0001145549-21-012613.txt : 20210226 0001145549-21-012613.hdr.sgml : 20210226 20210226141606 ACCESSION NUMBER: 0001145549-21-012613 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210226 PERIOD START: 20201231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND CENTRAL INDEX KEY: 0001521404 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-22562 FILM NUMBER: 21687288 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 SOUTH TRYON STREET, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 SOUTH TRYON STREET, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: BABSON CAPITAL GLOBAL SHORT DURATION HIGH YIELD FUND DATE OF NAME CHANGE: 20120615 FORMER COMPANY: FORMER CONFORMED NAME: BABSON CAPITAL GLOBAL FLOATING RATE & INCOME FUND DATE OF NAME CHANGE: 20110520 NPORT-P 1 primary_doc.xml NPORT-P false 0001521404 XXXXXXXX Barings Global Short Duration High Yield Fund 811-22562 0001521404 549300WWIZCL845OP089 300 South Tryon Street STE 2500 Charlotte 28202 704-347-6798 Barings Global Short Duration High Yield Fund 549300WWIZCL845OP089 2020-12-31 2020-12-31 N 474604041.500000000000 140043230.630000000000 334560810.870000000000 0.000000000000 0.000000000000 135950000.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 452599.600000000000 0.000000000000 0.000000000000 4014089.200000000000 CHF SEK GBP EUR USD N ACRISURE LLC / FIN INC N/A 00489LAC7 4564000.000000000000 PA USD 4831975.260000000000 1.4442741358 Long DBT CORP US N 2 2024-02-15 Fixed 8.125000000000 N N N N N N ACRISURE LLC / FIN INC N/A 00489LAD5 9575000.000000000000 PA USD 10987312.500000000000 3.2841002721 Long DBT CORP US N 2 2026-08-01 Fixed 10.125000000000 N N N N N N ADVANZ PHARMA CORP LTD SR SEC NT 8% 24 N/A 00775MAA2 3743000.000000000000 PA USD 3780430.000000000000 1.1299679691 Long DBT CORP US N 2 2024-09-06 Fixed 8.000000000000 N N N N N N ALLIANCE DATA SYSTEMS CO 549300G8S4PO686J7H97 018581AL2 2000000.000000000000 PA USD 2115600.000000000000 0.6323514086 Long DBT CORP US N 2 2026-01-15 Fixed 7.000000000000 N N N N N N ATOTECH ALPHA 2 BV 52990021652PQB07L470 02073MAA7 2600118.000000000000 PA USD 2619618.890000000000 0.7830023137 Long DBT CORP NL N 2 2023-06-01 Fixed 8.750000000000 N N Y N N N ALTICE FRANCE HOLDING SA 5299000JVHXKJPOE6H40 02156TAB0 2000000.000000000000 PA USD 2245000.000000000000 0.6710289810 Long DBT CORP LU N 2 2027-05-15 Fixed 10.500000000000 N N N N N N AMERICAN AIRLINES INC IWUQB36BXD6OWD6X4T14 023771S58 3000000.000000000000 PA USD 3459750.000000000000 1.0341169341 Long DBT CORP US N 2 2025-07-15 Fixed 11.750000000000 N N N N N N Anchorage Capital CLO LTD 5493008PWA7TS1SR9447 033289AJ8 1000000.000000000000 PA USD 1000078.000000000000 0.2989226375 Long ABS-CBDO CORP KY N 2 2030-10-13 Floating 7.020500000000 N N N N N N Anchorage Capital CLO LTD 54930064GO7DB3TVDY21 03328RAL3 600000.000000000000 PA USD 573109.200000000000 0.1713019521 Long ABS-CBDO CORP KY N 2 2030-07-15 Floating 6.586880000000 N N N N N N Anchorage Capital CLO LTD 5493009A4SIPWYPZDB35 03328XAJ5 1500000.000000000000 PA USD 1494991.500000000000 0.4468519478 Long ABS-CBDO CORP KY N 2 2032-07-15 Floating 6.646880000000 N N N N N N ANTERO RESOURCES CORP APVBKPOULHUX7YZLKU17 03674XAN6 451000.000000000000 PA USD 460331.190000000000 0.1375926812 Long DBT CORP US N 2 2026-07-15 Fixed 8.375000000000 N N N N N N APEX TOOL / BC MOUNTAIN N/A 03764BAB1 5627000.000000000000 PA USD 5514460.000000000000 1.6482683628 Long DBT CORP US N 2 2023-02-15 Fixed 9.000000000000 N N N N N N AT HOME HOLDING III INC N/A 046507AA7 2000000.000000000000 PA USD 2165000.000000000000 0.6471170351 Long DBT CORP US N 2 2025-09-01 Fixed 8.750000000000 N N N N N N Bain Capital Credit CLO, Limit N/A 05683JAC5 1000000.000000000000 PA USD 1001627.000000000000 0.2993856326 Long ABS-CBDO CORP KY N 2 2031-07-21 Floating 7.047750000000 N N N N N N Ballyrock Ltd N/A 05875NAA8 2000000.000000000000 PA USD 2001464.000000000000 0.5982362354 Long ABS-CBDO CORP KY N 2 2030-11-20 Floating 7.963750000000 N N N N N N BANFF MERGER SUB INC 