President, First Business Trust & Investments

0001521951-16-000086.txt : 20160209 0001521951-16-000086.hdr.sgml : 20160209 20160209163731 ACCESSION NUMBER: 0001521951-16-000086 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160209 DATE AS OF CHANGE: 20160209 EFFECTIVENESS DATE: 20160209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST BUSINESS FINANCIAL SERVICES, INC. CENTRAL INDEX KEY: 0001521951 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391576570 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15585 FILM NUMBER: 161400477 BUSINESS ADDRESS: STREET 1: 401 CHARMANY DRIVE CITY: MADISON STATE: WI ZIP: 53719 BUSINESS PHONE: 608-238-8008 MAIL ADDRESS: STREET 1: 401 CHARMANY DRIVE STREET 2: PO BOX 44961 CITY: MADISON STATE: WI ZIP: 53744 FORMER COMPANY: FORMER CONFORMED NAME: First Business Financial Services, Inc. DATE OF NAME CHANGE: 20110527 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001521951 XXXXXXXX 12-31-2015 12-31-2015 FIRST BUSINESS FINANCIAL SERVICES, INC.

401 CHARMANY DRIVE PO Box 44961 MADISON WI 53744

13F HOLDINGS REPORT 028-15585 N Joan A. Burke President, First Business Trust & Investments 1-608-232-5993 Joan A. Burke Madison WI 02-04-2016 0 70 334352 false INFORMATION TABLE 2 a123115form13-finformation.xml INFORMATION TABLE ALTRIA GROUP INC COMMON STOCK 02209S103 393 6753 SH SOLE 0 0 6753 AMERICAN TOWER CORP COMMON STOCK 03027X100 333 3434 SH SOLE 3434 0 0 AMERIPRISE FINANCIAL INC COMMON STOCK 03076C106 207 1943 SH SOLE 1943 0 0 AMGEN INC COMMON STOCK 031162100 369 2274 SH SOLE 2274 0 0 APPLE INC COMMON STOCK 037833100 303 2876 SH SOLE 1539 0 1337 BANK OF MONTREAL FOREIGN STOCK 063671101 321 5684 SH SOLE 416 0 5268 BLACKROCK INC COMMON STOCK 09247X101 284 833 SH SOLE 833 0 0 BOEING CO COMMON STOCK 097023105 477 3297 SH SOLE 2880 0 417 CVS HEALTH CORP COMMON STOCK 126650100 325 3329 SH SOLE 3329 0 0 COCA-COLA CO COMMON STOCK 19122T109 325 6606 SH SOLE 6606 0 0 COMCAST CORP COMMON STOCK 20030N101 268 4749 SH SOLE 4749 0 0 DISCOVER FINANCIAL SERVIC COMMON STOCK 254709108 211 3933 SH SOLE 3933 0 0 ECOLAB COMMON STOCK 278865100 306 2678 SH SOLE 2678 0 0 FIDELITY NATIONAL INFORMATION COMMON STOCK 31620M106 713 11771 SH SOLE 1799 0 9972 FIRST BUSINESS FINANCIAL COMMON STOCK 319390100 10362 414331 SH SOLE 0 0 414331 GENERAL ELECTRIC CO COMMON STOCK 369604103 215 6918 SH SOLE 728 0 6190 HOME DEPOT INC COMMON STOCK 437076102 516 3901 SH SOLE 2876 0 1025 INTEROIL CORPORATION FOREIGN STOCK 460951106 283 9000 SH SOLE 0 0 9000 ISHARES CORE MUTUAL FUNDS/FIXED IN 464287226 46427 429842 SH SOLE 429842 0 0 ISHARES CORE MUTUAL FUNDS/FIXED IN 464287226 139 1286 SH OTR 1286 0 0 ISHARES MSCI EAFE MUTUAL FUNDS/EQUITY 464287465 18196 309876 SH SOLE 309876 0 0 ISHARES MSCI EAFE MUTUAL FUNDS/EQUITY 464287465 2 35 SH OTR 35 0 0 ISHARES RUSSELL MID-CAP MUTUAL FUNDS/EQUITY 464287499 16361 102143 SH SOLE 102143 0 0 ISHARES RUSSELL MID-CAP MUTUAL FUNDS/EQUITY 464287499 29 184 SH OTR 184 0 0 ISHARES RUSSELL 1000 VALUE MUTUAL FUNDS/EQUITY 464287598 19202 196223 SH SOLE 196223 0 0 ISHARES RUSSELL 1000 VALUE MUTUAL FUNDS/EQUITY 464287598 39 396 SH OTR 396 0 0 ISHARES RUSSELL 1000 GROWTH MUTUAL FUNDS/EQUITY 464287614 24716 248455 SH SOLE 248455 0 