0001520601-13-000017.txt : 20130802
0001520601-13-000017.hdr.sgml : 20130802
20130802170915
ACCESSION NUMBER: 0001520601-13-000017
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130630
FILED AS OF DATE: 20130802
DATE AS OF CHANGE: 20130802
EFFECTIVENESS DATE: 20130802
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AFFINITY INVESTMENT ADVISORS, LLC
CENTRAL INDEX KEY: 0001520601
IRS NUMBER: 330934127
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14467
FILM NUMBER: 131007219
BUSINESS ADDRESS:
STREET 1: 18191 VON KARMAN
STREET 2: SUITE 420
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: 949-251-2357
MAIL ADDRESS:
STREET 1: 18191 VON KARMAN
STREET 2: SUITE 420
CITY: IRVINE
STATE: CA
ZIP: 92612
FORMER COMPANY:
FORMER CONFORMED NAME: Affinity Investment Advisors, LLC
DATE OF NAME CHANGE: 20110512
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
true
0001520601
XXXXXXXX
06-30-2013
06-30-2013
false
AFFINITY INVESTMENT ADVISORS, LLC
18191 VON KARMAN
SUITE 420
IRVINE
CA
92612
13F COMBINATION REPORT
028-14467
0000895421
MORGAN STANLEY
N
JEFF RANDOLPH
CHIEF COMPLIANCE OFFICER
949-251-2357
JEFF RANDOLPH
IRVINE
CA
07-30-2013
1
183
1149311
1
0000895421
MORGAN STANLEY
INFORMATION TABLE
2
infotable.xml
ACTAVIS INC
COM
00507K103
12826
101620
SH
SOLE
29571
0
72049
ACTAVIS INC
COM
00507K103
8799
69710
SH
OTR
01
0
0
69710
AETNA INC
COM
00817Y108
3247
51108
SH
SOLE
37407
0
13701
AETNA INC
COM
00817Y108
7962
125300
SH
OTR
01
0
0
125300
AGCO CORP
COM
001084102
5024
100090
SH
SOLE
12690
0
87400
AIR METHODS CORP
COM
009128307
4
128
SH
SOLE
128
0
0
AIR METHODS CORP
COM
009128307
1406
41520
SH
OTR
01
0
0
41520
ALASKA AIR GROUP
COM
011659109
9
170
SH
SOLE
170
0
0
ALASKA AIR GROUP
COM
011659109
3958
76120
SH
OTR
01
0
0
76120
ALLSTATE CORP
COM
020002101
8185
170095
SH
SOLE
29335
0
140760
ALTRIA GROUP INC
COM
02209S103
10841
309821
SH
SOLE
107254
0
202567
ALTRIA GROUP INC
COM
02209S103
9011
257520
SH
OTR
01
0
0
257520
AMERICAN CAPITAL, LTD.
COM
02503Y103
4639
366140
SH
OTR
01
0
0
366140
AMERICAN ELECTRIC POWER INC.
