0001179110-19-007963.txt : 20190620
0001179110-19-007963.hdr.sgml : 20190620
20190620162210
ACCESSION NUMBER: 0001179110-19-007963
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190618
FILED AS OF DATE: 20190620
DATE AS OF CHANGE: 20190620
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zimmerman Bruce
CENTRAL INDEX KEY: 0001720536
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36615
FILM NUMBER: 19908799
BUSINESS ADDRESS:
BUSINESS PHONE: 213-830-6300
MAIL ADDRESS:
STREET 1: C/O OAKTREE CAPITAL MANAGEMENT, L.P.
STREET 2: 333 S. GRAND AVENUE, 28TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GWG Holdings, Inc.
CENTRAL INDEX KEY: 0001522690
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 220 SOUTH SIXTH STREET
STREET 2: SUITE 1200
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: 877-494-2388
MAIL ADDRESS:
STREET 1: 220 SOUTH SIXTH STREET
STREET 2: SUITE 1200
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
4
1
edgar.xml
FORM 4 -
X0306
4
2019-06-18
0
0001522690
GWG Holdings, Inc.
GWGH
0001720536
Zimmerman Bruce
220 SOUTH 6TH STREET
SUITE 1200
MINNEAPOLIS
MN
55402
1
0
0
0
Common Stock, $.001 par value
0
D
Restricted Stock Units
2019-06-18
4
A
0
8169
0
A
2020-06-18
Common Stock
8169
8169
D
Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Vested shares are delivered to the reporting person upon vesting.
Exhibit 24.1 Power of Attorney filed with Reporting Person's Form 3 on 5/6/2019.
/s/ Craig Opp, as Attorney-in-Fact
2019-06-20