0001865187-23-000019.txt : 20230310
0001865187-23-000019.hdr.sgml : 20230310
20230310162042
ACCESSION NUMBER: 0001865187-23-000019
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230310
FILED AS OF DATE: 20230310
DATE AS OF CHANGE: 20230310
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zartler William A
CENTRAL INDEX KEY: 0001520378
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40955
FILM NUMBER: 23723936
MAIL ADDRESS:
STREET 1: 600 TRAVIS STREET
STREET 2: SUITE 2310
CITY: HOUSTON
STATE: TX
ZIP: 77002
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aris Water Solutions, Inc.
CENTRAL INDEX KEY: 0001865187
STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9811 KATY FREEWAY
STREET 2: SUITE 700
CITY: HOUSTON
STATE: TX
ZIP: 77024
BUSINESS PHONE: (281) 501-3070
MAIL ADDRESS:
STREET 1: 9811 KATY FREEWAY
STREET 2: SUITE 700
CITY: HOUSTON
STATE: TX
ZIP: 77024
FORMER COMPANY:
FORMER CONFORMED NAME: Solaris Water, Inc.
DATE OF NAME CHANGE: 20210601
4
1
form4.xml
X0306
4
2023-03-10
0001865187
Aris Water Solutions, Inc.
ARIS
0001520378
Zartler William A
9811 KATY FREEWAY
SUITE 700
HOUSTON
TX
77024
true
true
Founder and Executive Chairman
Class A Common Stock
2023-03-10
4
A
0
113255
0
A
476889
D
Class B Common Stock
488474
D
Class B Common Stock
1064617
I
See Footnote
Solaris Midstream Holdings, LLC Units
Class A Common Stock
488474
488474
D
Solaris Midstream Holdings, LLC Units
Class A Common Stock
1064617
1064617
I
See Footnote
Represents 113,255 restricted stock units ("RSUs") granted under the Aris Water Solutions, Inc. 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of the Issuer's Class A common stock. The RSUs will vest in the following installments: (i) one-third on March 1, 2024, (ii) one-third on March 1, 2025, and (iii) one-third on March 1, 2026.
Each share of Class B common stock has no economic rights but entitles its holder to one vote on all matters to be voted on by stockholders generally.
Subject to certain limitations and exceptions described in the Fourth Amended and Restated Limited Liability Company Agreement of Solaris Midstream Holdings, LLC, the units in Solaris Midstream Holdings, LLC (together with a corresponding number of shares of Class B common stock) are redeemable from time to time for shares of Class A common stock of the Issuer (on a one-for-one basis, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions).
Represents securities held by Solaris Energy Capital, LLC ("Solaris Energy Capital"). The Reporting Person is the sole member of Solaris Energy Capital and has the authority to vote or dispose of the securities held through Solaris Energy Capital in his sole discretion. As a result, the Reporting Person may be deemed to beneficially own all of the securities owned by Solaris Energy Capital. The Reporting Person disclaims beneficial ownership of the shares held by Solaris Energy Capital in excess of his pecuniary interest therein.
/s/ Adrian Milton, as Attorney-in-Fact
2023-03-10