0001520309-22-000005.txt : 20221102
0001520309-22-000005.hdr.sgml : 20221102
20221101190927
ACCESSION NUMBER: 0001520309-22-000005
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220930
FILED AS OF DATE: 20221102
DATE AS OF CHANGE: 20221101
EFFECTIVENESS DATE: 20221102
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mizuho Securities Co. Ltd.
CENTRAL INDEX KEY: 0001520309
IRS NUMBER: 000000000
STATE OF INCORPORATION: M0
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19142
FILM NUMBER: 221351906
BUSINESS ADDRESS:
STREET 1: OTEMACHI FIRST SQUARE, 1-5-1
STREET 2: OTEMACHI, CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-0004
BUSINESS PHONE: 81-35208-3210
MAIL ADDRESS:
STREET 1: OTEMACHI FIRST SQUARE, 1-5-1
STREET 2: OTEMACHI, CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-0004
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001520309
XXXXXXXX
09-30-2022
09-30-2022
true
1
RESTATEMENT
Mizuho Securities Co. Ltd.
OTEMACHI FIRST SQUARE, 1-5-1
OTEMACHI, CHIYODA-KU
TOKYO
M0
100-0004
13F HOLDINGS REPORT
028-19142
N
Toru Udagawa
Director of Market Product Process Control Department
81-3-5208-3460
Toru Udagawa
Tokyo
M0
11-01-2022
0
207
295200
false
INFORMATION TABLE
2
InformationTable_20220930.xml
DIREXION SHS ETF TR
DRX S&P500BULL
25459W862
134188
2504450
SH
DFND
2504450
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
54998
153979
SH
DFND
153979
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
43680
163436
SH
DFND
163436
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
10429
152111
SH
DFND
152111
0
0
SPDR GOLD TR
GOLD SHS
78463V107
9113
58918
SH
DFND
58918
0
0
APPLE INC
COM
037833100
6660
48194
SH
DFND
48194
0
0
MICROSOFT CORP
COM
594918104
4348
18669
SH
DFND
18669
0
0
SEA LTD
SPONSORD ADS
81141R100
4293
76600
SH
DFND
76600
0
0
AMAZON COM INC
COM
023135106
2927
25898
SH
DFND
25898
0
0
TESLA INC
COM
88160R101
2899
10929
SH
DFND
10929
0
0
ALPHABET INC
CAP STK CL A
02079K305
1996
20871
SH
DFND
20871
0
0
VISA INC
COM CL A
92826C839
1481
8337
SH
DFND
8337
0
0
ABBVIE INC
COM
00287Y109
1136
8461
SH
DFND
8461
0
0
COSTCO WHSL CORP NEW
COM
22160K105
1038
2197
SH
DFND
2197
0
0
BIOGEN INC
COM
09062X103
1025
3840
SH
DFND
3840
0
0
DISNEY WALT CO
COM
254687106
951
10082
SH
DFND
10082
0
0
SALESFORCE INC
COM
79466L302
799
5555
SH
DFND
5555
0
0
META PLATFORMS INC
CL A
30303M102
756
5573
SH
DFND
5573
0
0
NVIDIA CORPORATION
COM
67066G104
745
6140
SH
DFND
6140
0
0
APPLIED MATLS INC
COM
038222105
727
8871
SH
DFND
8871
0
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
589
2140
SH
DFND
2140
0
0
UNITED MICROELECTRONICS CORP
SPON ADR NEW
910873405
581
104225
SH
DFND
104225
0
0
GRAB HOLDINGS LIMITED
CLASS A ORD
G4124C109
579
220000
SH
DFND
220000
0
0
NETFLIX INC
COM
64110L106
555
2358
SH
DFND
2358
0
0
PAYPAL HLDGS INC
COM
70450Y103
485
5629
SH
DFND
5629
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
