0001209191-21-022369.txt : 20210322
0001209191-21-022369.hdr.sgml : 20210322
20210322163329
ACCESSION NUMBER: 0001209191-21-022369
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210319
FILED AS OF DATE: 20210322
DATE AS OF CHANGE: 20210322
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Tricia D
CENTRAL INDEX KEY: 0001557023
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35535
FILM NUMBER: 21761725
MAIL ADDRESS:
STREET 1: C/O NORDSTROM, INC.
STREET 2: 1617 SIXTH AVENUE
CITY: SEATTLE
STATE: WA
ZIP: 98101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TILLY'S, INC.
CENTRAL INDEX KEY: 0001524025
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600]
IRS NUMBER: 452164791
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0130
BUSINESS ADDRESS:
STREET 1: 10 WHATNEY
CITY: IRVINE
STATE: CA
ZIP: 92618
BUSINESS PHONE: (949) 609-5599
MAIL ADDRESS:
STREET 1: 10 WHATNEY
CITY: IRVINE
STATE: CA
ZIP: 92618
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-19
1
0001524025
TILLY'S, INC.
TLYS
0001557023
Smith Tricia D
C/O TILLY'S, INC.
10 WHATNEY
IRVINE
CA
92618
0
1
0
0
EVP CMO
Class A Common Stock
2021-03-19
4
M
0
75000
9.44
A
75000
D
Class A Common Stock
2021-03-19
4
S
0
75000
11.9953
D
0
D
Stock Option (Right to Buy)
9.44
2021-03-19
4
M
0
75000
0.00
D
2029-09-30
Class A Common Stock
75000
225000
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.66 to $12.16, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The option was subject to vesting in four equal annual installments on each of the four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. All 225,000 remaining unvested options were subsequently forfeited by the Reporting Person upon the Reporting Person's termination of service to the Issuer on March 19, 2021.
/s/ Michael L. Henry, Attorney-in-Fact for Tricia D. Smith
2021-03-22