0000899243-21-023941.txt : 20210615 0000899243-21-023941.hdr.sgml : 20210615 20210615175826 ACCESSION NUMBER: 0000899243-21-023941 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210611 FILED AS OF DATE: 20210615 DATE AS OF CHANGE: 20210615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McKay Christopher CENTRAL INDEX KEY: 0001755317 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40465 FILM NUMBER: 211019888 MAIL ADDRESS: STREET 1: 300 MONTGOMERY STREET, SUITE 638 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Marqeta, Inc. CENTRAL INDEX KEY: 0001522540 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 274306690 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 180 GRAND AVENUE STREET 2: 6TH FLOOR CITY: OAKLAND STATE: CA ZIP: 94612 BUSINESS PHONE: 888-462-7738 MAIL ADDRESS: STREET 1: 180 GRAND AVENUE STREET 2: 6TH FLOOR CITY: OAKLAND STATE: CA ZIP: 94612 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-11 0 0001522540 Marqeta, Inc. MQ 0001755317 McKay Christopher 180 GRAND AVENUE, 6TH FLOOR OAKLAND CA 94612 1 0 1 0 Common Stock 2021-06-11 4 C 0 53827878 A 53827878 I By Granite Ventures II, L.P. Common Stock 2021-06-11 4 C 0 433818 A 433818 I By Granite Ventures Entrepreneurs Fund II, L.P. Common Stock 2021-06-11 4 J 0 53827878 D 0 I By Granite Ventures II, L.P. Common Stock 2021-06-11 4 J 0 433818 D 0 I By Granite Ventures Entrepreneurs Fund II, L.P. Common Stock 2021-06-11 4 J 0 120538 D 0 I See Footnote Series A Preferred Stock 2021-06-11 4 C 0 43452705 0.00 D Common Stock 43452705 0 I By Granite Ventures II, L.P. Series B Preferred Stock 2021-06-11 4 C 0 6732210 0.00 D Common Stock 6732210 0 I By Granite Ventures II, L.P. Series C Preferred Stock 2021-06-11 4 C 0 2813316 0.00 D Common Stock 2813316 0 I By Granite Ventures II, L.P. Series D Preferred Stock 2021-06-11 4 C 0 829647 0.00 D Common Stock 829647 0 I By Granite Ventures II, L.P. Series A Preferred Stock 2021-06-11 4 C 0 355695 0.00 D Common Stock 355695 0 I By Granite Ventures Entrepreneurs Fund II, L.P. Series B Preferred Stock 2021-06-11 4 C 0 55095 0.00 D Common Stock 55095 0 I By Granite Ventures Entrepreneurs Fund II, L.P. Series C Preferred Stock 2021-06-11 4 C 0 23028 0.00 D Common Stock 23028 0 I By Granite Ventures Entrepreneurs Fund II, L.P. Class B Common Stock 2021-06-11 4 J 0 120538 0.00 A Class A Common Stock 120538 120538 I See Footnote Class B Common Stock 2021-06-11 4 J 0 53827878 0.00 A Class A Common Stock 53827878 53827878 I By Granite Ventures II, L.P. Class B Common Stock 2021-06-11 4 J 0 433818 0.00 A Class A Common Stock 433818 433818 I By Granite Ventures Entrepreneurs Fund II, L.P. Immediately prior to the closing of the Issuer's initial public offering, each share of Preferred Stock automatically converted into one share of the Issuer's Common Stock on a one-for-one basis. The Preferred Stock had no expiration date. Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3. Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. The Reporting Person is one of several managing directors of Granite Management II, LLC and as such may be deemed to have voting and investment power with respect to such shares. Granite Ventures LLC is the managing member of Granite Management II, LLC. Granite Ventures LLC through Granite Management II, LLC has sole voting and dispositive power over shares held by Granite Ventures II L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Standish O'Grady, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterretche and Mr. McKay may be deemed to have voting and dispositive power with respect to such shares. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. The shares are held of record by Christopher McKay and Sarah McKay as trustees of the McKay Family Trust, dated August 12, 2020. /s/ Seth Weissman, Attorney-in-Fact 2021-06-15