0001209191-21-043336.txt : 20210625 0001209191-21-043336.hdr.sgml : 20210625 20210625170131 ACCESSION NUMBER: 0001209191-21-043336 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210623 FILED AS OF DATE: 20210625 DATE AS OF CHANGE: 20210625 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHAKED HEZY CENTRAL INDEX KEY: 0001548777 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35535 FILM NUMBER: 211048820 MAIL ADDRESS: STREET 1: C/O TILLY'S, INC. STREET 2: 10 WHATNEY CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TILLY'S, INC. CENTRAL INDEX KEY: 0001524025 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 452164791 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 10 WHATNEY CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (949) 609-5599 MAIL ADDRESS: STREET 1: 10 WHATNEY CITY: IRVINE STATE: CA ZIP: 92618 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-23 0 0001524025 TILLY'S, INC. TLYS 0001548777 SHAKED HEZY C/O TILLY'S, INC. 10 WHATNEY IRVINE CA 92618 1 1 1 0 See Remarks Class A Common Stock 2021-06-23 4 M 0 23000 0.00 A 83000 D Class A Common Stock 2021-06-23 4 M 0 18750 0.00 A 101750 D Class A Common Stock 2021-06-23 4 S 0 41750 16.5024 D 60000 D Stock Option (Right to Buy) 11.41 2021-06-23 4 M 0 23000 0.00 D 2029-03-19 Class A Common Stock 23000 25000 D Stock Option (Right to Buy) 4.13 2021-06-23 4 M 0 18750 0.00 D 2030-03-31 Class A Common Stock 18750 56250 D The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.27 to $16.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The shares reported herein are held by The Hezy Shaked Living Trust under which the Reporting Person is trustee and beneficiary. The option vests in four equal annual installments on each of the four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. The Reporting Person is Executive Chairman and Chief Strategy Officer. /s/ Michael L. Henry, Attorney-in-Fact for Hezy Shaked 2021-06-25