COM
025537101
7644
170712
SH
SOLE
22082
0
148630
AMERICAN EXPRESS
COM
025816109
9690
129621
SH
SOLE
22211
0
107410
AMERICAN GREETINGS CORP
COM
026375105
6
348
SH
SOLE
348
0
0
AMERICAN GREETINGS CORP
COM
026375105
1215
66670
SH
OTR
01
0
0
66670
AMERICAN WATER WORKS CO
COM
030420103
10290
249577
SH
SOLE
75667
0
173910
AMERICAN WATER WORKS CO
COM
030420103
7640
185300
SH
OTR
01
0
0
185300
AMGEN INC
COM
031162100
12392
125602
SH
SOLE
43703
0
81899
AMGEN INC
COM
031162100
8100
82100
SH
OTR
01
0
0
82100
AMKOR TECHNOLOGY
COM
031652100
7
1680
SH
SOLE
1680
0
0
AMKOR TECHNOLOGY
COM
031652100
424
100720
SH
OTR
01
0
0
100720
ANWORTH MORTGAGE
COM
037347101
3
614
SH
SOLE
614
0
0
ANWORTH MORTGAGE
COM
037347101
927
165490
SH
OTR
01
0
0
165490
APPLE INC
COM
037833100
9605
24223
SH
SOLE
12111
0
12112
APPLE INC
COM
037833100
14235
35900
SH
OTR
01
0
0
35900
AT+T INC COM
COM
00206R102
783
22123
SH
SOLE
22123
0
0
BAKER HUGHES INC
COM
057224107
451
9770
SH
SOLE
9770
0
0
BANK OF AMERICA CORP
COM
060505104
19660
1528795
SH
SOLE
435935
0
1092860
BANK OF AMERICA CORP
COM
060505104
9816
763300
SH
OTR
01
0
0
763300
BLACK BOX CORPORATION
COM
091826107
6
245
SH
SOLE
245
0
0
BLACK BOX CORPORATION
COM
091826107
617
24370
SH
OTR
01
0
0
24370
BLOCK H+R INC
COM
093671105
7991
287959
SH
SOLE
103153
0
184806
BLOCK H+R INC
COM
093671105
4166
150130
SH
OTR
01
0
0
150130
BRINKER INTL INC
COM
109641100
10583
268410
SH
SOLE
75892
0
192518
BRINKER INTL INC
COM
109641100
8186
207600
SH
OTR
01
0
0
207600
CAMPBELL SOUP CO
COM
134429109
231
5160
SH
SOLE
5160
0
0
CATERPILLAR INC
COM
149123101
5696
69048
SH
SOLE
29423
0
39625
CATERPILLAR INC
COM
149123101
7387
89550
SH
OTR
01
0
0
89550
CBS INC
COM
124857202
12476
255297
SH
SOLE
93172
0
162125
CBS INC
COM
124857202
9505
194500
SH
OTR
01
0
0
194500
CELGENE CORP
COM
151020104
11496
98275
SH
SOLE
30087
0
68188
CELGENE CORP
COM
151020104
7838
67000
SH
OTR
01
0
0
67000
CENTURYLINK INC
COM
156700106
9581
271044
SH
SOLE
71803
0
199241
CENTURYLINK INC
COM
156700106
6077
171900
SH
OTR
01
0
0
171900
CF INDUSTRIES HOLDINGS INC
COM
125269100
6561
38255
SH
SOLE
12036
0
26219
CF INDUSTRIES HOLDINGS INC
COM
125269100
5111
29800
SH
OTR
01
0
0
29800
CHEMED CORP
COM
16359R103
582
8040
SH
OTR
01
0
0
8040
CHEVRON CORP
COM
166764100
25170
212690
SH
SOLE
58812
0
153878
CISCO SYS INC COM
COM
17275R102
16339
671407
SH
SOLE
198606
0
472801
CISCO SYS INC COM
COM
17275R102
8936
367200
SH
OTR
01
0
0
367200
CITIGROUP INC COM
COM
172967424
298
6215
SH
SOLE
6079
0
136
COMCAST CLASS A
COM
20030N101
201
4820
SH
SOLE
4820
0
0
CONAGRA FOODS
COM
205887102
10715
306746
SH
SOLE
87099
0
219647
CONAGRA FOODS
COM
205887102
6808
194900
SH
OTR
01
0
0
194900
CONOCOPHILLIPS
COM
20825C104
14330
236862
SH