549300DSDR5SWIGOZV63 05988LAA6 9682000.000000000000 PA USD 10458012.300000000000 3.1258928004 Long DBT CORP US N 2 2026-09-01 Fixed 9.750000000000 N N N N N N NAVIERA ARMAS TRANCHE B N/A N/A 106471.900000000000 PA USD 104342.460000000000 0.0311878907 Long LON CORP US N 3 2021-04-30 Floating 0 N N N N N N CONSOLIDATED ENERGY FIN 549300PUNIS0USNSL750 20914UAE6 2799000.000000000000 PA USD 2799000.000000000000 0.8366192062 Long DBT CORP LU N 2 2026-05-15 Fixed 6.500000000000 N N N N N N NAVIERA ARMAS TRANCHE A N/A N/A 60542.850000000000 PA USD 59331.990000000000 0.0177342917 Long LON CORP US N 3 2021-04-30 Floating 0 N N N N N N BLUE RACER MID LLC/FINAN N/A 095796AH1 361000.000000000000 PA USD 384465.000000000000 0.1149163284 Long DBT CORP US N 2 2025-12-15 Fixed 7.625000000000 N N N N N N DIEBOLD NIXDORF INC 549300XZK6EWDBAZSY16 253657AA8 5577000.000000000000 PA USD 6246240.000000000000 1.8669969097 Long DBT CORP US N 2 2025-07-15 Fixed 9.375000000000 N N N N N N DIGICEL GROUP LTD N/A 25380WAE6 2500000.000000000000 PA USD .000000000000 0.0000000000 Long DBT CORP BM N 3 2020-09-30 None 8.250000000000 N N N N N N Bluemountain CLO Ltd N/A 09629RAA0 1000000.000000000000 PA USD 936141.000000000000 0.2798119115 Long ABS-CBDO CORP KY N 2 2031-10-20 Floating 5.868380000000 N N N N N N BOOMERANG TUBE LLC N/A N/A 2608647.740000000000 PA USD 104345.910000000000 0.0311889219 Long LON CORP US N 3 2066-11-01 Floating 5.173630000000 N N N N N N BOYNE USA INC N/A 103557AA2 950000.000000000000 PA USD 996312.500000000000 0.2977971321 Long DBT CORP US N 2 2025-05-01 Fixed 7.250000000000 N N N N N N MAUSER PACKAGING SOLUT 549300DNGHXL0OMHW304 12429TAE4 2575000.000000000000 PA USD 2600750.000000000000 0.7773624153 Long DBT CORP US N 2 2025-04-15 Fixed 7.250000000000 N N N N N N CIFC Funding Ltd N/A 12559DAA9 1900000.000000000000 PA USD 1907484.100000000000 0.5701457069 Long ABS-CBDO CORP KY N 2 2032-07-15 Floating 7.316880000000 N N N N N N CVR ENERGY INC 529900SOYZIXZBTXB558 12662PAD0 3850000.000000000000 PA USD 3647875.000000000000 1.0903473693 Long DBT CORP US N 2 2028-02-15 Fixed 5.750000000000 N N N N N N DISH DBS CORP N/A 25470XAY1 673000.000000000000 PA USD 753766.730000000000 0.2253003656 Long DBT CORP US N 2 2026-07-01 Fixed 7.750000000000 N N N N N N EIG INVESTORS CORP 549300AWVC7LBOKRMB96 26854XAB5 1324000.000000000000 PA USD 1369678.000000000000 0.4093958275 Long DBT CORP US N 2 2024-02-01 Fixed 10.875000000000 N N N N N N CAESARS ENTERTAIN INC 549300FA4CTCW903Y781 28470RAK8 4000000.000000000000 PA USD 4428090.000000000000 1.3235531049 Long DBT CORP US N 2 2027-07-01 Fixed 8.125000000000 N N N N N N OVINTIV INC N/A 292505AD6 500000.000000000000 PA USD 579020.090000000000 0.1730687131 Long DBT CORP US N 2 2034-08-15 Fixed 6.500000000000 N N N N N N OVINTIV INC N/A 292505AG9 2000000.000000000000 PA USD 2233311.440000000000 0.6675352783 Long DBT CORP US N 2 2038-02-01 Fixed 6.500000000000 N N N N N N ENLINK MIDSTREAM PARTNER 88CPW63VL7KHJWS0NY83 29336UAB3 239000.000000000000 PA USD 235838.030000000000 0.0704918276 Long DBT CORP US N 2 2024-04-01 Fixed 4.400000000000 N N N N N N ENLINK MIDSTREAM PARTNER 88CPW63VL7KHJWS0NY83 29336UAC1 5413000.000000000000 PA USD 4343932.500000000000 1.2983984851 Long DBT CORP US N 2 2044-04-01 Fixed 5.600000000000 N N N N N N ENLINK MIDSTREAM PARTNER 88CPW63VL7KHJWS0NY83 29336UAF4 200000.000000000000 PA USD 195268.000000000000 0.0583654731 Long DBT CORP US N 2 2026-07-15 Fixed 4.850000000000 N N N N N N FIRST QUANTUM MINERALS L 549300I7UVBGWRYMYZ18 335934AK1 2000000.000000000000 PA USD 2061350.000000000000 0.6161361203 Long DBT CORP CA N 2 2023-04-01 Fixed 7.250000000000 N N N N N N FIRST QUANTUM MINERALS L 549300I7UVBGWRYMYZ18 335934AL9 9775000.000000000000 PA USD 10178218.750000000000 3.0422626976 Long DBT CORP CA N 2 2025-04-01 Fixed 7.500000000000 N N N N N N CVR PARTNERS/CVR NITROGE N/A 12663QAA3 4576000.000000000000 PA USD 4580759.040000000000 1.3691857776 Long DBT CORP US N 2 2023-06-15 Fixed 9.250000000000 N N N N N N