497 1 multistrat497.htm 497

Multi-Strategy Growth & Income Fund

 

Supplement dated August 21, 2018 to the

Prospectus and Statement of Additional Information (“SAI”) each dated July 1, 2018

 

_____________________________________________________________________________________

Effective August 21, 2018, Felicia Tarantino will no longer serve as the Treasurer and Secretary of Multi-Strategy Growth & Income Fund (the “Fund”). All references to Ms. Tarantino in the Prospectus and SAI should be disregarded.

Effective as of the same date, the following chart replaces the Interested Trustee & Officers chart on page 16 of the SAI:

Interested Trustee & Officers

Name,
Address
and
Age(year of
birth)
Position/Term of Office(1) Principal Occupation
During the Past Five Years
Number of
Portfolios
in Fund
Complex
Overseen
by
Trustee
Other
Directorships
held by
Trustee
During Last 5
Years

Raymond J. Lucia, Jr.

1975(2) 

Trustee, President since Sept. 2011 and Treasurer since August 2018 Chief Executive Officer for LCM Investment Management, LLC (2012-Present); Chief Executive Officer for Lucia Wealth Services, LLC (2010-Present); Chief Executive Officer for Lucia Securities, LLC (2010-Present) 1 None

James Colantino

1969

Assistant Treasurer since Sept. 2011 Senior Vice President (2011-present) Vice President (2004 – 2011); Senior Fund Administrator (1999-2004), Gemini Fund Services, LLC n/a n/a

Emily Paup

1991

Secretary since August 2018 Portfolio Specialist, LCM Investment Management, LLC (2018-present); Relationship Manager, Lucia Capital Group (2015-2018); Senior Internal Wholesaler, Realty Capital Securities (2014-2015) n/a n/a

Monica Giron

1976

Assistant Secretary

since January 2018

Senior Paralegal, Gemini Fund Services, LLC, (2015-Present); Senior Paralegal, The Dreyfus Corporation (2007-2015)   n/a n/a
Emile R. Molineaux 1962 Chief Compliance Officer and Anti-Money Laundering Officer Since December 2010

CCO of various clients of Northern Lights

Compliance Services, LLC, (Secretary since 2003 and Senior Compliance Officer since 2011); General Counsel, CCO and Senior Vice President, Gemini Fund Services, LLC (2003-2011)

n/a n/a

 

(1)  The term of office for each Trustee and officer listed above will continue indefinitely.

(2) Raymond J. Lucia, Jr. is an interested person of the Trust by virtue of his position as President of the Trust and his indirect controlling interest in the Trust's adviser.

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This Supplement, the Prospectuses and the SAI provide relevant information for all shareholders and should be retained for future reference. These documents have been filed with the Securities and Exchange Commission (“SEC”) and are incorporated herein by reference. These documents can be obtained without charge by calling toll-free 1-855-601-3841 or by visiting the SEC’s website at http://www.sec.gov