The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCELERATE DIAGNOSTICS INC | NOTE 2.500% 3/1 | 00430HAB8 | 7,698 | 11,000,000 | PRN | SOLE | 11,000,000 | 0 | 0 | ||
AGILON HEALTH INC | COM | 00857U107 | 13,105 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
ALTIMETER GROWTH CORP 2 | COM CL A | G0371B109 | 4,945 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
ARCLIGHT CLEAN TRANSITION II | CLASS A ORD SHS | G0R21B104 | 4,880 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
ARCLIGHT CLEAN TRANSITION II | *W EXP 03/16/202 | G0R21B112 | 115 | 105,000 | SH | SOLE | 105,000 | 0 | 0 | ||
ARCTOS NORTHSTAR ACQUIS CORP | SHS CL A | G0477L100 | 1,950 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
ARCTOS NORTHSTAR ACQUIS CORP | *W EXP 99/99/999 | G0477L126 | 74 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
BENEFITFOCUS INC | COM | 08180D106 | 36,709 | 3,307,081 | SH | SOLE | 3,307,081 | 0 | 0 | ||
BLACKSKY TECHNOLOGY INC | COM CL A | 09263B108 | 5,175 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
BLEND LABS INC | CL A | 09352U108 | 28,346 | 2,102,829 | SH | SOLE | 2,102,829 | 0 | 0 | ||
CATALYST PARTNRS ACQUISITN C | CLASS A ORD SHS | G19550105 | 4,865 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
CATALYST PARTNRS ACQUISITN C | *W EXP 05/12/202 | G19550121 | 85 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CAZOO GROUP LTD | *W EXP 08/26/202 | G2007L113 | 1,118 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
CCC INTELLIGENT SOLUTIONS HL | *W EXP 07/30/202 | 12510Q118 | 1,392 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
CLASS ACCELERATION CORP | *W EXP 03/31/202 | 18274B114 | 256 | 438,200 | SH | SOLE | 438,200 | 0 | 0 | ||
CRUCIBLE ACQUISITION CORP | *W EXP 12/26/202 | 22877P116 | 277 | 329,623 | SH | SOLE | 329,623 | 0 | 0 | ||
DATTO HLDG CORP | COM | 23821D100 | 10,693 | 447,404 | SH | SOLE | 447,404 | 0 | 0 | ||
DRAGONEER GROWTH OPT CORP II | CL A SHS | G28315102 | 9,800 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
FIFTH WALL ACQUISITN CORP II | CLASS A ORD SHS | G34142102 | 4,910 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
FIGURE ACQUISITION CORP I | COM CL A | 302438106 | 4,433 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
FIGURE ACQUISITION CORP I | *W EXP 03/31/202 | 302438114 | 118 | 112,500 | SH | SOLE | 112,500 | 0 | 0 | ||
FLUIDIGM CORP DEL | COM | 34385P108 | 49,071 | 7,446,229 | SH | SOLE | 7,446,229 | 0 | 0 | ||
FLUIDIGM CORP DEL | NOTE 5.250%12/0 | 34385PAF5 | 68,121 | 28,133,000 | PRN | SOLE | 28,133,000 | 0 | 0 | ||
GINKGO BIOWORKS HOLDINGS INC | *W EXP 08/01/202 | 37611X118 | 3,666 | 1,081,421 | SH | SOLE | 1,081,421 | 0 | 0 | ||
GOLDEN ENTMT INC | COM | 381013101 | 24,270 | 494,391 | SH | SOLE | 494,391 | 0 | 0 | ||
HOLLEY INC | COM | 43538H103 | 27,462 | 2,300,000 | SH | SOLE | 2,300,000 | 0 | 0 | ||
HOLLEY INC | *W EXP 11/30/202 | 43538H111 | 1,941 | 669,159 | SH | SOLE | 669,159 | 0 | 0 | ||
