0001523894-12-000001.txt : 20120720 0001523894-12-000001.hdr.sgml : 20120720 20120720135343 ACCESSION NUMBER: 0001523894-12-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20120720 DATE AS OF CHANGE: 20120720 EFFECTIVENESS DATE: 20120720 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAIS Millennium USA LLC CENTRAL INDEX KEY: 0001523894 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-163159 FILM NUMBER: 12971768 BUSINESS ADDRESS: STREET 1: CAPITAL INTEGRATION SYSTEMS LLC STREET 2: 590 MADISON AVENUE, 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212.300.9350 MAIL ADDRESS: STREET 1: CAPITAL INTEGRATION SYSTEMS LLC STREET 2: 590 MADISON AVENUE, 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 D/A 1 primary_doc.xml X0706 D/A LIVE 0001523894 CAIS Millennium USA LLC CAPITAL INTEGRATION SYSTEMS LLC 598 MADISON AVENUE, 11TH FLOOR NEW YORK NY NEW YORK 10022 212.300.9350 DELAWARE None None Limited Liability Company true 2011 n/a Capital Integration Systems LLC 598 Madison Avenue 11th Floor New York NY NEW YORK 10022 Promoter Sponsor Matthew C. Brown Capital Integration Systems LLC 598 Madison Avenue, 11th Floor New York NY NEW YORK 10022 Executive Officer Rafay H. Farooqui Capital Integration Systems LLC 598 Madison Avenue, 11th Floor New York NY NEW YORK 10022 Executive Officer Jeremy C. Norton Capital Integration Systems LLC 598 Madison Avenue, 11th Floor New York NY NEW YORK 10022 Executive Officer Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C 3C.7 true 0001523897-11-000004 2011-03-01 true true false 100000 DeWaay Financial Network, LLC 30767 None None 13001 University Avenue Clive IA IOWA 50328 All States false Hightower Securities, LLC 116681 None None 525 W. Monroe Street Suite 2300 Chicago IL ILLINOIS 60661 All States false Jefferies & Company, Inc. 2347 None None 520 Madison Avenue 16th Floor New York NY NEW YORK 10022 All States false USCA Securities LLC 103789 None None 1330 Post Oak Boulevard Suite 900 Houston TX TEXAS 77056 All States false Indefinite 75787301 Indefinite false 241 0 0 0 false CAIS Millennium USA LLC /s/ Landon Stone Landon Stone Managing Director of the Managing Member 2012-07-20