0001127602-17-032583.txt : 20171117
0001127602-17-032583.hdr.sgml : 20171117
20171117153329
ACCESSION NUMBER: 0001127602-17-032583
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171117
FILED AS OF DATE: 20171117
DATE AS OF CHANGE: 20171117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROEKHUYSEN JOHAN G
CENTRAL INDEX KEY: 0001596139
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35180
FILM NUMBER: 171210816
MAIL ADDRESS:
STREET 1: LUMOS NETWORKS CORP.
STREET 2: ONE LUMOS PLAZA
CITY: WAYNESBORO
STATE: VA
ZIP: 22980
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lumos Networks Corp.
CENTRAL INDEX KEY: 0001520744
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813]
IRS NUMBER: 800697274
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE LUMOS PLAZA
STREET 2: P.O. BOX 1068
CITY: WAYNESBORO
STATE: VA
ZIP: 22980
BUSINESS PHONE: 540-946-2000
MAIL ADDRESS:
STREET 1: ONE LUMOS PLAZA
STREET 2: P.O. BOX 1068
CITY: WAYNESBORO
STATE: VA
ZIP: 22980
FORMER COMPANY:
FORMER CONFORMED NAME: NTELOS Wireline One Inc.
DATE OF NAME CHANGE: 20110513
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-11-17
1
0001520744
Lumos Networks Corp.
LMOS
0001596139
BROEKHUYSEN JOHAN G
C/O LUMOS NETWORKS CORP.
ONE LUMOS PLAZA
WAYNESBORO
VA
22980
1
EVP Chief Financial Officer
Common Stock, Par Value $0.01 Per Share
2017-11-17
4
M
0
20523
11.31
A
140128
D
Common Stock, Par Value $0.01 Per Share
2017-11-17
4
M
0
4281
13.46
A
144409
D
Common Stock, Par Value $0.01 Per Share
2017-11-17
4
M
0
6829
16.14
A
151238
D
Common Stock, Par Value $0.01 Per Share
2017-11-17
4
F
0
22219
18.00
D
129019
D
Common Stock, Par Value $0.01 Per Share
2017-11-17
4
D
0
129019
18.00
D
0
D
Common Stock, Par Value $0.01 Per Share
2017-11-17
4
D
0
2149.78
18.00
D
0
I
By 401(k) plan
Stock Option (Right to Buy)
11.31
2017-11-17
4
M
0
20523
0
D
Common Stock
20523
0
D
Stock Option (Right to Buy)
13.46
2017-11-17
4
M
0
4281
0
D
Common Stock
4281
719
D
Stock Option (Right to Buy)
16.14
2017-11-17
4
M
0
6829
0
D
Common Stock
6829
93171
D
Stock Option (Right to Buy)
13.46
2017-11-17
4
D
0
719
D
Common Stock
719
0
D
Stock Option (Right to Buy)
16.14
2017-11-17
4
D
0
93171
D
Common Stock
93171
0
D
Shares withheld by Lumos Networks Corp., a Delaware corporation (the "Company"), for net settlement of option cost for stock options exercised immediately prior to the Merger (defined below).
Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") among the Company, MTN Infrastructure TopCo, Inc., a Delaware corporation ("Parent"), and MTN Infrastructure BidCo, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), on November 17, 2017, Merger Sub merged with and into the Company, with the Company surviving as a wholly-owned subsidiary of Parent (the "Merger"). Immediately prior to the effective time of the Merger, shares of Company restricted stock automatically vested and the restrictions thereon lapsed. This represents shares disposed of pursuant to the Merger Agreement and related transactions upon completion of the Merger. These dispositions are exempt under Rule 16b-3(e).
Pursuant to the Merger Agreement, these stock options were exercised immediately prior to the Merger and were net settled in shares.
Immediately prior to the effective time of the Merger, each option to purchase shares of Company common stock that was then outstanding automatically vested and was cancelled and entitled the option holder to receive an amount in cash equal to the product of (i) the total number of shares of Company common stock subject to the option and (ii) the amount, if any, by which the $18.00 merger consideration exceeded the applicable exercise price per share of Company common stock underlying the option (less any applicable withholding taxes).
/s/ Johan G. Broekhuysen
2017-11-17