CALUMET SPECIALTY PROD N/A 131477AT8 1030000.000000000000 PA USD 1040300.000000000000 0.3109449661 Long DBT CORP US N 2 2025-04-15 Fixed 11.000000000000 N N N N N N CALUMET SPECIALTY PROD N/A 131477AU5 2850000.000000000000 PA USD 3163500.000000000000 0.9455680095 Long DBT CORP US N 2 2024-07-15 Fixed 9.250000000000 N N N N N N Canyon Capital CLO Ltd N/A 13887VAA0 1000000.000000000000 PA USD 1001340.000000000000 0.2992998485 Long ABS-CBDO CORP KY N 2 2032-10-15 Floating 7.386880000000 N N N N N N FIRST QUANTUM MINERALS L 549300I7UVBGWRYMYZ18 335934AT2 200000.000000000000 PA USD 217000.000000000000 0.0648611532 Long DBT CORP CA N 2 2027-10-15 Fixed 6.875000000000 N N N N N N FORD MOTOR COMPANY 20S05OYHG0MQM4VUIC57 345370CA6 2000000.000000000000 PA USD 2565000.000000000000 0.7666767645 Long DBT CORP US N 2 2031-07-16 Fixed 7.450000000000 N N N N N N Carbone CLO, LTD 5493005I53NEC017LN87 141308AA4 750000.000000000000 PA USD 702060.750000000000 0.2098454831 Long ABS-CBDO CORP KY N 2 2031-01-20 Floating 6.118380000000 N N N N N N CARLSON TRAVEL INC 5493002YB4LSO97BF704 14282LAG8 6078253.000000000000 PA USD 3297452.250000000000 0.9856062464 Long DBT CORP US N 2 2026-12-15 Fixed 11.500000000000 N N Y N N N FORD MOTOR COMPANY 20S05OYHG0MQM4VUIC57 345370CX6 2000000.000000000000 PA USD 2822500.000000000000 0.8436433403 Long DBT CORP US N 2 2030-04-22 Fixed 9.625000000000 N N N N N N Galaxy CLO Ltd 6354006LLTU5DRVJLQ86 36321CAA7 1000000.000000000000 PA USD 938032.000000000000 0.2803771301 Long ABS-CBDO CORP KY N 2 2031-01-15 Floating 5.736880000000 N N N N N N Carlyle Global Market Strategi 6354006XBJTNRUJOLM20 14310HAS7 1000000.010000000000 PA USD 715936.010000000000 0.2139927890 Long ABS-CBDO CORP KY N 2 2030-10-15 Floating 7.986880000000 N N N N N N Carlyle Global Market Strategi N/A 14314KAA5 1000000.000000000000 PA USD 1000412.000000000000 0.2990224699 Long ABS-CBDO CORP KY N 2 2032-10-20 Floating 7.248380000000 N N N N N N GENESIS ENERGY LP/FIN N/A 37185LAL6 3408000.000000000000 PA USD 3263160.000000000000 0.9753563161 Long DBT CORP US N 2 2028-02-01 Fixed 7.750000000000 N N N N N N GLOBAL AIR LEASE CO LTD N/A 37960JAA6 8214611.250000000000 PA USD 7331540.540000000000 2.1913925068 Long DBT CORP KY N 2 2024-09-15 Fixed 6.500000000000 N N Y N N N Carlyle Global Market Strategi N/A 14316RAA8 700000.000000000000 PA USD 616791.000000000000 0.1843584126 Long ABS-CBDO CORP KY N 2 2030-01-20 Floating 5.518380000000 N N N N N N Cedar Funding Ltd 549300PQ60B57EBTK013 15032CAC7 2500000.000000000000 PA USD 2399155.000000000000 0.7171058062 Long ABS-CBDO CORP KY N 2 2028-10-20 Floating 6.118380000000 N N N N N N GoldenTree Loan Opportunities 549300ZH5R2TCUAYC824 38137JBG8 500000.000000000000 PA USD 471165.500000000000 0.1408310492 Long ABS-CBDO CORP KY N 2 2031-01-18 Floating 5.617750000000 N N N N N N GoldenTree Loan Management US 549300TB55YBQBSW5Z77 38138AAC6 1500000.000000000000 PA USD 1226773.500000000000 0.3666817691 Long ABS-CBDO CORP KY N 2 2030-04-20 Floating 6.718380000000 N N N N N N HARVEST MIDSTREAM I LP 549300DW5M17KJOXCY66 417558AA1 458000.000000000000 PA USD 487197.500000000000 0.1456230031 Long DBT CORP US N 2 2028-09-01 Fixed 7.500000000000 N N N N N N HECLA MINING CO 5493009Y6HOBZD1QD537 422704AH9 2099000.000000000000 PA USD 2293157.500000000000 0.6854232252 Long DBT CORP US N 2 2028-02-15 Fixed 7.250000000000 N N N N N N CEMEX SAB DE CV 549300RIG2CXWN6IV731 151290BW2 698000.000000000000 PA USD 794324.000000000000 0.2374229061 Long DBT CORP MX N 2 2027-06-05 Fixed 7.375000000000 N N N N N N CIMPRESS PLC 549300X1IFD75XISOR81 17186HAC6 2069000.000000000000 PA USD 2175036.250000000000 0.6501168635 Long DBT CORP IE N 2 2026-06-15 Fixed 7.000000000000 N N N N N N CLEAR CHANNEL WORLDWIDE N/A 18451QAP3 5469000.000000000000 PA USD 5537362.500000000000 1.6551139046 Long DBT CORP US N 2 2024-02-15 Fixed 9.250000000000 N N N N N N CLEVELAND-CLIFFS INC 549300TM2WLI2BJMDD86 185899AJ0 6000000.000000000000 PA USD 7057500.000000000000 2.1094819748 Long DBT CORP