0000899243-21-044749.txt : 20211116 0000899243-21-044749.hdr.sgml : 20211116 20211116121653 ACCESSION NUMBER: 0000899243-21-044749 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211112 FILED AS OF DATE: 20211116 DATE AS OF CHANGE: 20211116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hartner John CENTRAL INDEX KEY: 0001520630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35806 FILM NUMBER: 211414985 MAIL ADDRESS: STREET 1: C/O DOVER CORPORATION STREET 2: 3005 HIGHLAND PARKWAY, SUITE 200 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ExOne Co CENTRAL INDEX KEY: 0001561627 STANDARD INDUSTRIAL CLASSIFICATION: PRINTING TRADES MACHINERY & EQUIPMENT [3555] IRS NUMBER: 261480640 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 127 INDUSTRY BOULEVARD CITY: NORTH HUNTINGDON STATE: PA ZIP: 15642 BUSINESS PHONE: 724-863-9663 MAIL ADDRESS: STREET 1: 127 INDUSTRY BOULEVARD CITY: NORTH HUNTINGDON STATE: PA ZIP: 15642 FORMER COMPANY: FORMER CONFORMED NAME: Ex One Co DATE OF NAME CHANGE: 20130104 FORMER COMPANY: FORMER CONFORMED NAME: Ex One Company, LLC DATE OF NAME CHANGE: 20121105 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-11-12 1 0001561627 ExOne Co XONE 0001520630 Hartner John 127 INDUSTRY BOULEVARD NORTH HUNTINGDON PA 15642 0 1 0 0 Chief Executive Officer Common Stock, par value $0.01 2021-11-12 4 D 0 57663 D 57923 D Common Stock, par value $0.01 2021-11-12 4 F 0 16918 26.70 D 41005 D Common Stock, par value $0.01 2021-11-12 4 D 0 27082 D 13923 D Common Stock, par value $0.01 2021-11-12 4 F 0 5354 26.70 D 8569 D Common Stock, par value $0.01 2021-11-12 4 D 0 8569 D 0 D Common Stock, par value $0.01 2021-11-12 4 A 0 8426 0.00 A 8426 D Common Stock, par value $0.01 2021-11-12 4 F 0 3240 26.70 D 5186 D Common Stock, par value $0.01 2021-11-12 4 D 0 5186 D 0 D Stock Option (right to buy) 9.67 2021-11-12 4 D 0 100000 D 2023-11-12 Common Stock 100000 0 D Stock Option (right to buy) 7.11 2021-11-12 4 D 0 100000 D 2024-08-12 Common Stock 100000 0 D On November 12, 2021, Desktop Metal, Inc., a Delaware corporation ("Desktop Metal"), acquired The ExOne Company, a Delaware corporation ("ExOne") pursuant to that certain Agreement and Plan of Merger, dated August 11, 2021, by and among ExOne, Desktop Metal, Texas Merger Sub I, Inc., a wholly owned subsidiary of Desktop Metal, and Texas Merger Sub II, LLC, a wholly owned subsidiary of Desktop Metal (the "Merger Agreement"). The acquisition is more fully described in ExOne's definitive proxy statement filed with the Securities and Exchange Commission on October 8, 2021. In accordance with the terms of the Merger Agreement, each share of ExOne's common stock (the "ExOne Shares") was exchanged for 2.1416 shares (the "Exchange Ratio") of Desktop Metal Class A common stock ("DM Common Stock") plus $8.50 in cash (together, the "Merger Consideration"). Each transaction reported in this Form 4 is an exempt transaction. Withholding and disposition for taxes on restricted stock. Each award of restricted shares of ExOne subject to the ExOne Change of Control Severance Plan ("ExOne COC RSAs") vested and were cancelled and the holder of such ExOne COC RSA received the Merger Consideration. Each award granted under the 2021 Executive Stock Performance Program was converted into ExOne Shares (the "ESPP Award"), with the shares subject to such ESPP Award becoming vested and such vested shares were cancelled and the holder received the Merger Consideration. Withholding and disposition of shares for taxes on ESPP Awards. Each outstanding vested option to purchase ExOne Shares was cancelled and the holder thereof became entitled to receive the excess of the Merger Consideration over the aggregate exercise price of such ExOne vested option, so long as such ExOne vested option's exercise price was less than the Merger Consideration, less applicable tax withholdings. /s/ John Hartner 2021-11-12