0001209191-16-153921.txt : 20161207
0001209191-16-153921.hdr.sgml : 20161207
20161207165509
ACCESSION NUMBER: 0001209191-16-153921
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161205
FILED AS OF DATE: 20161207
DATE AS OF CHANGE: 20161207
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TILLY'S, INC.
CENTRAL INDEX KEY: 0001524025
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600]
IRS NUMBER: 452164791
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0201
BUSINESS ADDRESS:
STREET 1: 10 WHATNEY
CITY: IRVINE
STATE: CA
ZIP: 92618
BUSINESS PHONE: (949) 609-5599
MAIL ADDRESS:
STREET 1: 10 WHATNEY
CITY: IRVINE
STATE: CA
ZIP: 92618
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ANKER-MORRIS DEBBIE
CENTRAL INDEX KEY: 0001548701
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35535
FILM NUMBER: 162039650
MAIL ADDRESS:
STREET 1: C/O TILLY'S, INC.
STREET 2: 10 WHATNEY
CITY: IRVINE
STATE: CA
ZIP: 92618
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-12-05
0
0001524025
TILLY'S, INC.
TLYS
0001548701
ANKER-MORRIS DEBBIE
C/O TILLY'S, INC.
10 WHATNEY
IRVINE
CA
92618
0
1
0
0
Chief Merchandising Officer
CLASS A COMMON STOCK
2016-12-05
4
M
0
35423
8.98
A
60423
D
CLASS A COMMON STOCK
2016-12-05
4
S
0
20396
13.7724
D
40027
D
CLASS A COMMON STOCK
2016-12-05
4
S
0
15027
14.3886
D
25000
D
CLASS A COMMON STOCK
2016-12-06
4
M
0
24577
8.98
A
49577
D
CLASS A COMMON STOCK
2016-12-06
4
S
0
24577
13.75
D
25000
D
CLASS A COMMON STOCK
2016-12-06
4
M
0
5000
6.45
A
30000
D
CLASS A COMMON STOCK
2016-12-06
4
S
0
5000
14.4717
D
25000
D
STOCK OPTION (RIGHT TO BUY)
8.98
2016-12-05
4
M
0
35423
0.00
D
2017-08-27
CLASS A COMMON STOCK
35423
24577
D
STOCK OPTION (RIGHT TO BUY)
8.98
2016-12-06
4
M
0
24577
0.00
D
2017-08-27
CLASS A COMMON STOCK
24577
0
D
STOCK OPTION (RIGHT TO BUY)
6.45
2016-12-06
4
M
0
5000
0.00
D
2019-04-20
CLASS A COMMON STOCK
5000
0
D
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.26 to $14.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.26 to $14.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Includes 25,000 shares of Class A Common Stock awarded under a restricted stock unit agreement. The shares subject to the award are scheduled to vest over a four year period, with 25% of the shares vesting one year from the grant date and 25% of the shares vesting on each succeeding anniversary until all shares have vested.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.75 to $13.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.40 to $14.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The option is fully vested and is exercisable.
/s/ Debbie Anker-Morris
2016-12-07