0001179110-21-003279.txt : 20210311
0001179110-21-003279.hdr.sgml : 20210311
20210311185300
ACCESSION NUMBER: 0001179110-21-003279
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210310
FILED AS OF DATE: 20210311
DATE AS OF CHANGE: 20210311
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zartler William A
CENTRAL INDEX KEY: 0001520378
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38090
FILM NUMBER: 21734791
MAIL ADDRESS:
STREET 1: 600 TRAVIS STREET
STREET 2: SUITE 2310
CITY: HOUSTON
STATE: TX
ZIP: 77002
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Solaris Oilfield Infrastructure, Inc.
CENTRAL INDEX KEY: 0001697500
STANDARD INDUSTRIAL CLASSIFICATION: OIL & GAS FILED MACHINERY & EQUIPMENT [3533]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9811 KATY FREEWAY
STREET 2: SUITE 700
CITY: HOUSTON
STATE: TX
ZIP: 77024
BUSINESS PHONE: (281)501-3070
MAIL ADDRESS:
STREET 1: 9811 KATY FREEWAY
STREET 2: SUITE 700
CITY: HOUSTON
STATE: TX
ZIP: 77024
4
1
edgar.xml
FORM 4 -
X0306
4
2021-03-10
0
0001697500
Solaris Oilfield Infrastructure, Inc.
SOI
0001520378
Zartler William A
9811 KATY FREEWAY
SUITE 700
HOUSTON
TX
77024
1
1
1
0
Chairman and CEO
Class A Common Stock
2021-03-10
4
C
0
400000
0
A
400000
I
See Footnote
Class A Common Stock
2021-03-10
4
S
0
400000
12.75
D
0
I
See Footnote
Class A Common Stock
318661
D
Class B Common Stock
726819
D
Class B Common Stock
2021-03-10
4
J
0
400000
0
D
3513496
I
See Footnote
Solaris Oilfield Infrastructure, LLC Units
Class A Common Stock
726819
726819
D
Solaris Oilfield Infrastructure, LLC Units
2021-03-10
4
C
0
400000
D
Class A Common Stock
400000
3513496
I
See Footnote
Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17,2017 (the "Solaris LLC Agreement"), the Shares of the Issuer's Class B common stock reported herein were cancelled for noconsideration on a one-for-one basis upon the redemption by the Reporting Person of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A commonstock reported herein (except the shares of Class A common stock described in footnote 3 below).
On March 10, 2021, Solaris Energy Capital, LLC ("Solaris Energy Capital") executed a block trade under Rule 144 of the Securities Act of 1933, as amended, pursuant to which an aggregate of 400,000 shares of the Issuer's Class A common stock were sold in a single transaction exempt from registration under Rule 144 at a price of $12.75 per share.
Includes 171,711 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting.
Each share of Class B common stock has no economic rights but entitles its holder to one vote on all matters to be voted on by stockholders generally.
Represents shares held by Solaris Energy Capital. The Reporting Person is the sole member of Solaris Energy Capital and has the authority to vote or dispose of the shares held by Solaris Energy Capital in his sole discretion. The Reporting Person disclaims beneficial ownership of the shares held by Solaris Energy Capital in excess of his pecuniary interest therein.
Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.
/s/ Cynthia M. Durrett, as attorney-in-fact for William A. Zartler
2021-03-11