0001179110-19-007963.txt : 20190620 0001179110-19-007963.hdr.sgml : 20190620 20190620162210 ACCESSION NUMBER: 0001179110-19-007963 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190618 FILED AS OF DATE: 20190620 DATE AS OF CHANGE: 20190620 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zimmerman Bruce CENTRAL INDEX KEY: 0001720536 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36615 FILM NUMBER: 19908799 BUSINESS ADDRESS: BUSINESS PHONE: 213-830-6300 MAIL ADDRESS: STREET 1: C/O OAKTREE CAPITAL MANAGEMENT, L.P. STREET 2: 333 S. GRAND AVENUE, 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GWG Holdings, Inc. CENTRAL INDEX KEY: 0001522690 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 220 SOUTH SIXTH STREET STREET 2: SUITE 1200 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 877-494-2388 MAIL ADDRESS: STREET 1: 220 SOUTH SIXTH STREET STREET 2: SUITE 1200 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 edgar.xml FORM 4 - X0306 4 2019-06-18 0 0001522690 GWG Holdings, Inc. GWGH 0001720536 Zimmerman Bruce 220 SOUTH 6TH STREET SUITE 1200 MINNEAPOLIS MN 55402 1 0 0 0 Common Stock, $.001 par value 0 D Restricted Stock Units 2019-06-18 4 A 0 8169 0 A 2020-06-18 Common Stock 8169 8169 D Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Vested shares are delivered to the reporting person upon vesting. Exhibit 24.1 Power of Attorney filed with Reporting Person's Form 3 on 5/6/2019. /s/ Craig Opp, as Attorney-in-Fact 2019-06-20