SOLE
67872
0
168990
CREDIT ACCEP CORP MICH
COM
225310101
9
84
SH
SOLE
84
0
0
CREDIT ACCEP CORP MICH
COM
225310101
3393
32300
SH
OTR
01
0
0
32300
CST BRANDS INC
COM
12646R105
707
22934
SH
SOLE
7609
0
15325
DEERE & CO
COM
244199105
1052
12950
SH
SOLE
2300
0
10650
DELTA AIRLINES DEL
COM
247361702
10512
561816
SH
SOLE
192465
0
369351
DELTA AIRLINES DEL
COM
247361702
7933
424000
SH
OTR
01
0
0
424000
DELUXE CORP
COM
248019101
9
252
SH
SOLE
252
0
0
DELUXE CORP
COM
248019101
813
23450
SH
OTR
01
0
0
23450
DIAMOND OFFSHORE DRILLING
COM
25271C102
365
5310
SH
SOLE
5310
0
0
DIME COMMUNITY BANCSHARES
COM
253922108
2336
152500
SH
OTR
01
0
0
152500
DISCOVER FINANCIAL SVCS
COM
254709108
9517
199767
SH
SOLE
29139
0
170628
DOW CHEMICAL CO
COM
260543103
9329
290003
SH
SOLE
90963
0
199040
DOW CHEMICAL CO
COM
260543103
6695
208100
SH
OTR
01
0
0
208100
DUN & BRADSTREET CORP
COM
26483E100
3997
41013
SH
SOLE
29555
0
11458
DUN & BRADSTREET CORP
COM
26483E100
9794
100500
SH
OTR
01
0
0
100500
DYNEX CAPITAL INC
COM
26817Q506
7
644
SH
SOLE
644
0
0
DYNEX CAPITAL INC
COM
26817Q506
746
73200
SH
OTR
01
0
0
73200
EASTMAN CHEMICAL CO
COM
277432100
42
606
SH
SOLE
606
0
0
EASTMAN CHEMICAL CO
COM
277432100
273
3896
SH
OTR
01
0
0
3896
ENTERGY CORP
COM
29364G103
7329
105179
SH
SOLE
13054
0
92125
EXXON MOBIL CORP
COM
30231G102
284
3148
SH
SOLE
3000
0
148
FBL FINANCIAL GROUP INC. CL. A
COM
30239F106
11
249
SH
SOLE
249
0
0
FBL FINANCIAL GROUP INC. CL. A
COM
30239F106
3379
77670
SH
OTR
01
0
0
77670
FIFTH THIRD BANCORP
COM
316773100
12520
693642
SH
SOLE
216582
0
477060
FIFTH THIRD BANCORP
COM
316773100
9659
535100
SH
OTR
01
0
0
535100
GAP STORES
COM
364760108
4098
98200
SH
SOLE
58650
0
39550
GAP STORES
COM
364760108
8646
207200
SH
OTR
01
0
0
207200
GENERAL ELEC CO
COM
369604103
22576
973523
SH
SOLE
284394
0
689129
GENERAL ELEC CO
COM
369604103
10609
457500
SH
OTR
01
0
0
457500
GENUINE PARTS CO
COM
372460105
274
3510
SH
SOLE
0
0
3510
HALLIBURTON CO
COM
406216101
11333
271654
SH
SOLE
80537
0
191117
HARTFORD FINL SVCS
COM
416515104
11721
379089
SH
SOLE
110851
0
268238
HARTFORD FINL SVCS
COM
416515104
8880
287200
SH
OTR
01
0
0
287200
HELMERICH & PAYNE INC
COM
423452101
9520
152441
SH
SOLE
44522
0
107919
HOME DEPOT, INC
COM
437076102
473
6110
SH
SOLE
6110
0
0
HONEYWELL INTL
COM
438516106
9253
116622
SH
SOLE
33262
0
83360
HONEYWELL INTL
COM
438516106
5784
72900
SH
OTR
01
0
0
72900
HYSTER-YALE MATERIALS HANDLING
COM
449172105
4
66
SH
SOLE
66
0
0
HYSTER-YALE MATERIALS HANDLING
COM
449172105
791
12600
SH
OTR
01
0
0
12600
HYSTER-YALE MATLS HANDLING INC
COM
449172204
4
66
SH
SOLE
66
0
0
HYSTER-YALE MATLS HANDLING INC
COM
449172204
791
12600
SH
OTR
01
0
0
12600
INSIGHT ENTERPRISES INC
COM
45765U103
2081
117300
SH
