0001800329-24-000001.txt : 20240507
0001800329-24-000001.hdr.sgml : 20240507
20240507201542
ACCESSION NUMBER: 0001800329-24-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240222
FILED AS OF DATE: 20240507
DATE AS OF CHANGE: 20240507
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tribeca Investment Partners Pty Ltd
CENTRAL INDEX KEY: 0001800329
ORGANIZATION NAME:
STATE OF INCORPORATION: C3
FISCAL YEAR END: 0620
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55546
FILM NUMBER: 24923896
BUSINESS ADDRESS:
STREET 1: LEVEL 23, 1 O'CONNELL STREET
CITY: SYDNEY
STATE: C3
ZIP: 2000
BUSINESS PHONE: 61 2 9640 2629
MAIL ADDRESS:
STREET 1: LEVEL 23, 1 O'CONNELL STREET
CITY: SYDNEY
STATE: C3
ZIP: 2000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CLS Holdings USA, Inc.
CENTRAL INDEX KEY: 0001522222
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS RETAIL [5900]
ORGANIZATION NAME: 07 Trade & Services
IRS NUMBER: 000000000
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0531
BUSINESS ADDRESS:
STREET 1: 516 S. 4TH STREET
CITY: LAS VEGAS
STATE: NV
ZIP: 89101
BUSINESS PHONE: (416) 992-4539
MAIL ADDRESS:
STREET 1: 516 S. 4TH STREET
CITY: LAS VEGAS
STATE: NV
ZIP: 89101
FORMER COMPANY:
FORMER CONFORMED NAME: Adelt Design, Inc.
DATE OF NAME CHANGE: 20110601
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0508
4
2024-02-22
1
0001522222
CLS Holdings USA, Inc.
CLSH
0001800329
Tribeca Investment Partners Pty Ltd
LEVEL 23, 1 O'CONNELL STREET
SYDNEY
C3
2000
AUSTRALIA
0
0
1
0
0
Common Shares
2024-02-22
4
S
0
13174402
0.045
D
0
I
Please refer to Footnotes
Warrants
1.65
2024-02-22
4
S
0
454545
0
D
2022-09-15
2024-12-31
Common Shares
454545
0
I
Please refer to Footnotes
Immediately before the transaction, 13,174,402 Common Shares accounted for 9.57% of the total issued shares of the Issuer.
This Form 4 is being filed by Tribeca Investment Partners Pty Ltd (Investment Manager) on behalf of itself and Tribeca Global Natural Resources Fund, Tribeca Global Natural Resources Limited, and Tribeca Segregated Portfolio Company on behalf and for the account Tribeca Global Natural Resources Segregated Portfolio (Funds). Tribeca Investment Partners Pty Ltd disclaims, for the purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its indirect pecuniary interest therein, and this report shall not be deemed an admission that the Investment Manager, is the beneficial owner of such securities for the purposes of Section 16 or for any other purposes.
On February 22, 2024 (Effective Date), the Investment Manager and the Issuer entered into a Redemption Agreement for the Investment Manager to dispose of 13,174,402 Common Shares, 454,548 Warrants expiring December 31, 2024, and certain Second Amended and Restated Unsecured Debentures held by the Funds (Transaction). The Transaction was completed subsequent to the Effective Date.
Ken Liu, Compliance Manager for Tribeca Investment Partners Pty Ltd
2024-05-07