US N 2 2025-10-17 Fixed 9.875000000000 N N N N N N HILCORP ENERGY I/HILCORP N/A 431318AS3 3202000.000000000000 PA USD 3270042.500000000000 0.9774134907 Long DBT CORP US N 2 2028-11-01 Fixed 6.250000000000 N N N N N N SERVICE PROPERTIES TRUST 529900IS770AG1K9QG27 44106MAY8 400000.000000000000 PA USD 390000.000000000000 0.1165707361 Long DBT CORP US N 2 2030-02-15 Fixed 4.375000000000 N N N N N N COMMSCOPE INC 549300Z6K4JXMFE8QY54 20338QAA1 11673000.000000000000 PA USD 12460927.500000000000 3.7245627985 Long DBT CORP US N 2 2027-03-01 Fixed 8.250000000000 N N N N N N CONSOL ENERGY INC 549300YJCTPJBTK7IJ81 20854LAA6 10316000.000000000000 PA USD 7633840.000000000000 2.2817496108 Long DBT CORP US N 2 2025-11-15 Fixed 11.000000000000 N N N N N N HOUGHTON MIFFLIN HARCOUR 549300DDRF1LRKBXUN11 44157TAA3 3000000.000000000000 PA USD 3052500.000000000000 0.9123901846 Long DBT CORP US N 2 2025-02-15 Fixed 9.000000000000 N N N N N N INTERNATIONAL WIRE GROUP 5493006G5OTY2UBFD622 460933AL8 7389000.000000000000 PA USD 7389000.000000000000 2.2085671005 Long DBT CORP US N 2 2021-08-01 Fixed 10.750000000000 N N N N N N JUPITER RESOURCES INC N/A N/A 1171624.000000000000 NS USD 3749196.800000000000 1.1206323868 Long EC CORP US N 3 N N N ORDINARY A SHARES N/A N/A 23585.000000000000 NS USD 955192.500000000000 0.2855063920 Long EC CORP US N 3 N N N KKR Financial CLO Ltd 549300HJX0LGFQYWTF96 48251VAA4 1500000.000000000000 PA USD 1368238.500000000000 0.4089655619 Long ABS-CBDO CORP KY N 2 2030-10-16 Floating 5.730130000000 N N N N N N KEHE DISTRIBUTORS LLC/FI N/A 487526AB1 1287000.000000000000 PA USD 1444657.500000000000 0.4318071493 Long DBT CORP US N 2 2026-10-15 Fixed 8.625000000000 N N N N N N CONSOLIDATED COMMUNICATI 549300WW675Y48HDVX34 20903XAF0 832000.000000000000 PA USD 890240.000000000000 0.2660921336 Long DBT CORP US N 2 2028-10-01 Fixed 6.500000000000 N N N N N N CONSOLIDATED ENERGY FIN 549300PUNIS0USNSL750 20914UAD8 3560000.000000000000 PA USD 3608950.000000000000 1.0787127131 Long DBT CORP LU N 2 2025-06-15 Fixed 6.875000000000 N N N N N N LCM Ltd Partnership N/A 50201AAA7 1100000.000000000000 PA USD 1099232.200000000000 0.3285597608 Long ABS-CBDO CORP KY N 2 2031-04-20 Floating 7.168380000000 N N N N N N LAREDO PETROLEUM INC 549300X0PTWU2QSLSL14 516806AG1 3765000.000000000000 PA USD 3200250.000000000000 0.9565525597 Long DBT CORP US N 2 2028-01-15 Fixed 10.125000000000 N N N N N N MEG ENERGY CORP 5493002WXPTG5ZC1T326 552704AE8 2698000.000000000000 PA USD 2785685.000000000000 0.8326393617 Long DBT CORP CA N 2 2027-02-01 Fixed 7.125000000000 N N N N N N Madison Park Funding Ltd N/A 55817CAA8 1000000.000000000000 PA USD 1000325.000000000000 0.2989964657 Long ABS-CBDO CORP KY N 2 2031-01-22 Floating 7.315750000000 N N N N N N Madison Park Funding Ltd 254900END3IQSN7CTN87 55819RAG0 1000000.000000000000 PA USD 912674.000000000000 0.2727976411 Long ABS-CBDO CORP KY N 2 2028-01-22 Floating 4.565750000000 N N N N N N Madison Park Funding Ltd N/A 55820EAC5 2000000.000000000000 PA USD 1702548.000000000000 0.5088904452 Long ABS-CBDO CORP KY N 2 2030-10-18 Floating 7.787750000000 N N N N N N OCP CLO Ltd 254900ZMV4RGFPV8TK42 670884AC9 800000.000000000000 PA USD 796039.200000000000 0.2379355783 Long ABS-CBDO CORP KY N 2 2031-07-20 Floating 6.429690000000 N N N N N N KENAN ADVANTAGE GROUP 549300GVUXCXDWYPIY65 67109EAA6 10000000.000000000000 PA USD 10000000.000000000000 2.9889932338 Long DBT CORP US N 2 2023-07-31 Fixed 7.875000000000 N N N N N N OHA Credit Partners Ltd 549300OYGEU6QQMCEG78 67109HAJ0 2000000.000000000000 PA USD 1731160.000000000000 0.5174425527 Long ABS-CBDO CORP KY N 2 2032-01-20 Floating 8.118380000000 N N N N N N OCCIDENTAL PETROLEUM COR IM7X0T3ECJW4C1T7ON55 674599DE2 2500000.000000000000 PA USD 2787500.000000000000 0.8331818639 Long DBT CORP US N 2 2031-09-15 Fixed 7.875000000000 N N N N N N Magnetite CLO Ltd 549300BDVLRWS2SODX97 55954AAG2 1400000.000000000000 PA USD 1238364.400000000000 0.3701462813 Long ABS-CBDO CORP KY N 2 2028-11-15 Floating 7.821000000000 