0001104659-17-068918.txt : 20171115
0001104659-17-068918.hdr.sgml : 20171115
20171115185437
ACCESSION NUMBER: 0001104659-17-068918
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171113
FILED AS OF DATE: 20171115
DATE AS OF CHANGE: 20171115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zartler William A
CENTRAL INDEX KEY: 0001520378
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38090
FILM NUMBER: 171206347
MAIL ADDRESS:
STREET 1: 600 TRAVIS STREET
STREET 2: SUITE 2310
CITY: HOUSTON
STATE: TX
ZIP: 77002
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Solaris Oilfield Infrastructure, Inc.
CENTRAL INDEX KEY: 0001697500
STANDARD INDUSTRIAL CLASSIFICATION: OIL & GAS FILED MACHINERY & EQUIPMENT [3533]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8901 GAYLORD DRIVE
STREET 2: SUITE 210
CITY: HOUSTON
STATE: TX
ZIP: 77024
BUSINESS PHONE: (281)501-3070
MAIL ADDRESS:
STREET 1: 8901 GAYLORD DRIVE
STREET 2: SUITE 210
CITY: HOUSTON
STATE: TX
ZIP: 77024
4
1
a4.xml
4
X0306
4
2017-11-13
0
0001697500
Solaris Oilfield Infrastructure, Inc.
SOI
0001520378
Zartler William A
9811 KATY FREEWAY, SUITE 900
HOUSTON
TX
77027
1
0
1
0
Class A Common Stock
2017-11-13
4
C
0
151259
A
229170
D
Class A Common Stock
2017-11-13
4
C
0
848954
A
848954
I
See Footnote
Class A Common Stock
2017-11-14
4
S
0
151259
15.0412
D
77911
D
Class A Common Stock
2017-11-14
4
S
0
848954
15.0412
D
0
I
See Footnote
Class B Common Stock
2017-11-13
4
J
0
151259
D
859971
D
Class B Common Stock
2017-11-13
4
J
0
848954
D
5203790
I
See Footnote
Class A Common Stock
2017-11-14
4
C
0
39705
A
117616
D
Class A Common Stock
2017-11-14
4
C
0
222850
A
222850
I
See Footnote
Class A Common Stock
2017-11-15
4
S
0
39705
15.0412
D
77911
D
Class A Common Stock
2017-11-15
4
S
0
222850
15.0412
D
0
I
See Footnote
Class B Common Stock
2017-11-14
4
J
0
39705
D
820266
D
Class B Common Stock
2017-11-14
4
J
0
222850
D
4980940
I
See Footnote
Solaris Oilfield Infrastructure, LLC Units
2017-11-13
4
C
0
151259
D
Class A Common Stock
151259
859971
D
Solaris Oilfield Infrastructure, LLC Units
2017-11-13
4
C
0
848954
D
Class A Common Stock
848954
5203790
I
See Footnote
Solaris Oilfield Infrastructure, LLC Units
2017-11-14
4
C
0
39705
D
Class A Common Stock
39705
820266
D
Solaris Oilfield Infrastructure, LLC Units
2017-11-14
4
C
0
222850
D
Class A Common Stock
222850
4980940
I
See Footnote
Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein (except the shares of Class A common stock described in footnote 2 below).
Includes 77,911 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting.
Represents shares held by Solaris Energy Capital, LLC ("Solaris Energy Capital"). The Reporting Person is the sole member of Solaris Energy Capital and has the authority to vote or dispose of the shares held by Solaris Energy Capital in his sole discretion. The Reporting Person disclaims beneficial ownership of the shares held by Solaris Energy Capital in excess of his pecuniary interest therein.
Each share of Class B common stock has no economic rights but entitles its holder to one vote on all matters to be voted on by stockholders generally.
Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.
/s/ Cynthia M. Durrett, as attorney-in-fact for William A. Zartler
2017-11-15