0001520300-17-000011.txt : 20170911
0001520300-17-000011.hdr.sgml : 20170911
20170911121218
ACCESSION NUMBER: 0001520300-17-000011
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170908
FILED AS OF DATE: 20170911
DATE AS OF CHANGE: 20170911
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DeFerie Suzanne S
CENTRAL INDEX KEY: 0001522628
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35279
FILM NUMBER: 171078503
MAIL ADDRESS:
STREET 1: 11 CHURCH STREET
CITY: ASHEVILLE
STATE: NC
ZIP: 28801
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASB Bancorp Inc
CENTRAL INDEX KEY: 0001520300
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 453463413
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11 CHURCH STREET
CITY: ASHEVILLE
STATE: NC
ZIP: 28801
BUSINESS PHONE: 828-254-7411
MAIL ADDRESS:
STREET 1: 11 CHURCH STREET
CITY: ASHEVILLE
STATE: NC
ZIP: 28801
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-09-08
0
0001520300
ASB Bancorp Inc
ASBB
0001522628
DeFerie Suzanne S
11 CHURCH STREET
ASHEVILLE
NC
28801
1
1
0
0
President & CEO
Common Stock
2017-09-08
4
M
0
25456
15.712
A
52143
D
Common Stock
2017-09-08
4
F
0
9163
43.65
D
42980
D
Common Stock
5741
I
By ESOP
Common Stock
31151.2009
I
By 401(k) Plan
Common Stock
10277
I
Restricted Stock I
Common Stock
5000
I
By Spouse
Stock Option (right to buy)
15.712
2014-02-05
2023-02-05
Common Stock
74544
74544
D
This transaction reflects the exercise of an Incentive Stock Option for a total of 25,456 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder attests to the ownership of enough shares of stock already owned by the option holder to cover the exercise price of the option being exercised. As a result of this stock swap, the Reporting Person acquired ownership of an additional 16,293 shares of common stock.
Shares of restricted stock vest in five equal annual installments beginning on February 5, 2014, the first anniversary of the date of the award.
Stock options vest in five equal annual installments beginning on February 5, 2014, the first anniversary of the date of the grant.
Cindy E. Hamrick, Attorney-In-Fact
2017-09-11