393
4890
SH
DFND
4890
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
366
3079
SH
DFND
3079
0
0
JPMORGAN CHASE & CO
COM
46625H100
366
3499
SH
DFND
3499
0
0
BLOCK INC
CL A
852234103
339
6164
SH
DFND
6164
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
336
1183
SH
DFND
1183
0
0
UBER TECHNOLOGIES INC
COM
90353T100
329
12410
SH
DFND
12410
0
0
CHUNGHWA TELECOM CO LTD
SPON ADR NEW11
17133Q502
324
9117
SH
DFND
9117
0
0
STARBUCKS CORP
COM
855244109
290
3445
SH
DFND
3445
0
0
LOCKHEED MARTIN CORP
COM
539830109
262
678
SH
DFND
678
0
0
JOHNSON & JOHNSON
COM
478160104
254
1555
SH
DFND
1555
0
0
BAIDU INC
SPON ADR REP A
056752108
246
2097
SH
DFND
2097
0
0
NIKE INC
CL B
654106103
243
2928
SH
DFND
2928
0
0
PALO ALTO NETWORKS INC
COM
697435105
243
1485
SH
DFND
1485
0
0
JD.COM INC
SPON ADR CL A
47215P106
212
4220
SH
DFND
4220
0
0
PROCTER AND GAMBLE CO
COM
742718109
205
1626
SH
DFND
1626
0
0
GOPRO INC
CL A
38268T103
52
10600
SH
DFND
10600
0
0
MARRIOTT INTL INC NEW
CL A
571903202
163
1160
SH
DFND
1160
0
0
CROWDSTRIKE HLDGS INC
CL A
22788C105
158
961
SH
DFND
961
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
153
2413
SH
DFND
2413
0
0
MICRON TECHNOLOGY INC
COM
595112103
152
3028
SH
DFND
3028
0
0
BROADCOM INC
COM
11135F101
141
317
SH
DFND
317
0
0
SCHWAB CHARLES CORP
COM
808513105
139
1940
SH
DFND
1940
0
0
WELLS FARGO CO NEW
COM
949746101
136
3384
SH
DFND
3384
0
0
ILLUMINA INC
COM
452327109
134
700
SH
DFND
700
0
0
AT&T INC
COM
00206R102
127
8278
SH
DFND
8278
0
0
NEXTERA ENERGY INC
COM
65339F101
118
1499
SH
DFND
1499
0
0
COCA COLA CO
COM
191216100
110
1966
SH
DFND
1966
0
0
EXXON MOBIL CORP
COM
30231G102
103
1176
SH
DFND
1176
0
0
MORGAN STANLEY
COM NEW
617446448
101
1280
SH
DFND
1280
0
0
KINDER MORGAN INC DEL
COM
49456B101
93
5570
SH
DFND
5570
0
0
CORTEVA INC
COM
22052L104
91
1590
SH
DFND
1590
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
89
3261
SH
DFND
3261
0
0
SPLUNK INC
COM
848637104
86
1150
SH
DFND
1150
0
0
BOOKING HOLDINGS INC
COM
09857L108
82
50
SH
DFND
50
0
0
SHINHAN FINANCIAL GROUP CO L
SPN ADR RESTRD
824596100
80
3500
SH
DFND
3500
0
0
NORTHROP GRUMMAN CORP
COM
666807102
80
170
SH
DFND
170
0
0
GILEAD SCIENCES INC
COM
375558103
73
1176
SH
DFND
1176
0
0
POSCO HOLDINGS INC
SPONSORED ADR
693483109
66
1800
SH
DFND
1800
0
0
CATERPILLAR INC
COM
149123101
60
367
SH
DFND
367
0
0
WALMART INC
COM
931142103
59
453
SH
DFND
453
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
54
183
SH
DFND
183
0
0
CF INDS HLDGS INC
COM
125269100
49
510
SH
DFND
510
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
48
255
SH
DFND
255
0
0
GENERAL MTRS CO
COM
37045V100
47
1463
SH
DFND
1463
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
45
140
SH
DFND
140
0
0
BOEING CO
COM
097023105
45
372
SH
DFND
372
0
0
DIREXION SHS ETF TR
DLY S&P500 BR 3X
25460E265
44
1484
SH
DFND
1484
0
0
ON SEMICONDUCTOR CORP
COM
682189105
37
600
