0001181431-14-014060.txt : 20140326
0001181431-14-014060.hdr.sgml : 20140326
20140326202836
ACCESSION NUMBER: 0001181431-14-014060
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140324
FILED AS OF DATE: 20140326
DATE AS OF CHANGE: 20140326
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TILLY'S, INC.
CENTRAL INDEX KEY: 0001524025
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600]
IRS NUMBER: 452164791
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0201
BUSINESS ADDRESS:
STREET 1: 10 WHATNEY
CITY: IRVINE
STATE: CA
ZIP: 92618
BUSINESS PHONE: (949) 609-5599
MAIL ADDRESS:
STREET 1: 10 WHATNEY
CITY: IRVINE
STATE: CA
ZIP: 92618
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HS ANNUITY TRUST
CENTRAL INDEX KEY: 0001548785
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35535
FILM NUMBER: 14719964
BUSINESS ADDRESS:
STREET 1: C/O TILLY'S, INC.
STREET 2: 10 WHATNEY
CITY: IRVINE
STATE: CA
ZIP: 92618
BUSINESS PHONE: (949) 609-5599
MAIL ADDRESS:
STREET 1: C/O TILLY'S, INC.
STREET 2: 10 WHATNEY
CITY: IRVINE
STATE: CA
ZIP: 92618
4
1
rrd406250.xml
HS TRUST F4
X0306
4
2014-03-24
0
0001524025
TILLY'S, INC.
TLYS
0001548785
HS ANNUITY TRUST
C/O TILLY'S, INC.
10 WHATNEY
IRVINE
CA
92618
0
0
1
0
CLASS A COMMON STOCK
2014-03-24
4
C
0
8536
0
A
8536
D
CLASS A COMMON STOCK
2014-03-24
4
S
0
8536
12.3687
D
0
D
CLASS A COMMON STOCK
2014-03-25
4
C
0
25216
0
A
25216
D
CLASS A COMMON STOCK
2014-03-25
4
S
0
25216
12.0902
D
0
D
CLASS A COMMON STOCK
2014-03-26
4
C
0
299
0
A
299
D
CLASS A COMMON STOCK
2014-03-26
4
S
0
299
12.068
D
0
D
CLASS B COMMON STOCK
2014-03-24
4
C
0
8536
0
D
CLASS A COMMON STOCK
8536
1692692
D
CLASS B COMMON STOCK
2014-03-25
4
C
0
25216
0
D
CLASS A COMMON STOCK
25216
1667476
D
CLASS B COMMON STOCK
2014-03-26
4
C
0
299
0
D
CLASS A COMMON STOCK
299
1667177
D
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.25 to $12.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock.
The shares reported on this line item converted into shares of the Issuer's Class A Common Stock on a one-for-one basis upon the election of the Reporting Person.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.05 to $12.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.00 to $12.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
/s/ Christopher M. Lal, Attorney-in-Fact for Netta Schroer and Amy Shaked, Co-Trustees of the HS Annuity Trust
2014-03-26