0000899243-21-023891.txt : 20210615
0000899243-21-023891.hdr.sgml : 20210615
20210615170450
ACCESSION NUMBER: 0000899243-21-023891
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210611
FILED AS OF DATE: 20210615
DATE AS OF CHANGE: 20210615
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Griffith William J.G.
CENTRAL INDEX KEY: 0001688124
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40465
FILM NUMBER: 211019332
MAIL ADDRESS:
STREET 1: 21300 VICTORY BLVD.
STREET 2: 12TH FLOOR
CITY: WOODLAND HILLS
STATE: CA
ZIP: 91367
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ICONIQ Strategic Partners III, L.P.
CENTRAL INDEX KEY: 0001678064
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40465
FILM NUMBER: 211019337
BUSINESS ADDRESS:
STREET 1: 394 PACIFIC AVENUE, 2ND FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-937-7763
MAIL ADDRESS:
STREET 1: 394 PACIFIC AVENUE, 2ND FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ICONIQ Strategic Partners III-B, L.P.
CENTRAL INDEX KEY: 0001678109
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40465
FILM NUMBER: 211019334
BUSINESS ADDRESS:
STREET 1: 394 PACIFIC AVENUE, 2ND FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-937-7763
MAIL ADDRESS:
STREET 1: 394 PACIFIC AVENUE, 2ND FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ICONIQ Strategic Partners III TT GP, Ltd.
CENTRAL INDEX KEY: 0001788796
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40465
FILM NUMBER: 211019335
BUSINESS ADDRESS:
STREET 1: 394 PACIFIC AVENUE
STREET 2: SECOND FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4159677763
MAIL ADDRESS:
STREET 1: 394 PACIFIC AVENUE
STREET 2: SECOND FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Makan Divesh
CENTRAL INDEX KEY: 0001688143
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40465
FILM NUMBER: 211019333
MAIL ADDRESS:
STREET 1: C/O ICONIQ CAPITAL
STREET 2: 394 PACIFIC AVENUE, 2ND FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ICONIQ Strategic Partners III GP, L.P.
CENTRAL INDEX KEY: 0001766963
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40465
FILM NUMBER: 211019336
BUSINESS ADDRESS:
STREET 1: 394 PACIFIC AVENUE
STREET 2: SECOND FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4159677763
MAIL ADDRESS:
STREET 1: 394 PACIFIC AVENUE
STREET 2: SECOND FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Marqeta, Inc.
CENTRAL INDEX KEY: 0001522540
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 274306690
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 180 GRAND AVENUE
STREET 2: 6TH FLOOR
CITY: OAKLAND
STATE: CA
ZIP: 94612
BUSINESS PHONE: 888-462-7738
MAIL ADDRESS:
STREET 1: 180 GRAND AVENUE
STREET 2: 6TH FLOOR
CITY: OAKLAND
STATE: CA
ZIP: 94612
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-06-11
0
0001522540
Marqeta, Inc.
MQ
0001678064
ICONIQ Strategic Partners III, L.P.
C/O ICONIQ CAPITAL,
394 PACIFIC AVENUE, 2ND FLOOR
SAN FRANCISCO
CA
94111
0
0
1
0
0001766963
ICONIQ Strategic Partners III GP, L.P.
C/O ICONIQ CAPITAL
394 PACIFIC AVENUE, 2ND FLOOR
SAN FRANCISCO
CA
94111
0
0
1
0
0001788796
ICONIQ Strategic Partners III TT GP, Ltd.
C/O ICONIQ CAPITAL
394 PACIFIC AVENUE, 2ND FLOOR
SAN FRANCISCO
CA
94111
0
0
1
0
0001678109
ICONIQ Strategic Partners III-B, L.P.
C/O ICONIQ CAPITAL
394 PACIFIC AVENUE, 2ND FLOOR
SAN FRANCISCO
CA
94111
0
0
1
0
0001688143
Makan Divesh
C/O ICONIQ CAPITAL
394 PACIFIC AVENUE, 2ND FLOOR
SAN FRANCISCO
CA
94111
0
0
1
0
0001688124
Griffith William J.G.
C/O ICONIQ CAPITAL
394 PACIFIC AVENUE, 2ND FLOOR
SAN FRANCISCO
CA
94111
0
0
1
0
Common Stock
2021-06-11
4
C
0
17103653
A
20348700
I
By: ICONIQ Strategic Partners III, L.P.
Common Stock
2021-06-11
4
J
0
20348700
A
0
I
By: ICONIQ Strategic Partners III, L.P.