SH
DFND
600
0
0
ISHARES TR
MSCI USA ESG SLC
464288802
37
490
SH
DFND
490
0
0
SERVICENOW INC
COM
81762P102
34
90
SH
DFND
90
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
34
1210
SH
DFND
1210
0
0
VEEVA SYS INC
CL A COM
922475108
33
200
SH
DFND
200
0
0
AMERICAN ELEC PWR CO INC
COM
025537101
33
380
SH
DFND
380
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
30
380
SH
DFND
380
0
0
LAS VEGAS SANDS CORP
COM
517834107
30
800
SH
DFND
800
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
25
95
SH
DFND
95
0
0
ISHARES TR
USD INV GRDE ETF
464288620
20
416
SH
DFND
416
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
18
35
SH
DFND
35
0
0
MERCK & CO INC
COM
58933Y105
17
199
SH
DFND
199
0
0
HOME DEPOT INC
COM
437076102
11
41
SH
DFND
41
0
0
BK OF AMERICA CORP
COM
060505104
11
349
SH
DFND
349
0
0
CHEVRON CORP NEW
COM
166764100
10
72
SH
DFND
72
0
0
PFIZER INC
COM
717081103
10
227
SH
DFND
227
0
0
OCCIDENTAL PETE CORP
COM
674599105
9
150
SH
DFND
150
0
0
PEPSICO INC
COM
713448108
9
54
SH
DFND
54
0
0
HERSHEY CO
COM
427866108
9
39
SH
DFND
39
0
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
9
117
SH
DFND
117
0
0
ISHARES TR
TIPS BD ETF
464287176
9
81
SH
DFND
81
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
8
16
SH
DFND
16
0
0
CVS HEALTH CORP
COM
126650100
8
82
SH
DFND
82
0
0
TRAVELERS COMPANIES INC
COM
89417E109
8
50
SH
DFND
50
0
0
DANAHER CORPORATION
COM
235851102
7
28
SH
DFND
28
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
7
101
SH
DFND
101
0
0
BLACKSTONE INC
COM
09260D107
7
81
SH
DFND
81
0
0
MCDONALDS CORP
COM
580135101
7
29
SH
DFND
29
0
0
CISCO SYS INC
COM
17275R102
6
159
SH
DFND
159
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
6
166
SH
DFND
166
0
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
6
30
SH
DFND
30
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
6
77
SH
DFND
77
0
0
CITIGROUP INC
COM NEW
172967424
6
147
SH
DFND
147
0
0
HCA HEALTHCARE INC
COM
40412C101
6
32
SH
DFND
32
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
6
154
SH
DFND
154
0
0
AMGEN INC
COM
031162100
6
26
SH
DFND
26
0
0
YUM BRANDS INC
COM
988498101
6
55
SH
DFND
55
0
0
CAMPBELL SOUP CO
COM
134429109
6
125
SH
DFND
125
0
0
MONDELEZ INTL INC
CL A
609207105
6
106
SH
DFND
106
0
0
LULULEMON ATHLETICA INC
COM
550021109
6
21
SH
DFND
21
0
0
ZOETIS INC
CL A
98978V103
6
39
SH
DFND
39
0
0
TEXAS INSTRS INC
COM
882508104
6
37
SH
DFND
37
0
0
INTUIT
COM
461202103
6
15
SH
DFND
15
0
0
ORACLE CORP
COM
68389X105
5
89
SH
DFND
89
0
0
AMERICAN EXPRESS CO
COM
025816109
5
40
SH
DFND
40
0
0
PHILIP MORRIS INTL INC
COM
718172109
5
64
SH
DFND
64
0
0
QUALCOMM INC
COM
747525103
5
47
SH
DFND
47
0
0
KRAFT HEINZ CO
COM
500754106
5
157
SH
DFND
157
0
0
DOMINOS PIZZA INC
COM
25754A201
5
17
SH
DFND
17
0
0
COMCAST CORP NEW
CL A
20030N101
5
174
SH
DFND
174
0
0
ALTRIA GROUP INC
COM
02209S103
5
124
SH
DFND
124
0
0
MICROCHIP TECHNOLOGY INC.
