0000899243-20-001417.txt : 20200117 0000899243-20-001417.hdr.sgml : 20200117 20200117211650 ACCESSION NUMBER: 0000899243-20-001417 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200117 FILED AS OF DATE: 20200117 DATE AS OF CHANGE: 20200117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Farrar Christopher D. CENTRAL INDEX KEY: 0001524993 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39183 FILM NUMBER: 20534898 MAIL ADDRESS: STREET 1: 30699 RUSSELL RANCH ROAD, SUITE 295 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Velocity Financial, LLC CENTRAL INDEX KEY: 0001692376 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30699 RUSSELL RANCH ROAD STREET 2: BUILDING 111, SUITE 295 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 BUSINESS PHONE: 866-505-3863 MAIL ADDRESS: STREET 1: 30699 RUSSELL RANCH ROAD STREET 2: BUILDING 111, SUITE 295 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2020-01-17 0 0001692376 Velocity Financial, LLC VEL 0001524993 Farrar Christopher D. C/O VELOCITY FINANCIAL, INC. 30699 RUSSELL RANCH ROAD, SUITE 295 WESTLAKE VILLAGE CA 91362 1 1 0 0 Chief Executive Officer Common Stock 142916 I By Trust Stock Options (Right to Buy) 13.00 2030-01-16 Common Stock 375000 D Reflects shares directly held by the Farrar Family Trust dated February 16, 2001 of which Mr. Farrar is a Trustee. These options were granted on January 16, 2020 and vest in three equal installments on the first three anniversaries of the grant date, subject to continued service on the vesting date. Exhibit List Exhibit 24 - Power of Attorney By: /s/ Christopher D. Farrar 2020-01-17 EX-24 2 attachment1.htm EX-24 DOCUMENT

                                                                      Exhibit 24

                               POWER OF ATTORNEY

Know all by these presents that the undersigned, does hereby make, constitute a
nd appoint each of Jeffery Taylor, Mark Szczepaniak and Christopher Oltmann, or
any one of them, as a true and lawful attorney-in-fact of the undersigned with
full powers of substitution and revocation, for and in the name, place and stead
of the undersigned (in the undersigned's individual capacity), to execute and
deliver such forms that the undersigned may be required to file with the U.S.
Securities and Exchange Commission as a result of the undersigned's ownership of
or transactions in securities of Velocity Financial, LLC (which expects to
convert into a Delaware corporation and change its name to "Velocity Financial,
Inc.") (the "Company") (i) pursuant to Section 16(a) of the Securities Exchange
Act of 1934, as amended, including without limitation, statements on Form 3,
Form 4 and Form 5 (including any amendments thereto) and (ii) in connection with
any applications for EDGAR access codes, including without limitation the Form
ID. The Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4 and 5 with regard to his or
her ownership of or transactions in securities of the Company, unless earlier
revoked in writing. The undersigned acknowledges that Jeffery Taylor, Mark
Szczepaniak and Christopher Oltmann are not assuming any of the undersigned's
responsibilities to comply with Section 16 of the Securities Exchange Act of
1934, as amended.


                                     By:  /s/ Christopher D. Farrar
                                          ----------------------------
                                     Name: Christopher D. Farrar


                                     Date: October 22, 2019