0000899243-21-023941.txt : 20210615
0000899243-21-023941.hdr.sgml : 20210615
20210615175826
ACCESSION NUMBER: 0000899243-21-023941
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210611
FILED AS OF DATE: 20210615
DATE AS OF CHANGE: 20210615
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McKay Christopher
CENTRAL INDEX KEY: 0001755317
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40465
FILM NUMBER: 211019888
MAIL ADDRESS:
STREET 1: 300 MONTGOMERY STREET, SUITE 638
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Marqeta, Inc.
CENTRAL INDEX KEY: 0001522540
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 274306690
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 180 GRAND AVENUE
STREET 2: 6TH FLOOR
CITY: OAKLAND
STATE: CA
ZIP: 94612
BUSINESS PHONE: 888-462-7738
MAIL ADDRESS:
STREET 1: 180 GRAND AVENUE
STREET 2: 6TH FLOOR
CITY: OAKLAND
STATE: CA
ZIP: 94612
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-06-11
0
0001522540
Marqeta, Inc.
MQ
0001755317
McKay Christopher
180 GRAND AVENUE, 6TH FLOOR
OAKLAND
CA
94612
1
0
1
0
Common Stock
2021-06-11
4
C
0
53827878
A
53827878
I
By Granite Ventures II, L.P.
Common Stock
2021-06-11
4
C
0
433818
A
433818
I
By Granite Ventures Entrepreneurs Fund II, L.P.
Common Stock
2021-06-11
4
J
0
53827878
D
0
I
By Granite Ventures II, L.P.
Common Stock
2021-06-11
4
J
0
433818
D
0
I
By Granite Ventures Entrepreneurs Fund II, L.P.
Common Stock
2021-06-11
4
J
0
120538
D
0
I
See Footnote
Series A Preferred Stock
2021-06-11
4
C
0
43452705
0.00
D
Common Stock
43452705
0
I
By Granite Ventures II, L.P.
Series B Preferred Stock
2021-06-11
4
C
0
6732210
0.00
D
Common Stock
6732210
0
I
By Granite Ventures II, L.P.
Series C Preferred Stock
2021-06-11
4
C
0
2813316
0.00
D
Common Stock
2813316
0
I
By Granite Ventures II, L.P.
Series D Preferred Stock
2021-06-11
4
C
0
829647
0.00
D
Common Stock
829647
0
I
By Granite Ventures II, L.P.
Series A Preferred Stock
2021-06-11
4
C
0
355695
0.00
D
Common Stock
355695
0
I
By Granite Ventures Entrepreneurs Fund II, L.P.
Series B Preferred Stock
2021-06-11
4
C
0
55095
0.00
D
Common Stock
55095
0
I
By Granite Ventures Entrepreneurs Fund II, L.P.
Series C Preferred Stock
2021-06-11
4
C
0
23028
0.00
D
Common Stock
23028
0
I
By Granite Ventures Entrepreneurs Fund II, L.P.
Class B Common Stock
2021-06-11
4
J
0
120538
0.00
A
Class A Common Stock
120538
120538
I
See Footnote
Class B Common Stock
2021-06-11
4
J
0
53827878
0.00
A
Class A Common Stock
53827878
53827878
I
By Granite Ventures II, L.P.
Class B Common Stock
2021-06-11
4
J
0
433818
0.00
A
Class A Common Stock
433818
433818
I
By Granite Ventures Entrepreneurs Fund II, L.P.
Immediately prior to the closing of the Issuer's initial public offering, each share of Preferred Stock automatically converted into one share of the Issuer's Common Stock on a one-for-one basis. The Preferred Stock had no expiration date.
Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3.
Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. The Reporting Person is one of several managing directors of Granite Management II, LLC and as such may be deemed to have voting and investment power with respect to such shares. Granite Ventures LLC is the managing member of Granite Management II, LLC. Granite Ventures LLC through Granite Management II, LLC has sole voting and dispositive power over shares held by Granite Ventures II L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Standish O'Grady, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterretche and Mr. McKay may be deemed to have voting and dispositive power with respect to such shares.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.
The shares are held of record by Christopher McKay and Sarah McKay as trustees of the McKay Family Trust, dated August 12, 2020.
/s/ Seth Weissman, Attorney-in-Fact
2021-06-15