COM
595017104
5
81
SH
DFND
81
0
0
TARGET CORP
COM
87612E106
5
33
SH
DFND
33
0
0
HP INC
COM
40434L105
5
198
SH
DFND
198
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
5
65
SH
DFND
65
0
0
COSTAR GROUP INC
COM
22160N109
5
69
SH
DFND
69
0
0
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
5
35
SH
DFND
35
0
0
LAUDER ESTEE COS INC
CL A
518439104
5
21
SH
DFND
21
0
0
SNOWFLAKE INC
CL A
833445109
5
26
SH
DFND
26
0
0
CLOUDFLARE INC
CL A COM
18915M107
4
79
SH
DFND
79
0
0
ROBLOX CORP
CL A
771049103
4
117
SH
DFND
117
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
4
23
SH
DFND
23
0
0
PINTEREST INC
CL A
72352L106
4
175
SH
DFND
175
0
0
INTEL CORP
COM
458140100
4
157
SH
DFND
157
0
0
DOXIMITY INC
CL A
26622P107
4
133
SH
DFND
133
0
0
RALPH LAUREN CORP
CL A
751212101
4
47
SH
DFND
47
0
0
VALE S A
SPONSORED ADS
91912E105
4
300
SH
DFND
300
0
0
DOW INC
COM
260557103
4
91
SH
DFND
91
0
0
TWITTER INC
COM
90184L102
4
89
SH
DFND
89
0
0
TAPESTRY INC
COM
876030107
4
135
SH
DFND
135
0
0
AVALARA INC
COM
05338G106
4
42
SH
DFND
42
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
4
2
SH
DFND
2
0
0
FERRARI N V
COM
N3167Y103
4
21
SH
DFND
21
0
0
GENERAL ELECTRIC CO
COM NEW
369604301
4
59
SH
DFND
59
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
4
114
SH
DFND
114
0
0
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
4
45
SH
DFND
45
0
0
SOUTHERN CO
COM
842587107
3
51
SH
DFND
51
0
0
3M CO
COM
88579Y101
3
31
SH
DFND
31
0
0
DRAFTKINGS INC NEW
COM CL A
26142V105
3
223
SH
DFND
223
0
0
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
3
35
SH
DFND
35
0
0
DIREXION SHS ETF TR
20YR TRES BEAR
25460G849
3
25
SH
DFND
25
0
0
COINBASE GLOBAL INC
COM CL A
19260Q107
3
50
SH
DFND
50
0
0
UNION PAC CORP
COM
907818108
3
16
SH
DFND
16
0
0
FEDEX CORP
COM
31428X106
3
21
SH
DFND
21
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
3
257
SH
DFND
257
0
0
COGNEX CORP
COM
192422103
3
75
SH
DFND
75
0
0
FUELCELL ENERGY INC
COM
35952H601
3
900
SH
DFND
900
0
0
MERCADOLIBRE INC
COM
58733R102
3
4
SH
DFND
4
0
0
CRISPR THERAPEUTICS AG
NAMEN AKT
H17182108
3
46
SH
DFND
46
0
0
AIRBNB INC
COM CL A
009066101
3
29
SH
DFND
29
0
0
CARNIVAL CORP
COMMON STOCK
143658300
3
430
SH
DFND
430
0
0
DLOCAL LTD
CLASS A COM
G29018101
3
146
SH
DFND
146
0
0
XEROX HOLDINGS CORP
COM NEW
98421M106
3
223
SH
DFND
223
0
0
ROBINHOOD MKTS INC