N N N N N N WELBILT INC 549300UR3W71YLZWI068 563568AB0 3074000.000000000000 PA USD 3177101.960000000000 0.9496336262 Long DBT CORP US N 2 2024-02-15 Fixed 9.500000000000 N N N N N N MANITOWOC COMPANY INC 2RTSLGQ89VMY18RHX631 563571AL2 4538000.000000000000 PA USD 4901040.000000000000 1.4649175399 Long DBT CORP US N 2 2026-04-01 Fixed 9.000000000000 N N N N N N MICHAELS STORES INC BV4WJ23XIGNG4UDYEK73 594087AU2 2000000.000000000000 PA USD 2150000.000000000000 0.6426335453 Long DBT CORP US N 2 2027-07-15 Fixed 8.000000000000 N N N N N N OCCIDENTAL PETROLEUM COR IM7X0T3ECJW4C1T7ON55 674599DK8 586000.000000000000 PA USD 496635.000000000000 0.1484438655 Long DBT CORP US N 2 2044-07-15 Fixed 4.500000000000 N N N N N N OCCIDENTAL PETROLEUM COR IM7X0T3ECJW4C1T7ON55 674599DZ5 4523000.000000000000 PA USD 5219768.150000000000 1.5601851683 Long DBT CORP US N 2 2027-07-15 Fixed 8.500000000000 N N N N N N SABINE OIL AND GAS N/A N/A 4342.000000000000 NS USD 56446.000000000000 0.0168716712 Long EC CORP US N 3 N N N NEPTUNE ENERGY BONDCO 549300CPMT8I2QBRYF88 64073KAA1 4306000.000000000000 PA USD 4259796.620000000000 1.2732503275 Long DBT CORP GB N 2 2025-05-15 Fixed 6.625000000000 N N N N N N Neuberger Berman CLO Ltd 5493006JG853WBZS5J73 64133HAA6 800000.000000000000 PA USD 804537.600000000000 0.2404757443 Long ABS-CBDO CORP KY N 2 2031-07-20 Floating 7.268380000000 N N N N N N NEW ENTERPRISE STONE & L 549300O5DQ5Y61B8VF38 644274AG7 665000.000000000000 PA USD 728175.000000000000 0.2176510148 Long DBT CORP US N 2 2028-07-15 Fixed 9.750000000000 N N N N N N OHA Loan Funding Ltd N/A 67706FAJ1 1500000.000000000000 PA USD 1307005.500000000000 0.3906630596 Long ABS-CBDO CORP KY N 2 2031-07-23 Floating 8.109130000000 N N N N N N PBF HOLDING CO LLC N/A 69318FAJ7 6000000.000000000000 PA USD 3427500.000000000000 1.0244774309 Long DBT CORP US N 2 2028-02-15 Fixed 6.000000000000 N N N N N N PBF HOLDING CO LLC N/A 69318FAK4 1196000.000000000000 PA USD 1179136.400000000000 0.3524430721 Long DBT CORP US N 2 2025-05-15 Fixed 9.250000000000 N N N N N N CLARIOS GLOBAL LP/US FIN N/A 69867DAC2 8965000.000000000000 PA USD 9739659.820000000000 2.9111777302 Long DBT CORP US N 2 2027-05-15 Fixed 8.500000000000 N N N N N N NORTHWEST ACQ/DOMINION N/A 66727WAA0 16122000.000000000000 PA USD 108823.500000000000 0.0325272705 Long DBT CORP CA N 2 2022-11-01 None 7.125000000000 Y Y N N N N NORTHWEST FIBER LLC/NORT N/A 667449AA0 1206000.000000000000 PA USD 1374840.000000000000 0.4109387458 Long DBT CORP US N 2 2028-06-01 Fixed 10.750000000000 N N N N N N PAR PHARMACEUTICAL INC 549300KK5WR4MGN4YT97 69888XAA7 1890000.000000000000 PA USD 2050650.000000000000 0.6129378975 Long DBT CORP US N 2 2027-04-01 Fixed 7.500000000000 N N N N N N PERENTI FINANCE PTY LTD 894500ZDIIAOXSQHE612 71367VAA7 2500000.000000000000 PA USD 2659453.850000000000 0.7949089563 Long DBT CORP AU N 2 2025-10-07 Fixed 6.500000000000 N N N N N N OPTIMUS BIDCO SAS N/A N/A 500000.000000000000 PA 531035.829999999960 0.1587262503 Long LON CORP FR N 2 2026-09-25 Floating 8.250000000000 N N N N N N ENVISION HEALTHCARE CORP 549300OL60X0LPKY8N60 29373UAC5 3236675.129999999900 PA USD 2690097.799999999800 0.8040684123 Long LON CORP US N 2 2025-10-10 Floating 3.896750000000 N N N N N N POWERTEAM SERVICES LLC 549300J2G34D0WX8Z443 73939VAA2 2750000.000000000000 PA USD 3059677.500000000000 0.9145355345 Long DBT CORP US N 2 2025-12-04 Fixed 9.033000000000 N N N N N N PRESIDIO HOLDING INC N/A 74101XAF7 430000.000000000000 PA USD 474075.000000000000 0.1417006967 Long DBT CORP US N 2 2028-02-01 Fixed 8.250000000000 N N N N N N CONCORDIA INTERNATIONAL 549300WZSXRSISJ4VI31 N/A 3840000.000000000000 PA USD 3745920.000000000000 1.1196529535 Long LON CORP JE N 2 2024-09-06 Floating 6.500000000000 N N N N N N JUPITER RESOURCES INC N/A N/A 1446036.560000000000 PA USD 1446036.560000000000 0.4322193494 Long DBT CORP US N 3 2024-02-05 Fixed 13.000000000000 N N N N N N RADIOLOGY PARTNERS INC 549300SFTAG2177WUZ08 75041VAA2 2586000.000000000000 PA USD 