0001521945-19-000017.txt : 20191205 0001521945-19-000017.hdr.sgml : 20191205 20191205163222 ACCESSION NUMBER: 0001521945-19-000017 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191205 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20191205 DATE AS OF CHANGE: 20191205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TP Flexible Income Fund, Inc. CENTRAL INDEX KEY: 0001521945 IRS NUMBER: 452460782 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 814-00908 FILM NUMBER: 191270717 BUSINESS ADDRESS: STREET 1: 10 EAST 40TH STREET, 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-448-0702 MAIL ADDRESS: STREET 1: 10 EAST 40TH STREET, 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: Triton Pacific Investment Corporation, Inc. DATE OF NAME CHANGE: 20110607 FORMER COMPANY: FORMER CONFORMED NAME: Triton Pacific Investment Company, Inc. DATE OF NAME CHANGE: 20110527 8-K 1 a20191205-flex8xkannualmee.htm 8-K Document
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 5, 2019 (December 3, 2019)

TP Flexible Income Fund, Inc.
(Exact name of registrant as specified in its charter)

 
 
 
 
 
MARYLAND 
 
814-00908
 
45-2460782
(State or other jurisdiction
 
(Commission File Number)
 
(IRS Employer
of incorporation)
 
 
 
Identification No.)


10 East 40th Street, 42nd Floor, New York, New York 10016
(Address of principal executive offices, including zip code)

(212) 448-0702

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
 
 
o
 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
 
 
o
 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
 
 
o
 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
 
Emerging growth company o
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o
 


Item 5.07. Submission of Matters to a Vote of Security Holders.

At 2:00 p.m. (Eastern Time) on December 3, 2019, TP Flexible Income Fund, Inc. (the “Company”) held its Annual Meeting of Stockholders at the Company’s offices at 10 East 40th Street, 44th Floor, New York, New York 10016 (the “Annual Meeting”).  At the Annual Meeting, the Company’s common stockholders voted on one proposal, which was approved.  The proposal is described in detail in the Company’s definitive proxy statement for the Annual Meeting as filed with the Securities and Exchange Commission (the “SEC”) on September 27, 2019.  As of September 27, 2019, the record date, 2,392,140 shares of common stock were eligible to vote, which included 17,555.71 shares owned by affiliates. The final voting results from the Annual Meeting were as follows:

Proposal 1.      The Company’s stockholders elected one director of the Company. Eugene S. Stark serves as a Class I director until the annual meeting of stockholders of the Company in 2022 and until his successor is duly elected and qualifies or until his earlier resignation, removal from office, death or incapacity.  The director was re-elected pursuant to the voting results set forth below:

Name
 
For
 
Against
 
Abstained
 
Broker Non-Votes
Eugene S. Stark
 
938,712.00
 
16,015.00
 
50,744.00
 
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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.

TP Flexible Income Fund, Inc.


By:     /s/ M. Grier Eliasek
Name: M. Grier Eliasek
Title: Chief Executive Officer
Date:  December 5, 2019



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