COM CL A
770700102
3
280
SH
DFND
280
0
0
PLUG POWER INC
COM NEW
72919P202
3
126
SH
DFND
126
0
0
ISHARES TR
PFD AND INCM SEC
464288687
3
80
SH
DFND
80
0
0
ZSCALER INC
COM
98980G102
2
15
SH
DFND
15
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
2
200
SH
DFND
200
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
2
34
SH
DFND
34
0
0
MODERNA INC
COM
60770K107
2
20
SH
DFND
20
0
0
ISHARES TR
JPMORGAN USD EMG
464288281
2
28
SH
DFND
28
0
0
DOORDASH INC
CL A
25809K105
2
42
SH
DFND
42
0
0
VANECK ETF TRUST
OIL SERVICES ETF
92189H607
2
9
SH
DFND
9
0
0
ISHARES TR
SHORT TREAS BD
464288679
2
17
SH
DFND
17
0
0
PALANTIR TECHNOLOGIES INC
CL A
69608A108
2
224
SH
DFND
224
0
0
UNITY SOFTWARE INC
COM
91332U101
2
57
SH
DFND
57
0
0
ISHARES INC
MSCI BRAZIL ETF
464286400
2
61
SH
DFND
61
0
0
DIREXION SHS ETF TR
DAILY MSCI EMERG
25460E547
2
87
SH
DFND
87
0
0
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
2
20
SH
DFND
20
0
0
GAP INC
COM
364760108
2
196
SH
DFND
196
0
0
BARRICK GOLD CORP
COM
067901108
2
100
SH
DFND
100
0
0
ISHARES TR
20 YR TR BD ETF
464287432
2
15
SH
DFND
15
0
0
OKTA INC
CL A
679295105
2
27
SH
DFND
27
0
0
DOCUSIGN INC
COM
256163106
1
27
SH
DFND
27
0
0
SHOPIFY INC
CL A
82509L107
1
49
SH
DFND
49
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
1
37
SH
DFND
37
0
0
LEMONADE INC
COM
52567D107
1
59
SH
DFND
59
0
0
LYFT INC
CL A COM
55087P104
1
93
SH
DFND
93
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
1
42
SH
DFND
42
0
0
ZILLOW GROUP INC
CL A
98954M101
1
38
SH
DFND
38
0
0
SNAP INC
CL A
83304A106
1
99
SH
DFND
99
0
0
ROKU INC
COM CL A
77543R102
1
16
SH
DFND
16
0
0
AFFIRM HLDGS INC
COM CL A
00827B106
1
48
SH
DFND
48
0
0
C3 AI INC
CL A
12468P104
1
67
SH
DFND
67
0
0
FASTLY INC
CL A
31188V100
1
81
SH
DFND
81
0
0
DIREXION SHS ETF TR
20YR TRES BULL
25459W540
1
84
SH
DFND
84
0
0
UPSTART HLDGS INC
COM
91680M107
1
32
SH
DFND
32
0
0
DIREXION SHS ETF TR
DAILY REAL EST B
25459W755
1
65
SH
DFND
65
0
0
BEYOND MEAT INC
COM
08862E109
1
42
SH
DFND
42
0
0
DIREXION SHS ETF TR
DAILY REAL ESTAT
25460G419
1
8
SH
DFND
8
0
0
NOVAVAX INC
COM NEW
670002401
0
25
SH
DFND
25
0
0
INVITAE CORP
COM
46185L103
0
169
SH
DFND
169
0
0
PELOTON INTERACTIVE INC
CL A COM
70614W100
0
54
SH
DFND
54
0
0
DIREXION SHS ETF TR
DLY EMG MK BL 3X
25490K281
0
1
SH
DFND
1
0
0
MAIN STR CAP CORP
COM
56035L104
0
1
SH
DFND
1
0
0