OTR
01
0
0
117300
INTERNATIONAL PAPER CO
COM
460146103
13808
311612
SH
SOLE
109869
0
201743
INTERNATIONAL PAPER CO
COM
460146103
9160
206720
SH
OTR
01
0
0
206720
INTL BUSINESS MACHINES
COM
459200101
4410
23077
SH
SOLE
16360
0
6717
INTL BUSINESS MACHINES
COM
459200101
9552
49980
SH
OTR
01
0
0
49980
JOHNSON CONTROLS INC
COM
478366107
2948
82357
SH
SOLE
58245
0
24112
JOHNSON CONTROLS INC
COM
478366107
7867
219800
SH
OTR
01
0
0
219800
JPMORGAN CHASE & CO
COM
46625H100
24008
454774
SH
SOLE
131575
0
323199
JPMORGAN CHASE & CO
COM
46625H100
14253
270000
SH
OTR
01
0
0
270000
KIMBERLY-CLARK CORP
COM
494368103
257
2645
SH
SOLE
19
0
2626
KROGER CO
COM
501044101
3945
114210
SH
SOLE
69687
0
44523
KROGER CO
COM
501044101
8486
245700
SH
OTR
01
0
0
245700
LENNAR CORP
COM
526057104
7452
206780
SH
SOLE
24080
0
182700
LENNAR CORP
COM
526057104
5269
146200
SH
OTR
01
0
0
146200
LINCOLN NATIONAL CORP
COM
534187109
12642
346631
SH
SOLE
112920
0
233711
MACY'S INC
COM
55616P104
12425
258849
SH
SOLE
82404
0
176445
MARATHON OIL CORP COM
COM
565849106
6899
199508
SH
SOLE
26263
0
173245
MDU RESOURCES GROUP
COM
552690109
266
10250
SH
SOLE
10250
0
0
MERCK & CO INC
COM
58933Y105
325
7000
SH
SOLE
7000
0
0
METLIFE INC
COM
59156R108
457
9990
SH
SOLE
9990
0
0
MICROSEMI CORP
COM
595137100
1597
70200
SH
OTR
01
0
0
70200
MICROSOFT CORP
COM
594918104
5275
152707
SH
SOLE
109006
0
43701
MICROSOFT CORP
COM
594918104
12653
366290
SH
OTR
01
0
0
366290
MOLSON COORS BREWING CO
COM
60871R209
6739
140800
SH
OTR
01
0
0
140800
MURPHY OIL CP HLDG
COM
626717102
9673
158862
SH
SOLE
42189
0
116673
MYLAN LABORATORIES
COM
628530107
2856
92032
SH
SOLE
65509
0
26523
MYLAN LABORATORIES
COM
628530107
7523
242430
SH
OTR
01
0
0
242430
NACCO INDS INC
COM
629579103
1
22
SH
SOLE
22
0
0
NACCO INDS INC
COM
629579103
722
12600
SH
OTR
01
0
0
12600
NEWMARKET CORP
COM
651587107
3
10
SH
SOLE
10
0
0
NEWMARKET CORP
COM
651587107
1350
5140
SH
OTR
01
0
0
5140
NORTHROP GRUMMAN CORP
COM
666807102
9323
112600
SH
OTR
01
0
0
112600
OGE ENERGY CORP
COM
670837103
292
4280
SH
SOLE
4280
0
0
OMNIVISION TECHNOLOGIES INC
COM
682128103
7
365
SH
SOLE
365
0
0
OMNIVISION TECHNOLOGIES INC
COM
682128103
1126
60400
SH
OTR
01
0
0
60400
ORACLE CORP
COM
68389X105
3123
101680
SH
SOLE
72902
0
28778
ORACLE CORP
COM
68389X105
7112
231600
SH
OTR
01
0
0
231600
PDL BIOPHARMA INC
COM
69329Y104
9
1145
SH
SOLE
1145
0
0
PDL BIOPHARMA INC
COM
69329Y104
1320
170990
SH
OTR
01
0
0
170990
PFIZER INC
COM
717081103
23174
827350
SH
SOLE
232768
0
594582
PFIZER INC
COM
717081103
12156
433990
SH
OTR
01
0
0
433990
PHILIP MORRIS INTL INC
COM
718172109
11020
127226
SH
SOLE
48719
0
78507
PHILIP MORRIS INTL INC
COM
718172109
10390
119950
SH
OTR
01
0
0
119950
POLARIS INDUSTRIES, INC.