2902785.000000000000 0.8676404724 Long DBT CORP US N 2 2028-02-01 Fixed 9.250000000000 N N N N N N REALOGY GROUP/CO-ISSUER N/A 75606DAG6 3763000.000000000000 PA USD 4167522.500000000000 1.2456696554 Long DBT CORP US N 2 2027-04-01 Fixed 9.375000000000 N N N N N N REALOGY GROUP/CO-ISSUER N/A 75606DAJ0 329000.000000000000 PA USD 357201.880000000000 0.1067674002 Long DBT CORP US N 2 2025-06-15 Fixed 7.625000000000 N N N N N N SCIENTIFIC GAMES INTERNA RLTHESQ0RNFQJWPBJN60 80874YBG4 4325000.000000000000 PA USD 4735875.000000000000 1.4155498331 Long DBT CORP US N 2 2025-07-01 Fixed 8.625000000000 N N N N N N BOOMERANG TUBE HOLDINGS, INC. N/A 000000000 36149.000000000000 NS USD .000000000000 0.0000000000 Long EC CORP US N 3 N N N TRAVELEX ISSUERC LTD 213800Z5P55WYCTK9G85 BM2401651 2015000.000000000000 PA 4959932.170000000000 1.4825203696 Long DBT CORP GB N 3 2025-08-05 Fixed 12.500000000000 N N Y N N N SOLERA LLC / SOLERA FINA N/A 83422AAA1 1000000.000000000000 PA USD 1036250.000000000000 0.3097344239 Long DBT CORP US N 2 2024-03-01 Fixed 10.500000000000 N N N N N N Sound Point CLO LTD 549300G09B8CGBRMLL31 83608DAA1 2000000.000000000000 PA USD 1762796.000000000000 0.5268985317 Long ABS-CBDO CORP KY N 2 2031-01-21 Floating 5.718380000000 N N N N N N Sound Point CLO LTD N/A 83615BAA6 1600000.000000000000 PA USD 1602809.600000000000 0.4790787050 Long ABS-CBDO CORP KY N 2 2030-07-20 Floating 7.399640000000 N N N N N N SOUTHWESTERN ENERGY CO EFWMP121W54QV9MGOP87 845467AP4 449000.000000000000 PA USD 487165.000000000000 0.1456132889 Long DBT CORP US N 2 2028-09-15 Fixed 8.375000000000 N N N N N N STL HOLDING CO LLC 984500BC2I63E7F48656 861036AA9 4000000.000000000000 PA USD 4150000.000000000000 1.2404321920 Long DBT CORP US N 2 2026-02-15 Fixed 7.500000000000 N N N N N N SUNCOKE ENGY PART FIN CO N/A 86723CAF5 5743000.000000000000 PA USD 5701076.100000000000 1.7040477889 Long DBT CORP US N 2 2025-06-15 Fixed 7.500000000000 N N N N N N TICP CLO Ltd N/A 87249DAA7 1000000.000000000000 PA USD 948026.000000000000 0.2833643300 Long ABS-CBDO CORP KY N 2 2031-04-20 Floating 5.718380000000 N N N N N N Wind River CLO Ltd N/A 87249MAA7 1000000.000000000000 PA USD 926511.000000000000 0.2769335110 Long ABS-CBDO CORP KY N 2 2030-11-20 Floating 6.023750000000 N N N N N N TERRIER MEDIA BUYER INC N/A 88146LAA1 1837000.000000000000 PA USD 2025292.500000000000 0.6053585579 Long DBT CORP US N 2 2027-12-15 Fixed 8.875000000000 N N N N N N TOWNSQUARE MEDIA INC 549300XBA8C68H0DR538 892231AA9 430000.000000000000 PA USD 437568.000000000000 0.1307887791 Long DBT CORP US N 2 2023-04-01 Fixed 6.500000000000 N N N N N N TRANSDIGM INC 88Q84GB3X55CF5OC7582 893647BH9 6000000.000000000000 PA USD 6405000.000000000000 1.9144501663 Long DBT CORP US N 2 2027-03-15 Fixed 7.500000000000 N N N N N N TRAVELEX PRIVATE EQ N/A 894662CP8 16120.000000000000 NS .000000000000 0.0000000000 Long EC CORP GB N 3 N N N TRAVELEX TOPCO LIMITED WARRANT N/A N/A 2218.000000000000 NS 250232.480000000000 0.0747943190 N/A DE CORP GB N 3 Unknown N/A Call Purchased TRAVELEX PRIVATE EQ TRAVELEX PRIVATE EQ 1.000000000000 1.000000000000 GBP 2022-05-01 XXXX 250232.470000000000 N N N TRIDENT TPI HOLDINGS INC 549300TPLK304J3RNC85 89616RAB5 8000000.000000000000 PA USD 8520000.000000000000 2.5466222352 Long DBT CORP US N 2 2024-08-01 Fixed 9.250000000000 N N N N N N TRIUMPH GROUP INC 5493007L6S47Q14SL582 896818AP6 8289000.000000000000 PA USD 7574073.750000000000 2.2638855191 Long DBT CORP US N 2 2025-08-15 Fixed 7.750000000000 N N N N N N TRUCK HERO INC 54930007KT5CX7XNSD31 897787AA5 6118000.000000000000 PA USD 6492727.500000000000 1.9406718567 Long DBT CORP US N 2 2024-04-21 Fixed 8.500000000000 N N N N N N UNIVISION COMMUNICATIONS 549300YQDE2JSGTL8V47 914906AT9 2234000.000000000000 PA USD 2485325.000000000000 0.7428619609 Long DBT CORP US N 2 2025-05-01 Fixed 9.500000000000 N N N N N N BAUSCH HEALTH COS INC B3BS7ACMDUWISF18KY76 91911KAP7 11045000.000000000000 PA USD 12193127.750000000000 3.6445176344 Long DBT CORP CA N 2 2025-12-15 