0001179110-21-003279.txt : 20210311 0001179110-21-003279.hdr.sgml : 20210311 20210311185300 ACCESSION NUMBER: 0001179110-21-003279 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210310 FILED AS OF DATE: 20210311 DATE AS OF CHANGE: 20210311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zartler William A CENTRAL INDEX KEY: 0001520378 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38090 FILM NUMBER: 21734791 MAIL ADDRESS: STREET 1: 600 TRAVIS STREET STREET 2: SUITE 2310 CITY: HOUSTON STATE: TX ZIP: 77002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Solaris Oilfield Infrastructure, Inc. CENTRAL INDEX KEY: 0001697500 STANDARD INDUSTRIAL CLASSIFICATION: OIL & GAS FILED MACHINERY & EQUIPMENT [3533] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9811 KATY FREEWAY STREET 2: SUITE 700 CITY: HOUSTON STATE: TX ZIP: 77024 BUSINESS PHONE: (281)501-3070 MAIL ADDRESS: STREET 1: 9811 KATY FREEWAY STREET 2: SUITE 700 CITY: HOUSTON STATE: TX ZIP: 77024 4 1 edgar.xml FORM 4 - X0306 4 2021-03-10 0 0001697500 Solaris Oilfield Infrastructure, Inc. SOI 0001520378 Zartler William A 9811 KATY FREEWAY SUITE 700 HOUSTON TX 77024 1 1 1 0 Chairman and CEO Class A Common Stock 2021-03-10 4 C 0 400000 0 A 400000 I See Footnote Class A Common Stock 2021-03-10 4 S 0 400000 12.75 D 0 I See Footnote Class A Common Stock 318661 D Class B Common Stock 726819 D Class B Common Stock 2021-03-10 4 J 0 400000 0 D 3513496 I See Footnote Solaris Oilfield Infrastructure, LLC Units Class A Common Stock 726819 726819 D Solaris Oilfield Infrastructure, LLC Units 2021-03-10 4 C 0 400000 D Class A Common Stock 400000 3513496 I See Footnote Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17,2017 (the "Solaris LLC Agreement"), the Shares of the Issuer's Class B common stock reported herein were cancelled for noconsideration on a one-for-one basis upon the redemption by the Reporting Person of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A commonstock reported herein (except the shares of Class A common stock described in footnote 3 below). On March 10, 2021, Solaris Energy Capital, LLC ("Solaris Energy Capital") executed a block trade under Rule 144 of the Securities Act of 1933, as amended, pursuant to which an aggregate of 400,000 shares of the Issuer's Class A common stock were sold in a single transaction exempt from registration under Rule 144 at a price of $12.75 per share. Includes 171,711 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting. Each share of Class B common stock has no economic rights but entitles its holder to one vote on all matters to be voted on by stockholders generally. Represents shares held by Solaris Energy Capital. The Reporting Person is the sole member of Solaris Energy Capital and has the authority to vote or dispose of the shares held by Solaris Energy Capital in his sole discretion. The Reporting Person disclaims beneficial ownership of the shares held by Solaris Energy Capital in excess of his pecuniary interest therein. Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer. /s/ Cynthia M. Durrett, as attorney-in-fact for William A. Zartler 2021-03-11