0001181431-13-033974.txt : 20130610
0001181431-13-033974.hdr.sgml : 20130610
20130610203742
ACCESSION NUMBER: 0001181431-13-033974
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130606
FILED AS OF DATE: 20130610
DATE AS OF CHANGE: 20130610
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TILLY'S, INC.
CENTRAL INDEX KEY: 0001524025
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600]
IRS NUMBER: 452164791
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 10 WHATNEY
CITY: IRVINE
STATE: CA
ZIP: 92618
BUSINESS PHONE: (949) 609-5599
MAIL ADDRESS:
STREET 1: 10 WHATNEY
CITY: IRVINE
STATE: CA
ZIP: 92618
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TL ANNUITY TRUST
CENTRAL INDEX KEY: 0001548782
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35535
FILM NUMBER: 13904777
BUSINESS ADDRESS:
STREET 1: C/O TILLY'S, INC.
STREET 2: 10 WHATNEY
CITY: IRVINE
STATE: CA
ZIP: 92618
BUSINESS PHONE: (949) 609-5599
MAIL ADDRESS:
STREET 1: C/O TILLY'S, INC.
STREET 2: 10 WHATNEY
CITY: IRVINE
STATE: CA
ZIP: 92618
4
1
rrd382918.xml
TL ANNUNITY F4
X0306
4
2013-06-06
0
0001524025
TILLY'S, INC.
TLYS
0001548782
TL ANNUITY TRUST
C/O TILLY'S, INC.
10 WHATNEY
IRVINE
CA
92618
0
0
1
0
CLASS A COMMON STOCK
2013-06-06
4
C
0
547
0
A
547
D
CLASS A COMMON STOCK
2013-06-06
4
S
0
547
16.25
D
0
D
CLASS A COMMON STOCK
2013-06-07
4
C
0
18545
0
A
18545
D
CLASS A COMMON STOCK
2013-06-07
4
S
0
18545
16.2621
D
0
D
CLASS A COMMON STOCK
2013-06-10
4
C
0
13342
0
A
13342
D
CLASS A COMMON STOCK
2013-06-10
4
S
0
13342
16.2508
D
0
D
CLASS B COMMON STOCK
2013-06-06
4
C
0
547
0
D
CLASS A COMMON STOCK
547
1761937
D
CLASS B COMMON STOCK
2013-06-07
4
C
0
18545
0
D
CLASS A COMMON STOCK
18545
1743392
D
CLASS B COMMON STOCK
2013-06-10
4
C
0
13342
0
D
CLASS A COMMON STOCK
13342
1730050
D
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.25 to $16.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock.
The shares of Class B Common Stock reported on this line item converted into shares of the Issuer's Class A Common Stock on a one-for-one basis upon the election of the Reporting Person.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.25 to $16.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
/s/ Christopher M. Lal, Attorney-in-Fact for Netta Schoer and Amy Shaked, Co-Trustees of the TL Annuity Trust
2013-06-10