0001520300-17-000013.txt : 20170914
0001520300-17-000013.hdr.sgml : 20170914
20170914121934
ACCESSION NUMBER: 0001520300-17-000013
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170913
FILED AS OF DATE: 20170914
DATE AS OF CHANGE: 20170914
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bailey Vikki D
CENTRAL INDEX KEY: 0001563440
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35279
FILM NUMBER: 171085123
MAIL ADDRESS:
STREET 1: 11 CHURCH STREET
CITY: ASHEVILLE
STATE: NC
ZIP: 28801
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASB Bancorp Inc
CENTRAL INDEX KEY: 0001520300
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 453463413
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11 CHURCH STREET
CITY: ASHEVILLE
STATE: NC
ZIP: 28801
BUSINESS PHONE: 828-254-7411
MAIL ADDRESS:
STREET 1: 11 CHURCH STREET
CITY: ASHEVILLE
STATE: NC
ZIP: 28801
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-09-13
0
0001520300
ASB Bancorp Inc
ASBB
0001563440
Bailey Vikki D
11 CHURCH STREET
ASHEVILLE
NC
28801
0
1
0
0
EVP & Chief Retail Officer
Common Stock
2017-09-13
4
M
0
13750
15.712
A
21125
D
Common Stock
2017-09-13
4
F
0
4839
44.65
D
16286
D
Common Stock
3376
I
By ESOP
Common Stock
164.285
I
By 401(k) Plan
Common Stock
3000
I
Restricted Stock I
Stock Option (right to buy)
15.712
2014-02-05
2023-02-05
Common Stock
15250
15250
D
This transaction reflects the exercise of an Incentive Stock Option for a total of 13,750 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder attests to the ownership of enough shares of stock already owned by the option holder to cover the exercise price of the option being exercised. As a result of this stock swap, the Reporting Person acquired ownership of an additional 8,911 shares of common stock.
Shares of restricted stock vest in five equal annual installments beginning on February 5, 2014, the first anniversary of the date of the award.
Stock options vest in five equal annual installments beginning on February 5, 2014, the first anniversary of the date of the grant.
Cindy E. Hamrick, Attorney-In-Fact
2017-09-14