0 ISHARES RUSSELL 1000 GROWTH MUTUAL FUNDS/EQUITY 464287614 42 422 SH OTR 422 0 0 ISHARES RUSSELL 2000 VALUE MUTUAL FUNDS/EQUITY 464287630 2724 29623 SH SOLE 29623 0 0 ISHARES RUSSELL 2000 VALUE MUTUAL FUNDS/EQUITY 464287630 4 43 SH OTR 43 0 0 ISHARES RUSSELL 2000 GROWTH MUTUAL FUNDS/EQUITY 464287648 2716 19500 SH SOLE 19500 0 0 ISHARES RUSSELL 2000 GROWTH MUTUAL FUNDS/EQUITY 464287648 4 27 SH OTR 27 0 0 ISHARES RUSSELL 2000 MKT MUTUAL FUNDS/EQUITY 464287655 441 3915 SH SOLE 3915 0 0 ISHARES RUSSELL 3000 MKT MUTUAL FUNDS/EQUITY 464287689 12128 100807 SH SOLE 100807 0 0 ISHARES RUSSELL 3000 MKT MUTUAL FUNDS/EQUITY 464287689 12 96 SH OTR 96 0 0 ISHARES NATIONAL AMT-FREE MUNI MUTUAL FUNDS/MUNICIPAL BONDS 464288414 3482 31448 SH SOLE 31448 0 0 ISHARES CORE MSCI EAFE MUTUAL FUNDS/EQUITY 46432F842 27376 503413 SH SOLE 503413 0 0 ISHARES CORE MSCI EAFE MUTUAL FUNDS/EQUITY 46432F842 75 1388 SH OTR 1388 0 0 KRAFT HEINZ CO COMMON STOCK 500754106 276 3790 SH SOLE 3790 0 0 KROGER CO COMMON STOCK 501044101 401 9594 SH SOLE 9594 0 0 LOWES COS INC COMMON STOCK 548661107 357 4700 SH SOLE 4700 0 0 MARATHON PETE CORP COMMON STOCK 56585A102 328 6318 SH SOLE 6318 0 0 MCDONALD'S CORP COMMON STOCK 580135101 265 2244 SH SOLE 30 0 2214 MERCK & CO INC COMMON STOCK 58933Y105 250 4739 SH SOLE 1013 0 3726 MONDELEZ INTL INC COMMON STOCK 609207105 501 11164 SH SOLE 0 0 11164 MOODY'S CORP COMMON STOCK 615369105 313 3115 SH SOLE 3115 0 0 PHILIP MORRIS INTERNATIONAL INC COMMON STOCK 718172109 829 9428 SH SOLE 280 0 9148 PROGRESSIVE CORP COMMON STOCK 743315103 346 10886 SH SOLE 10886 0 0 ROSS STORES INC COMMON STOCK 778296103 396 7358 SH SOLE 7358 0 0 SPDR S&P 500 MUTUAL FUNDS/EQUITY 78462F103 10912 53524 SH SOLE 53524 0 0 SPDR HEALTH CARE SELECT MUTUAL FUNDS/EQUITY 81369Y209 7360 102177 SH SOLE 102177 0 0 SPDR HEALTH CARE SELECT MUTUAL FUNDS/EQUITY 81369Y209 13 175 SH OTR 175 0 0 SPDR CONSUMER DISCRET MUTUAL FUNDS/EQUITY 81369Y407 6865 87836 SH SOLE 87836 0 0 SPDR CONSUMER DISCRET MUTUAL FUNDS/EQUITY 81369Y407 12 159 SH OTR 159 0 0 SPDR TECHNOLOGY MUTUAL FUNDS/EQUITY 81369Y803 7714 180119 SH SOLE 180119 0 0 SPDR TECHNOLOGY MUTUAL FUNDS/EQUITY 81369Y803 13 305 SH OTR 305 0 0 SPROTT MUTUALFUNDS/EQUITY 85207H104 88 10050 SH SOLE 0 0 10050 TJX COS INC COMMON STOCK 872540109 368 5188 SH SOLE 5188 0 0 TESORO CORP COMMON STOCK 881609101 313 2968 SH SOLE 2968 0 0 TRAVELERS COS INC COMMON STOCK 89417E109 348 3082 SH SOLE 3082 0 0 UNITED STATES STEEL CORP COMMON STOCK 912909108 108 13544 SH SOLE 0 0 13544 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 354 3005 SH SOLE 3005 0 0 VF CORP COMMON STOCK 918204108 303 4863 SH SOLE 4863 0 0 VALERO ENERGY CORP COMMON STOCK 91913Y100 353 4994 SH SOLE 4994 0 0 VANGUARD TOTAL BOND MARKET ETF MUTUAL FUNDS/FIXED IN 921937835 18835 233223 SH SOLE 233223 0 0 VANGUARD TOTAL BOND MARKET ETF MUTUAL FUNDS/FIXED IN 921937835 174 2152 SH OTR 2152 0 0 VANGUARD VALUE ETF MUTUAL FUNDS/EQUITY 922908744 5076 62268 SH SOLE 62268 0 0 VANGUARD VALUE ETF MUTUAL FUNDS/EQUITY 922908744 3 31 SH OTR 31 0 0 VANGUARD TOTAL STOCK MARKET ETF MUTUAL FUNDS/EQUITY 922908769 80405 770902 SH SOLE 770902 0 0 VANGUARD TOTAL STOCK MARKET ETF MUTUAL FUNDS/EQUITY 922908769 147 1411 SH OTR 1411 0 0