Common Stock
2021-06-11
4
C
0
18277810
A
21745169
I
By: ICONIQ Strategic Partners III-B, L.P.
Common Stock
2021-06-11
4
J
0
21745169
D
0
I
By: ICONIQ Strategic Partners III-B, L.P.
Class A Common Stock
2021-06-11
4
P
0
143245
27.00
A
143245
I
By: ICONIQ Strategic Partners III, L.P.
Class A Common Stock
2021-06-11
4
P
0
153051
27.00
A
153051
I
By: ICONIQ Strategic Partners III-B, L.P.
Series A Preferred Stock
2021-06-11
4
C
0
206971
0.00
D
Common Stock
206971
0
I
By: ICONIQ Strategic Partners III, L.P.
Series B Preferred Stock
2021-06-11
4
C
0
2037250
0.00
D
Common Stock
2037250
0
I
By: ICONIQ Strategic Partners III, L.P.
Series C Preferred Stock
2021-06-11
4
C
0
822719
0.00
D
Common Stock
822719
0
I
By: ICONIQ Strategic Partners III, L.P.
Series D-1 Preferred Stock
2021-06-11
4
C
0
14036713
0.00
D
Common Stock
14036713
0
I
By: ICONIQ Strategic Partners III, L.P.
Series A Preferred Stock
2021-06-11
4
C
0
221151
0.00
D
Common Stock
221151
0
I
By: ICONIQ Strategic Partners III-B, L.P.
Series B Preferred Stock
2021-06-11
4
C
0
2176820
0.00
D
Common Stock
2176820
0
I
By: ICONIQ Strategic Partners III-B, L.P.
Series C Preferred Stock
2021-06-11
4
C
0
879082
0.00
D
Common Stock
879082
0
I
By: ICONIQ Strategic Partners III-B, L.P.
Series D-1 Preferred Stock
2021-06-11
4
C
0
15000757
0.00
D
Common Stock
15000757
0
I
By: ICONIQ Strategic Partners III-B, L.P.
Class B Common Stock
2021-06-11
4
J
0
20348700
0.00
A
Class A Common Stock
20348700
20348700
I
By: ICONIQ Strategic Partners III, L.P.
Class B Common Stock
2021-06-11
4
J
0
21745169
0.00
A
Class A Common Stock
21745169
21745169
I
By: ICONIQ Strategic Partners III-B, L.P.
Immediate prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted on a one-for-one basis into common stock of the Issuer (the "Common Stock").
Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
These shares are held by either ICONIQ Strategic Partners III, L.P. ("ICONIQ III") or ICONIQ Strategic Partners III-B, L.P. ("ICONIQ III-B"), as applicable. ICONIQ Strategic Partners III GP, L.P. ("ICONIQ III GP") is the general partner of each of ICONIQ III and ICONIQ III-B. ICONIQ Strategic Partners III TT GP, Ltd. ("ICONIQ III Parent GP") is the general partner of ICONIQ III GP. Divesh Makan ("Makan") and William Griffith ("Griffith") are the sole equity holders and directors of ICONIQ III Parent GP.
Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A common stock of the Issuer (the "Class A Common Stock") and will mandatorily convert into Class A Common Stock on the date that is ten years from the date of the prospectus used in connection with the Issuer's initial public offering and upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation.
These shares were purchased from the underwriters at the closing of the Issuer's initial public offering.
ICONIQ Strategic Partners III GP, LP., ICONIQ Strategic Partners III TT GP, Ltd., By: Kevin Foster, Title: Authorized Signatory, /s/ Kevin Foster
2021-06-15
ICONIQ Strategic Partners III TT GP, Ltd., By: Kevin Foster, Title: Authorized Signatory, /s/ Kevin Foster
2021-06-15
ICONIQ Strategic Partners III, L.P., By: ICONIQ Strategic Partners III GP, L.P., By: ICONIQ Strategic Partners III TT GP, Ltd., By: Kevin Foster, Title: Authorized Signatory, /s/ Kevin Foster
2021-06-15
ICONIQ Strategic Partners III-B, L.P., By: ICONIQ Strategic Partners III GP, L.P., By: ICONIQ Strategic Partners III TT GP, Ltd., By: Kevin Foster, Title: Authorized Signatory, /s/ Kevin Foster
2021-06-15
DIVESH MAKAN, /s/ Divesh Makan
2021-06-15
WILLIAM GRIFFITH, /s/ William Griffith
2021-06-15