0000950123-13-004433.txt : 20130705 0000950123-13-004433.hdr.sgml : 20130704 20130703181946 ACCESSION NUMBER: 0000950123-13-004433 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130705 DATE AS OF CHANGE: 20130703 EFFECTIVENESS DATE: 20130705 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nuveen Asset Management, LLC CENTRAL INDEX KEY: 0001521019 IRS NUMBER: 274357327 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14498 FILM NUMBER: 13954435 BUSINESS ADDRESS: STREET 1: C/O NUVEEN INVESTMENTS STREET 2: 333 W. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 917-7700 MAIL ADDRESS: STREET 1: C/O NUVEEN INVESTMENTS STREET 2: 333 W. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001521019 XXXXXXXX 12-31-2012 12-31-2012 true 1 NEW HOLDINGS Nuveen Asset Management, LLC

C/O NUVEEN INVESTMENTS 333 W. WACKER DRIVE CHICAGO IL 60606

13F HOLDINGS REPORT 028-14498 N Diane S. Meggs 312-917-7700 /s/ Diane S. Meggs Chicago IL 07-02-2013 2 1352 12259126 false 1 028-11405 Nuveen Investments, Inc. 2 028-11710 Nuveen Fund Advisors, LLC INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F Bank of America Corporation 7.25%CNV PFD L 060505682 5039 4440 SH DFND 1,2 4440 0 0 Barclays Bank PLC ADR PFD SR 5 06739H362 13560 533210 SH DFND 1,2 533210 0 0 Barclays Bank PLC SP ADR 7.1%PF3 06739H776 5484 218850 SH DFND 1,2 218850 0 0 CommonWealth REIT CV PFD-E 7.25% 203233606 11834 469226 SH DFND 1,2 469226 0 0 Royal Bank of Scotland Group PLC ADR PREF SHS Q 780097754 575 25000 SH DFND 1,2 25000 0 0 Royal Bank of Scotland Group PLC SP ADR L RP PF 780097788 354 16000 SH DFND 1,2 16000 0 0 Sunstone Hotel Investors Inc CV 8% CUM PFD-D 867892507 1414 55448 SH DFND 1,2 55448 0 0