0001209191-21-022369.txt : 20210322 0001209191-21-022369.hdr.sgml : 20210322 20210322163329 ACCESSION NUMBER: 0001209191-21-022369 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210319 FILED AS OF DATE: 20210322 DATE AS OF CHANGE: 20210322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Tricia D CENTRAL INDEX KEY: 0001557023 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35535 FILM NUMBER: 21761725 MAIL ADDRESS: STREET 1: C/O NORDSTROM, INC. STREET 2: 1617 SIXTH AVENUE CITY: SEATTLE STATE: WA ZIP: 98101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TILLY'S, INC. CENTRAL INDEX KEY: 0001524025 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 452164791 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 10 WHATNEY CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (949) 609-5599 MAIL ADDRESS: STREET 1: 10 WHATNEY CITY: IRVINE STATE: CA ZIP: 92618 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-19 1 0001524025 TILLY'S, INC. TLYS 0001557023 Smith Tricia D C/O TILLY'S, INC. 10 WHATNEY IRVINE CA 92618 0 1 0 0 EVP CMO Class A Common Stock 2021-03-19 4 M 0 75000 9.44 A 75000 D Class A Common Stock 2021-03-19 4 S 0 75000 11.9953 D 0 D Stock Option (Right to Buy) 9.44 2021-03-19 4 M 0 75000 0.00 D 2029-09-30 Class A Common Stock 75000 225000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.66 to $12.16, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The option was subject to vesting in four equal annual installments on each of the four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. All 225,000 remaining unvested options were subsequently forfeited by the Reporting Person upon the Reporting Person's termination of service to the Issuer on March 19, 2021. /s/ Michael L. Henry, Attorney-in-Fact for Tricia D. Smith 2021-03-22