2882000VANGUARD INDEX FDSREAL ESTATE ETF922908553100410821SHSOLE 1082100VANGUARD INDEX FDSSM CP VAL ETF9229086112181593SHSOLE 159300VANGUARD INDEX FDSSML CP GRW ETF9229085952411211SHSOLE 121100VANGUARD INDEX FDSTOTAL STK MKT922908769690642207SHSOLE 4220700VANGUARD INTL EQUITY INDEX FALLWRLD EX US9220427752474587SHSOLE 458700VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF922042874158427034SHSOLE 2703400VANGUARD MUN BD FD INCTAX EXEMPT BD922907746522697617SHSOLE 9761700VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8706847494SHSOLE 749400VEREIT INCCOM92339V10012413409SHSOLE 1340900VERIZON COMMUNICATIONS INCCOM92343V1046378103879SHSOLE 10387900VICI PPTYS INCCOM92565210940315788SHSOLE 1578800VIRTUS GLOBAL MULTI-SEC INCCOM92829B1011750139960SHSOLE 13996000VISA INCCOM CL A92826C839933949700SHSOLE 4970000VODAFONE GROUP PLC NEWSPONSORED ADR92857W30821711234SHSOLE 1123400WALGREENS BOOTS ALLIANCE INCCOM931427108152125795SHSOLE 2579500WALMART INCCOM931142103910876642SHSOLE 7664200WASTE CONNECTIONS INCCOM94106B1016727400SHSOLE 740000WASTE MGMT INC DELCOM94106L1092352061SHSOLE 206100WATTS WATER TECHNOLOGIES INCCL A9427491023193200SHSOLE 320000WELLS FARGO CO NEWCOM9497461019243171806SHSOLE 17180600WESTERN ASSET INVT GRADE DEFCOM95790A1014579199940SHSOLE 19994000WESTERN ASSET MUN DEF OPP TRCOM95768A109104950181SHSOLE 5018100WESTERN AST INFL LKD OPP & ICOM95766R1041459126421SHSOLE 12642100WEYERHAEUSER COCOM962166104143447490SHSOLE 4749000WHEATON PRECIOUS METALS CORPCOM962879102103534784SHSOLE 3478400WILLIAMS COS INC DELCOM96945710069629332SHSOLE 2933200WISDOMTREE TRUS QTLY DIV GRT97717X66963713143SHSOLE 1314300WPX ENERGY INCCOM98212B10324117535SHSOLE 1753500WYNDHAM HOTELS & RESORTS INCCOM98311A1054026404SHSOLE 640400XYLEM INCCOM98419M1007449445SHSOLE 944500ZIONS BANCORPORATION N ACOM9897011072114057SHSOLE 405700ZOETIS INCCL A98978V1032732063SHSOLE 206300