Fixed 9.000000000000 N N N N N N VERITAS US INC/BERMUDA L N/A 92346LAA1 16957000.000000000000 PA USD 17211355.000000000000 5.1444623640 Long DBT CORP US N 2 2024-02-01 Fixed 10.500000000000 N N N N N N VERITAS US INC/BERMUDA L N/A 92346LAE3 2024000.000000000000 PA USD 2077130.000000000000 0.6208527516 Long DBT CORP US N 2 2025-09-01 Fixed 7.500000000000 N N N N N N VERSCEND ESCROW CORP N/A 92535WAA8 2915000.000000000000 PA USD 3159131.250000000000 0.9442621931 Long DBT CORP US N 2 2026-08-15 Fixed 9.750000000000 N N N N N N VIASAT INC UFC8NYMNFSYIHNSM2I38 92552VAN0 790000.000000000000 PA USD 854945.900000000000 0.2555427510 Long DBT CORP US N 2 2028-07-15 Fixed 6.500000000000 N N N N N N Voya CLO Ltd N/A 92917UAA0 1400000.000000000000 PA USD 1401628.200000000000 0.4189457206 Long ABS-CBDO CORP KY N 2 2033-01-15 Floating 7.716880000000 N N N N N N WARRIOR MET COAL INC 549300152B1S9YKBYV79 93627CAA9 3513000.000000000000 PA USD 3592042.500000000000 1.0736590728 Long DBT CORP US N 2 2024-11-01 Fixed 8.000000000000 N N N N N N FIELDWOOD ENERGY LLC N/A 000000000 167574.000000000000 NS USD .000000000000 0.0000000000 Long EC CORP US N 3 N N N Wellfleet CLO Ltd 254900TEETF3L54VTH19 94950KAA6 1500000.000000000000 PA USD 1354500.000000000000 0.4048591335 Long ABS-CBDO CORP KY N 2 2031-01-17 Floating 5.767750000000 N N N N N N WELLTEC A/S 549300RE9BETU7WX4L49 950399AB1 5713000.000000000000 PA USD 5313090.000000000000 1.5880790061 Long DBT CORP DK N 2 2022-12-01 Fixed 9.500000000000 N N N N N N WESCO DISTRIBUTION INC 549300I2CEZJG9N4AH67 95081QAN4 460000.000000000000 PA USD 505921.800000000000 0.1512196837 Long DBT CORP US N 2 2025-06-15 Fixed 7.125000000000 N N N N N N WESCO DISTRIBUTION INC 549300I2CEZJG9N4AH67 95081QAP9 475000.000000000000 PA USD 540212.750000000000 0.1614692255 Long DBT CORP US N 2 2028-06-15 Fixed 7.250000000000 N N N N N N WINDSTREAM ESCROW LLC N/A 97382WAA1 1251000.000000000000 PA USD 1259757.000000000000 0.3765405149 Long DBT CORP US N 2 2028-08-15 Fixed 7.750000000000 N N N N N N NAVIERA ARMAS SA 959800Q0F0EGK197EM91 LW9387918 525000.000000000000 PA 298430.760000000000 0.0892007522 Long DBT CORP ES N 2 2023-07-31 Floating 6.500000000000 N N N N N N TRAVELEX FINANCING PLC 6354009XFWVZER7G5X35 G90155AE5 4600000.000000000000 PA .000000000000 0.0000000000 Long DBT CORP GB N 3 2022-05-15 None 8.000000000000 N Y N N N N ALGECO GLOBAL FINANCE 5493000PLZTCKZAJDO03 AQ9276686 1750000.000000000000 PA 2164512.500000000000 0.6469713217 Long DBT CORP GB N 2 2023-02-15 Fixed 6.500000000000 N N N N N N SUNSHINE MID BV 724500YPEUZJGV4VB176 N84056AA3 1600000.000000000000 PA 2026949.440000000000 0.6058538162 Long DBT CORP NL N 2 2026-05-15 Fixed 6.500000000000 N N N N N N ARQIVA BROADC FINANCE PL 5493007PMKIGKNYH2S25 AU4580489 2400000.000000000000 PA 3383584.500000000000 1.0113511177 Long DBT CORP GB N 2 2023-09-30 Fixed 6.750000000000 N N N N N N NAVIERA ARMAS SA 959800Q0F0EGK197EM91 AP9769369 150000.000000000000 PA 81892.810000000000 0.0244777055 Long DBT CORP ES N 2 2024-11-15 Floating 4.250000000000 N N N N N N DIAMOND (BC) BV 5.625% SNR 15/08/2025 EUR N/A N26078AA8 1500000.000000000000 PA 1853170.770000000000 0.5539114893 Long DBT CORP NL N 2 2025-08-15 Fixed 5.625000000000 N N N N N N TECHEM VERWALTUNGSGES 549300W2QKB8BC676O97 AT6485367 3500000.000000000000 PA 4479274.830000000000 1.3388522159 Long DBT CORP DE N 2 2026-07-30 Fixed 6.000000000000 N N N N N N GALAXY BIDCO LTD 2138006O8YW3QCHKDY76 AZ5985058 1850000.000000000000 PA 2638968.360000000000 0.7887858572 Long DBT CORP JE N 2 2026-07-31 Fixed 6.500000000000 N N N N N N SARENS FINANCE CO NV 549300B68EWZ6IHPCL79 ZP8429448 1625000.000000000000 PA 1826395.420000000000 0.5459083553 Long DBT CORP BE N 2 2027-02-21 Fixed 5.750000000000 N N N N N N BANIJAY GROUP SAS 969500TVFVKI682L1144 ZP6062928 2500000.000000000000 PA 3060214.760000000000 0.9146961212 Long DBT CORP FR N 2 2026-03-01 Fixed 6.500000000000 N N N N N N SUMMER BC HOLDCO A SARL 984500EFA0BRE0008996 ZR9898415 1126300.600600000000 PA 