0001182489-18-000329.txt : 20180905 0001182489-18-000329.hdr.sgml : 20180905 20180905132258 ACCESSION NUMBER: 0001182489-18-000329 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180816 FILED AS OF DATE: 20180905 DATE AS OF CHANGE: 20180905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ACHESON WILLIAM CENTRAL INDEX KEY: 0001617991 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36615 FILM NUMBER: 181054687 MAIL ADDRESS: STREET 1: 220 SOUTH SIXTH STREET STREET 2: SUITE 1200 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GWG Holdings, Inc. CENTRAL INDEX KEY: 0001522690 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 220 SOUTH SIXTH STREET STREET 2: SUITE 1200 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 877-494-2388 MAIL ADDRESS: STREET 1: 220 SOUTH SIXTH STREET STREET 2: SUITE 1200 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 edgar.xml FORM 4 - X0306 4 2018-08-16 0 0001522690 GWG Holdings, Inc. GWGH 0001617991 ACHESON WILLIAM 220 SOUTH SIXTH STREET, SUITE 1200 MINNEAPOLIS MN 55402 0 1 0 0 Chief Financial Officer Common Stock, $.001 par value 2018-08-16 4 M 0 5000 7.92 A 5000 D Common Stock, $.001 par value 2018-08-16 4 F 0 4222 11.50 D 778 D Common Stock, $.001 par value 2018-08-16 4 M 0 5000 9.01 A 5778 D Common Stock, $.001 par value 2018-08-16 4 F 0 4558 10.95 D 1220 D Common Stock, $.001 par value 2018-08-16 4 M 0 30000 8.00 A 31220 D Common Stock,$.001 par value 2018-08-16 4 F 0 25959 10.95 D 5261 D Common Stock, $.001 par value 2018-08-16 4 M 0 5000 9.25 A 10261 D Common Stock, $.001 par value 2018-08-16 4 F 0 4612 10.95 D 5649 D Common Stock, $.001 par value 2018-08-20 4 M 0 90000 7.53 A 95649 D Common Stock, $.001 par value 2018-08-20 4 F 0 73844 11.50 D 21805 D Common Stock, $.001 par value 2018-08-20 4 M 0 32500 7.46 A 54305 D Common Stock, $.001 par value 2018-08-20 4 M 0 3333 6.00 A 57638 D Common Stock, $.001 par value 2018-08-20 4 M 0 3333 6.35 A 60971 D Common Stock, $.001 par value 2018-08-20 4 M 0 3333 6.41 A 64304 D Stock Options (right to buy) 7.92 2018-08-16 4 M 0 5000 0 D 2017-09-02 2024-09-01 Common Stock 5000 0 D Stock Options (right to buy) 9.01 2018-08-16 4 M 0 5000 0 D 2017-11-24 2024-11-23 Common Stock 5000 0 D Stock Options (right to buy) 8.00 2018-08-16 4 M 0 30000 0 D 2018-03-11 2025-03-10 Common Stock 30000 0 D Stock Options (right to buy) 9.25 2018-08-16 4 M 0 5000 0 D 2018-06-12 2025-06-11 Common Stock 5000 0 D Stock Options (right to buy) 7.53 2018-08-20 4 M 0 90000 0 D 2018-04-06 2025-04-05 Common Stock 90000 0 D Stock Options (right to buy) 7.46 2018-08-20 4 M 0 32500 0 D 2017-05-27 2024-05-26 Common Stock 32500 0 D Stock Options (right to buy) 6.00 2018-08-20 4 M 0 3333 0 D 2017-12-29 2025-12-28 Common Stock 3333 1667 D Stock Options (right to buy) 6.35 2018-08-20 4 M 0 3333 0 D 2018-04-30 2026-04-29 Common Stock 3333 1667 D Stock Options (right to buy) 6.41 2018-08-20 4 M 0 3333 0 D 2018-05-13 2026-05-13 Common Stock 3333 1667 D /s/ William Acheson 2018-09-04