COM
731068102
2204
23200
SH
OTR
01
0
0
23200
PPL CORP
COM
69351T106
10369
342656
SH
SOLE
98195
0
244461
PPL CORP
COM
69351T106
7005
231500
SH
OTR
01
0
0
231500
PREMIERE GLOBAL SERVICES INC
COM
740585104
734
60830
SH
OTR
01
0
0
60830
PROCTOR & GAMBLE
COM
742718109
803
10425
SH
SOLE
10324
0
101
PULTE CORP
COM
745867101
7457
393076
SH
SOLE
47816
0
345260
QUALCOMM INC
COM
747525103
8146
133340
SH
SOLE
43143
0
90197
QUALCOMM INC
COM
747525103
6378
104400
SH
OTR
01
0
0
104400
RAYTHEON CO
COM
755111507
2315
35016
SH
SOLE
24935
0
10081
RAYTHEON CO
COM
755111507
5438
82250
SH
OTR
01
0
0
82250
REPUBLIC BANCORP INC
COM
760281204
1423
64900
SH
OTR
01
0
0
64900
ROCK-TENN CO CL A
COM
772739207
351
3513
SH
SOLE
876
0
2637
ROCK-TENN CO CL A
COM
772739207
1873
18750
SH
OTR
01
0
0
18750
ROYAL DUTCH SHELL PLC ADR CL A
COM
780259206
310
4860
SH
SOLE
4860
0
0
SANMINA CORP
COM
801056102
2448
170600
SH
OTR
01
0
0
170600
SNAP-ON INC
COM
833034101
245
2740
SH
SOLE
2740
0
0
SOUTHSIDE BANCSHARES INC
COM
84470P109
2418
101236
SH
OTR
01
0
0
101236
SUNTRUST BANKS INC
COM
867914103
229
7250
SH
SOLE
6540
0
710
TIME WARNER CABLE INC
COM
88732J207
6641
59046
SH
SOLE
7254
0
51792
TRAVELERS COS INC
COM
89417E109
11244
140692
SH
SOLE
42847
0
97845
TRAVELERS COS INC
COM
89417E109
7968
99700
SH
OTR
01
0
0
99700
TUPPERWARE BRANDS CORP
COM
899896104
3053
39292
SH
SOLE
27577
0
11715
UNITED ONLINE
COM
911268100
5
659
SH
SOLE
659
0
0
UNITED ONLINE
COM
911268100
575
75820
SH
OTR
01
0
0
75820
UNITEDHEALTH GROUP INC
COM
91324P102
15483
236447
SH
SOLE
69108
0
167339
UNITEDHEALTH GROUP INC
COM
91324P102
8971
137000
SH
OTR
01
0
0
137000
VALERO ENERGY CORP COM
COM
91913Y100
9783
281373
SH
SOLE
78632
0
202741
VERIZON COMMUNICATIONS INC
COM
92343v104
12883
255924
SH
SOLE
91868
0
164056
VERIZON COMMUNICATIONS INC
COM
92343v104
11377
226000
SH
OTR
01
0
0
226000
VF CORP
COM
918204108
10824
56065
SH
SOLE
17925
0
38140
VF CORP
COM
918204108
8916
46180
SH
OTR
01
0
0
46180
VISA INC.
COM
92826C839
10275
56223
SH
SOLE
23962
0
32261
VISA INC.
COM
92826C839
13158
72000
SH
OTR
01
0
0
72000
WELLPOINT INC
COM
94973V107
454
5550
SH
SOLE
5550
0
0
WELLS FARGO & CO
COM
949746101
24351
590045
SH
SOLE
179213
0
410832
WELLS FARGO & CO
COM
949746101
14156
343010
SH
OTR
01
0
0
343010
WESTERN DIGITAL CORP
COM
958102105
10483
168838
SH
SOLE
46716
0
122122
WESTERN DIGITAL CORP
COM
958102105
7047
113500
SH
OTR
01
0
0
113500
WHIRLPOOL CORP
COM
963320106
11993
104874
SH
SOLE
27831
0
77043
WHIRLPOOL CORP
COM
963320106
6930
60600
SH
OTR
01
0
0
60600
WYNDHAM WORLDWIDE CORP
COM
98310W108
8805
153858
SH
SOLE
55517
0
98341
WYNDHAM WORLDWIDE CORP
COM
98310W108
8682
151700
SH
OTR
01
0
0
151700