0001865187-23-000019.txt : 20230310 0001865187-23-000019.hdr.sgml : 20230310 20230310162042 ACCESSION NUMBER: 0001865187-23-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230310 FILED AS OF DATE: 20230310 DATE AS OF CHANGE: 20230310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zartler William A CENTRAL INDEX KEY: 0001520378 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40955 FILM NUMBER: 23723936 MAIL ADDRESS: STREET 1: 600 TRAVIS STREET STREET 2: SUITE 2310 CITY: HOUSTON STATE: TX ZIP: 77002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aris Water Solutions, Inc. CENTRAL INDEX KEY: 0001865187 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9811 KATY FREEWAY STREET 2: SUITE 700 CITY: HOUSTON STATE: TX ZIP: 77024 BUSINESS PHONE: (281) 501-3070 MAIL ADDRESS: STREET 1: 9811 KATY FREEWAY STREET 2: SUITE 700 CITY: HOUSTON STATE: TX ZIP: 77024 FORMER COMPANY: FORMER CONFORMED NAME: Solaris Water, Inc. DATE OF NAME CHANGE: 20210601 4 1 form4.xml X0306 4 2023-03-10 0001865187 Aris Water Solutions, Inc. ARIS 0001520378 Zartler William A 9811 KATY FREEWAY SUITE 700 HOUSTON TX 77024 true true Founder and Executive Chairman Class A Common Stock 2023-03-10 4 A 0 113255 0 A 476889 D Class B Common Stock 488474 D Class B Common Stock 1064617 I See Footnote Solaris Midstream Holdings, LLC Units Class A Common Stock 488474 488474 D Solaris Midstream Holdings, LLC Units Class A Common Stock 1064617 1064617 I See Footnote Represents 113,255 restricted stock units ("RSUs") granted under the Aris Water Solutions, Inc. 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of the Issuer's Class A common stock. The RSUs will vest in the following installments: (i) one-third on March 1, 2024, (ii) one-third on March 1, 2025, and (iii) one-third on March 1, 2026. Each share of Class B common stock has no economic rights but entitles its holder to one vote on all matters to be voted on by stockholders generally. Subject to certain limitations and exceptions described in the Fourth Amended and Restated Limited Liability Company Agreement of Solaris Midstream Holdings, LLC, the units in Solaris Midstream Holdings, LLC (together with a corresponding number of shares of Class B common stock) are redeemable from time to time for shares of Class A common stock of the Issuer (on a one-for-one basis, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions). Represents securities held by Solaris Energy Capital, LLC ("Solaris Energy Capital"). The Reporting Person is the sole member of Solaris Energy Capital and has the authority to vote or dispose of the securities held through Solaris Energy Capital in his sole discretion. As a result, the Reporting Person may be deemed to beneficially own all of the securities owned by Solaris Energy Capital. The Reporting Person disclaims beneficial ownership of the shares held by Solaris Energy Capital in excess of his pecuniary interest therein. /s/ Adrian Milton, as Attorney-in-Fact 2023-03-10