1451338.150000000000 0.4338039910 Long DBT CORP LU N 2 2027-10-31 Fixed 9.250000000000 N N N N N N MANGROVE LUXCO III 549300GLJSZN1PU7T586 ZQ1451991 625000.000000000000 PA 653578.800000000000 0.1953542611 Long DBT CORP LU N 2 2025-10-09 Fixed 7.775000000000 N N Y N N N GARFUNKELUX HOLDCO 3 SA 2221007QVSNJV7EWBX69 BM0610824 450000.000000000000 PA 563482.660000000000 0.1684245858 Long DBT CORP LU N 2 2025-11-01 Fixed 6.750000000000 N N N N N N IPD 3 BV 724500RBP2J59JMQB629 BM5818570 600000.000000000000 PA 754975.140000000000 0.2256615585 Long DBT CORP NL N 2 2025-12-01 Fixed 5.500000000000 N N N N N N MOTION FINCO SARL 2549002L1LBQZKA7UN30 BJ1177374 1750000.000000000000 PA 2250113.000000000000 0.6725572532 Long DBT CORP LU N 2 2025-05-15 Fixed 7.000000000000 N N N N N N KCA DEUTAG UK FINANCE PL 529900T5G3VI71LSI184 BN1552221 1179286.000000000000 PA USD 1223509.230000000000 0.3657060810 Long DBT CORP GB N 3 2025-12-01 Fixed 9.875000000000 N N N N N N ROLLS-ROYCE PLC X57JK1U580XATGR67572 ZO9246679 250000.000000000000 PA 377772.610000000000 0.1129159775 Long DBT CORP GB N 2 2027-10-15 Fixed 5.750000000000 N N N N N N CARNIVAL CORP F1OF2ZSX47CR0BCWA982 BM6638258 1000000.000000000000 PA 1292375.730000000000 0.3862902313 Long DBT CORP PA N 2 2026-03-01 Fixed 7.625000000000 N N N N N N CPUK FINANCE LTD 6354003CVDDPNXREIR29 ZO3670353 900000.000000000000 PA 1278407.130000000000 0.3821150262 Long DBT CORP JE N 2 2026-08-28 Fixed 6.500000000000 N N N N N N CASINO GUICHARD PERRACHO 969500VHL8F83GBL6L29 BN0672673 1050000.000000000000 PA 1292345.190000000000 0.3862811029 Long DBT CORP FR N 2 2026-01-15 Fixed 6.625000000000 N N N N N N DIEBOLD NIXDORF 724500XPR088XALCD170 BK4171553 815000.000000000000 PA 1080268.030000000000 0.3228913832 Long DBT CORP NL N 2 2025-07-15 Fixed 9.000000000000 N N N N N N LSF9 BALTA ISSUER SA 549300DCN8FSPHENRV93 UV3539714 1449900.000000000000 PA 1675675.380000000000 0.5008582373 Long DBT CORP LU N 2 2022-09-15 Fixed 7.750000000000 N N N N N N N/A N/A N/A 1.000000000000 NC USD -171678.420000000000 -0.0513145636 N/A DFE US N 2 MORGAN STANLEY & CO. LLC I7331LVCZKQKX5T7XV54 -23011893.000000000000 EUR 27951072.070000000000 USD 2021-01-14 -171678.420000000000 N N N N/A N/A N/A 1.000000000000 NC USD -322273.480000000000 -0.0963273251 N/A DFE US N 2 J.P. MORGAN SECURITIES LLC ZBUT11V806EZRVTWT807 MORGAN STANLEY & CO. LLC I7331LVCZKQKX5T7XV54 -9412219.000000000000 GBP 12550572.220000000000 USD 2021-01-14 -322273.480000000000 N N N COLOUROZ INVESTMENT 2 LLC 549300Q6D2JN1G0T8E41 N/A 2033201.110000000100 PA USD 1531264.750000000000 0.4576939977 Long LON CORP US N 2 2024-09-21 Floating 5.250000000000 N N Y N N N COLOUROZ INVESTMENT 2 LLC 549300Q6D2JN1G0T8E41 N/A 17536.360000000001 PA USD 13207.160000000000 0.0039476112 Long LON CORP US N 2 2024-09-21 Floating 5.250000000000 N N Y N N N COMMERCIAL VEHICLE GROUP 5493006OG8I91X0K7Q22 20260YAD0 526856.819999999950 PA USD 505782.549999999990 0.1511780620 Long LON CORP US N 2 2023-04-12 Floating 7.000000000000 N N N N N N COMMERCIAL VEHICLE GROUP 5493006OG8I91X0K7Q22 20260YAD0 19519.040000000001 PA USD 18738.279999999999 0.0056008592 Long LON CORP US N 2 2023-04-12 Floating 7.000000000000 N N N N N N FINASTRA USA INC 549300ZB2RO6QC7YTK71 02034DAF4 15630136.410000000000 PA USD 15635763.260000000000 4.6735190590 Long LON CORP US N 2 2025-06-13 Floating 8.250000000000 N N N N N N DEXKO GLOBAL INC 549300SMZ4OV1KBH1M19 25213YAG0 2000000.000000000000 PA USD 1982500.000000000000 0.5925679086 Long LON CORP US N 2 2025-07-24 Floating 9.250000000000 N N N N N N CD&R HYDRA BUYER INC N/A 12508KAF4 2500000.000000000000 PA USD 1926575.000000000000 0.5758519639 Long LON CORP US N 2 2026-04-30 Floating 9.000000000000 N N N N N N FIELDWOOD ENERGY LLC 549300KTQCELOBO6BF21 31659HAN1 7481591.820000000300 PA USD 1720.770000000000 0.0005143370 Long LON CORP US N 2 2023-04-11 Floating 11.500000000000 N Y N N N N 2021-02-26 Barings Global Short Duration High Yield Fund /s/ Carlene Pollock Carlene Pollock Chief Financial Officer