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Form SC TO-I - Tender offer statement by Issuer:
SEC Accession No. 0001521945-23-000077
Filing Date
2023-12-29
Accepted
2023-12-28 19:55:31
Documents
9

Document Format Files

Seq Description Document Type Size
1 SC TO-I a20231228-pfloattoxi.htm SC TO-I 51710
2 EX-FILING FEES ex-filingfeespfloat20231228.htm EX-FILING FEES 10784
3 EX-99.(A)(1)(A) exhibit99a1_20231228.htm EX-99.(A)(1)(A) 175402
4 EX-99.(A)(1)(B) exhibit99a2_20231228.htm EX-99.(A)(1)(B) 279527
5 EX-99.(A)(1)(C) exhibit99a3_20231228.htm EX-99.(A)(1)(C) 14484
6 gesignaturea37.jpg GRAPHIC 46422
7 pfloatlogo.jpg GRAPHIC 1042
8 pfloatlogo2.jpg GRAPHIC 1042
9 pfloatlogoa.jpg GRAPHIC 1042
  Complete submission text file 0001521945-23-000077.txt   602835
Mailing Address 10 EAST 40TH STREET, 42ND FLOOR NEW YORK NY 10016
Business Address 10 EAST 40TH STREET, 42ND FLOOR NEW YORK NY 10016 212-448-0702
Prospect Floating Rate & Alternative Income Fund, Inc. (Filed by) CIK: 0001521945 (see all company filings)

IRS No.: 452460782 | State of Incorp.: MD | Fiscal Year End: 0630
Type: SC TO-I

Mailing Address 10 EAST 40TH STREET, 42ND FLOOR NEW YORK NY 10016
Business Address 10 EAST 40TH STREET, 42ND FLOOR NEW YORK NY 10016 212-448-0702
Prospect Floating Rate & Alternative Income Fund, Inc. (Subject) CIK: 0001521945 (see all company filings)

IRS No.: 452460782 | State of Incorp.: MD | Fiscal Year End: 0630
Type: SC TO-I | Act: 34 | File No.: 005-89525 | Film No.: 231524051