INDEPENDENCE HOLDINGS CORP | CLASS A ORD SHS | G4761A101 | 4,885 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
INDEPENDENCE HOLDINGS CORP | *W EXP 03/31/202 | G4761A127 | 126 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
INSTRUCTURE HLDGS INC | COM | 457790103 | 39,616 | 1,753,709 | SH | SOLE | 1,753,709 | 0 | 0 | ||
INTEGRAL AD SCIENCE HLDNG CO | COM | 45828L108 | 30,459 | 1,476,463 | SH | SOLE | 1,476,463 | 0 | 0 | ||
IRONSOURCE LTD | CL A ORD SHS | M5R75Y101 | 100,529 | 9,248,263 | SH | SOLE | 9,248,263 | 0 | 0 | ||
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 38,167 | 130,000 | SH | Put | SOLE | 130,000 | 0 | 0 | |
MARKFORGED HOLDING CORPORATI | *W EXP 07/14/202 | 57064N110 | 34 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
MCAFEE CORP | COM CL A | 579063108 | 36,482 | 1,650,000 | SH | SOLE | 1,650,000 | 0 | 0 | ||
MERIDIANLINK INC | COMMON STOCK | 58985J105 | 6,708 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
OFFERPAD SOLUTIONS INC | COM CL A | 67623L109 | 6,976 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
OFFERPAD SOLUTIONS INC | *W EXP 10/16/202 | 67623L117 | 467 | 266,667 | SH | SOLE | 266,667 | 0 | 0 | ||
ON24 INC | COM | 68339B104 | 47,331 | 2,373,673 | SH | SOLE | 2,373,673 | 0 | 0 | ||
OWL ROCK CAPITAL CORPORATION | COM | 69121K104 | 29,239 | 2,070,718 | SH | SOLE | 2,070,718 | 0 | 0 | ||
PATHFINDER ACQUISITION CORP | *W EXP 02/19/202 | G04119122 | 119 | 125,265 | SH | SOLE | 125,265 | 0 | 0 | ||
PAYSAFE LIMITED | ORD | G6964L107 | 26,350 | 3,400,000 | SH | SOLE | 3,400,000 | 0 | 0 | ||
PIONEER MERGER CORP | *W EXP 01/07/202 | G7S24C111 | 367 | 333,334 | SH | SOLE | 333,334 | 0 | 0 | ||
RETAIL VALUE INC | COM | 76133Q102 | 26,679 | 1,013,245 | SH | SOLE | 1,013,245 | 0 | 0 | ||
SNAP ONE HOLDINGS CORP | COM | 83303Y105 | 50,010 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | ||
SPARTAN ACQUISITION CORP III | *W EXP 02/04/202 | 84677R114 | 83 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 38,623 | 90,000 | SH | Put | SOLE | 90,000 | 0 | 0 | |
SPLUNK INC | NOTE 0.500% 9/1 | 848637AC8 | 31,636 | 27,000,000 | PRN | SOLE | 27,000,000 | 0 | 0 | ||
SPLUNK INC | NOTE 1.125% 9/1 | 848637AD6 | 23,220 | 19,000,000 | PRN | SOLE | 19,000,000 | 0 | 0 | ||
STAGWELL INC | COM CL A | 85256A109 | 54,511 | 7,106,996 | SH | SOLE | 7,106,996 | 0 | 0 | ||
SUPERNOVA PARTNERS ACQUISTN | *W EXP 99/99/999 | G8T86C121 | 50 | 62,500 | SH | SOLE | 62,500 | 0 | 0 | ||
VONAGE HLDGS CORP | NOTE 1.750% 6/0 | 92886TAJ1 | 35,290 | 30,175,000 | PRN | SOLE | 30,175,000 | 0 | 0 | ||
VPC IMPACT ACQU HOLDI III IN | *W EXP 09/03/202 | 91835J116 | 213 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
VPC IMPACT ACQUISITION HLDG | *W EXP 03/05/202 | G9460L118 | 150 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
WARBURG PINCUS CAPTAL CORP I | *W EXP 99/99/999 | G9461D115 | 105 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
WARBURG PINCUS CAPTAL CORP I | *W EXP 99/99/999 | G9460M124 | 93 | 100,000 | SH | SOLE | 100,000 | 0 | 0 |