0001181431-14-014060.txt : 20140326 0001181431-14-014060.hdr.sgml : 20140326 20140326202836 ACCESSION NUMBER: 0001181431-14-014060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140324 FILED AS OF DATE: 20140326 DATE AS OF CHANGE: 20140326 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TILLY'S, INC. CENTRAL INDEX KEY: 0001524025 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 452164791 STATE OF INCORPORATION: DE FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: 10 WHATNEY CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (949) 609-5599 MAIL ADDRESS: STREET 1: 10 WHATNEY CITY: IRVINE STATE: CA ZIP: 92618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HS ANNUITY TRUST CENTRAL INDEX KEY: 0001548785 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35535 FILM NUMBER: 14719964 BUSINESS ADDRESS: STREET 1: C/O TILLY'S, INC. STREET 2: 10 WHATNEY CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (949) 609-5599 MAIL ADDRESS: STREET 1: C/O TILLY'S, INC. STREET 2: 10 WHATNEY CITY: IRVINE STATE: CA ZIP: 92618 4 1 rrd406250.xml HS TRUST F4 X0306 4 2014-03-24 0 0001524025 TILLY'S, INC. TLYS 0001548785 HS ANNUITY TRUST C/O TILLY'S, INC. 10 WHATNEY IRVINE CA 92618 0 0 1 0 CLASS A COMMON STOCK 2014-03-24 4 C 0 8536 0 A 8536 D CLASS A COMMON STOCK 2014-03-24 4 S 0 8536 12.3687 D 0 D CLASS A COMMON STOCK 2014-03-25 4 C 0 25216 0 A 25216 D CLASS A COMMON STOCK 2014-03-25 4 S 0 25216 12.0902 D 0 D CLASS A COMMON STOCK 2014-03-26 4 C 0 299 0 A 299 D CLASS A COMMON STOCK 2014-03-26 4 S 0 299 12.068 D 0 D CLASS B COMMON STOCK 2014-03-24 4 C 0 8536 0 D CLASS A COMMON STOCK 8536 1692692 D CLASS B COMMON STOCK 2014-03-25 4 C 0 25216 0 D CLASS A COMMON STOCK 25216 1667476 D CLASS B COMMON STOCK 2014-03-26 4 C 0 299 0 D CLASS A COMMON STOCK 299 1667177 D The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.25 to $12.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. The shares reported on this line item converted into shares of the Issuer's Class A Common Stock on a one-for-one basis upon the election of the Reporting Person. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.05 to $12.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.00 to $12.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. /s/ Christopher M. Lal, Attorney-in-Fact for Netta Schroer and Amy Shaked, Co-Trustees of the HS Annuity Trust 2014-03-26