0001865112-23-000011.txt : 20231114 0001865112-23-000011.hdr.sgml : 20231114 20231114171534 ACCESSION NUMBER: 0001865112-23-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231110 FILED AS OF DATE: 20231114 DATE AS OF CHANGE: 20231114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kern Randall F. CENTRAL INDEX KEY: 0001865112 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40465 FILM NUMBER: 231407950 MAIL ADDRESS: STREET 1: C/O MARQETA, INC. STREET 2: 180 GRAND AVE., FLR 6 CITY: OAKLAND STATE: CA ZIP: 94612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Marqeta, Inc. CENTRAL INDEX KEY: 0001522540 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 274306690 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 180 GRAND AVENUE STREET 2: 6TH FLOOR CITY: OAKLAND STATE: CA ZIP: 94612 BUSINESS PHONE: 877-962-7738 MAIL ADDRESS: STREET 1: 180 GRAND AVENUE STREET 2: 6TH FLOOR CITY: OAKLAND STATE: CA ZIP: 94612 4 1 wk-form4_1700000121.xml FORM 4 X0508 4 2023-11-10 0 0001522540 Marqeta, Inc. MQ 0001865112 Kern Randall F. 180 GRAND AVENUE 6TH FLOOR OAKLAND CA 94612 0 1 0 0 See Remarks 0 Class A Common Stock 2023-11-10 4 M 0 181702 4.07 A 274032 D Class A Common Stock 2023-11-10 4 S 0 181702 5.8173 D 92330 D Class A Common Stock 2023-11-10 4 S 0 92330 5.8248 D 0 D Stock Option (Right to Buy) 4.07 2023-11-10 4 M 0 181702 0 D 2033-03-14 Class A Common Stock 181702 752772 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.73 to $5.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.73 to $5.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. One-thirty-sixth (1/36th) of the stock option vested on April 15, 2023, and an additional one-thirty-sixth (1/36th) of the stock option vests on the 15th of each month thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. Chief Product and Technology Officer /s/ Tracy Foard, Attorney-in-Fact 2023-11-14