0001209191-16-153921.txt : 20161207 0001209191-16-153921.hdr.sgml : 20161207 20161207165509 ACCESSION NUMBER: 0001209191-16-153921 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161205 FILED AS OF DATE: 20161207 DATE AS OF CHANGE: 20161207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TILLY'S, INC. CENTRAL INDEX KEY: 0001524025 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 452164791 STATE OF INCORPORATION: DE FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: 10 WHATNEY CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (949) 609-5599 MAIL ADDRESS: STREET 1: 10 WHATNEY CITY: IRVINE STATE: CA ZIP: 92618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANKER-MORRIS DEBBIE CENTRAL INDEX KEY: 0001548701 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35535 FILM NUMBER: 162039650 MAIL ADDRESS: STREET 1: C/O TILLY'S, INC. STREET 2: 10 WHATNEY CITY: IRVINE STATE: CA ZIP: 92618 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-12-05 0 0001524025 TILLY'S, INC. TLYS 0001548701 ANKER-MORRIS DEBBIE C/O TILLY'S, INC. 10 WHATNEY IRVINE CA 92618 0 1 0 0 Chief Merchandising Officer CLASS A COMMON STOCK 2016-12-05 4 M 0 35423 8.98 A 60423 D CLASS A COMMON STOCK 2016-12-05 4 S 0 20396 13.7724 D 40027 D CLASS A COMMON STOCK 2016-12-05 4 S 0 15027 14.3886 D 25000 D CLASS A COMMON STOCK 2016-12-06 4 M 0 24577 8.98 A 49577 D CLASS A COMMON STOCK 2016-12-06 4 S 0 24577 13.75 D 25000 D CLASS A COMMON STOCK 2016-12-06 4 M 0 5000 6.45 A 30000 D CLASS A COMMON STOCK 2016-12-06 4 S 0 5000 14.4717 D 25000 D STOCK OPTION (RIGHT TO BUY) 8.98 2016-12-05 4 M 0 35423 0.00 D 2017-08-27 CLASS A COMMON STOCK 35423 24577 D STOCK OPTION (RIGHT TO BUY) 8.98 2016-12-06 4 M 0 24577 0.00 D 2017-08-27 CLASS A COMMON STOCK 24577 0 D STOCK OPTION (RIGHT TO BUY) 6.45 2016-12-06 4 M 0 5000 0.00 D 2019-04-20 CLASS A COMMON STOCK 5000 0 D The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.26 to $14.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.26 to $14.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Includes 25,000 shares of Class A Common Stock awarded under a restricted stock unit agreement. The shares subject to the award are scheduled to vest over a four year period, with 25% of the shares vesting one year from the grant date and 25% of the shares vesting on each succeeding anniversary until all shares have vested. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.75 to $13.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.40 to $14.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The option is fully vested and is exercisable. /s/ Debbie Anker-Morris 2016-12-07