0001181431-13-033974.txt : 20130610 0001181431-13-033974.hdr.sgml : 20130610 20130610203742 ACCESSION NUMBER: 0001181431-13-033974 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130606 FILED AS OF DATE: 20130610 DATE AS OF CHANGE: 20130610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TILLY'S, INC. CENTRAL INDEX KEY: 0001524025 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 452164791 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 10 WHATNEY CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (949) 609-5599 MAIL ADDRESS: STREET 1: 10 WHATNEY CITY: IRVINE STATE: CA ZIP: 92618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TL ANNUITY TRUST CENTRAL INDEX KEY: 0001548782 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35535 FILM NUMBER: 13904777 BUSINESS ADDRESS: STREET 1: C/O TILLY'S, INC. STREET 2: 10 WHATNEY CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (949) 609-5599 MAIL ADDRESS: STREET 1: C/O TILLY'S, INC. STREET 2: 10 WHATNEY CITY: IRVINE STATE: CA ZIP: 92618 4 1 rrd382918.xml TL ANNUNITY F4 X0306 4 2013-06-06 0 0001524025 TILLY'S, INC. TLYS 0001548782 TL ANNUITY TRUST C/O TILLY'S, INC. 10 WHATNEY IRVINE CA 92618 0 0 1 0 CLASS A COMMON STOCK 2013-06-06 4 C 0 547 0 A 547 D CLASS A COMMON STOCK 2013-06-06 4 S 0 547 16.25 D 0 D CLASS A COMMON STOCK 2013-06-07 4 C 0 18545 0 A 18545 D CLASS A COMMON STOCK 2013-06-07 4 S 0 18545 16.2621 D 0 D CLASS A COMMON STOCK 2013-06-10 4 C 0 13342 0 A 13342 D CLASS A COMMON STOCK 2013-06-10 4 S 0 13342 16.2508 D 0 D CLASS B COMMON STOCK 2013-06-06 4 C 0 547 0 D CLASS A COMMON STOCK 547 1761937 D CLASS B COMMON STOCK 2013-06-07 4 C 0 18545 0 D CLASS A COMMON STOCK 18545 1743392 D CLASS B COMMON STOCK 2013-06-10 4 C 0 13342 0 D CLASS A COMMON STOCK 13342 1730050 D The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.25 to $16.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. The shares of Class B Common Stock reported on this line item converted into shares of the Issuer's Class A Common Stock on a one-for-one basis upon the election of the Reporting Person. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.25 to $16.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. /s/ Christopher M. Lal, Attorney-in-Fact for Netta Schoer and Amy Shaked, Co-Trustees of the TL Annuity Trust 2013-06-10