0001104659-17-068918.txt : 20171115 0001104659-17-068918.hdr.sgml : 20171115 20171115185437 ACCESSION NUMBER: 0001104659-17-068918 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171113 FILED AS OF DATE: 20171115 DATE AS OF CHANGE: 20171115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zartler William A CENTRAL INDEX KEY: 0001520378 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38090 FILM NUMBER: 171206347 MAIL ADDRESS: STREET 1: 600 TRAVIS STREET STREET 2: SUITE 2310 CITY: HOUSTON STATE: TX ZIP: 77002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Solaris Oilfield Infrastructure, Inc. CENTRAL INDEX KEY: 0001697500 STANDARD INDUSTRIAL CLASSIFICATION: OIL & GAS FILED MACHINERY & EQUIPMENT [3533] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8901 GAYLORD DRIVE STREET 2: SUITE 210 CITY: HOUSTON STATE: TX ZIP: 77024 BUSINESS PHONE: (281)501-3070 MAIL ADDRESS: STREET 1: 8901 GAYLORD DRIVE STREET 2: SUITE 210 CITY: HOUSTON STATE: TX ZIP: 77024 4 1 a4.xml 4 X0306 4 2017-11-13 0 0001697500 Solaris Oilfield Infrastructure, Inc. SOI 0001520378 Zartler William A 9811 KATY FREEWAY, SUITE 900 HOUSTON TX 77027 1 0 1 0 Class A Common Stock 2017-11-13 4 C 0 151259 A 229170 D Class A Common Stock 2017-11-13 4 C 0 848954 A 848954 I See Footnote Class A Common Stock 2017-11-14 4 S 0 151259 15.0412 D 77911 D Class A Common Stock 2017-11-14 4 S 0 848954 15.0412 D 0 I See Footnote Class B Common Stock 2017-11-13 4 J 0 151259 D 859971 D Class B Common Stock 2017-11-13 4 J 0 848954 D 5203790 I See Footnote Class A Common Stock 2017-11-14 4 C 0 39705 A 117616 D Class A Common Stock 2017-11-14 4 C 0 222850 A 222850 I See Footnote Class A Common Stock 2017-11-15 4 S 0 39705 15.0412 D 77911 D Class A Common Stock 2017-11-15 4 S 0 222850 15.0412 D 0 I See Footnote Class B Common Stock 2017-11-14 4 J 0 39705 D 820266 D Class B Common Stock 2017-11-14 4 J 0 222850 D 4980940 I See Footnote Solaris Oilfield Infrastructure, LLC Units 2017-11-13 4 C 0 151259 D Class A Common Stock 151259 859971 D Solaris Oilfield Infrastructure, LLC Units 2017-11-13 4 C 0 848954 D Class A Common Stock 848954 5203790 I See Footnote Solaris Oilfield Infrastructure, LLC Units 2017-11-14 4 C 0 39705 D Class A Common Stock 39705 820266 D Solaris Oilfield Infrastructure, LLC Units 2017-11-14 4 C 0 222850 D Class A Common Stock 222850 4980940 I See Footnote Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein (except the shares of Class A common stock described in footnote 2 below). Includes 77,911 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting. Represents shares held by Solaris Energy Capital, LLC ("Solaris Energy Capital"). The Reporting Person is the sole member of Solaris Energy Capital and has the authority to vote or dispose of the shares held by Solaris Energy Capital in his sole discretion. The Reporting Person disclaims beneficial ownership of the shares held by Solaris Energy Capital in excess of his pecuniary interest therein. Each share of Class B common stock has no economic rights but entitles its holder to one vote on all matters to be voted on by stockholders generally. Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer. /s/ Cynthia M. Durrett, as attorney-in-fact for William A. Zartler 2017-11-15