0001520300-17-000006.txt : 20170209 0001520300-17-000006.hdr.sgml : 20170209 20170209111544 ACCESSION NUMBER: 0001520300-17-000006 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170207 FILED AS OF DATE: 20170209 DATE AS OF CHANGE: 20170209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASB Bancorp Inc CENTRAL INDEX KEY: 0001520300 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 453463413 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11 CHURCH STREET CITY: ASHEVILLE STATE: NC ZIP: 28801 BUSINESS PHONE: 828-254-7411 MAIL ADDRESS: STREET 1: 11 CHURCH STREET CITY: ASHEVILLE STATE: NC ZIP: 28801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kozak David A CENTRAL INDEX KEY: 0001522632 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35279 FILM NUMBER: 17586037 MAIL ADDRESS: STREET 1: 11 CHURCH STREET CITY: ASHEVILLE STATE: NC ZIP: 28801 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2017-02-07 2017-02-09 0 0001520300 ASB Bancorp Inc ASBB 0001522632 Kozak David A 11 CHURCH STREET ASHEVILLE NC 28801 0 1 0 0 EVP & Chief Credit Officer Common Stock 2017-02-07 4 F 0 1887 31.37 D 12953 D Common Stock 3531.7828 I By ESOP Common Stock 3261.4368 I By 401(k) Plan Common Stock 1500 I By IRA Common Stock 5200 I Restricted Stock I Stock Option (right to buy) 15.71 2014-02-05 2023-02-05 Common Stock 51000 51000 D Shares of restricted stock vest in five equal annual installments beginning on February 5, 2014, the first anniversary of the date of the award. Since the reporting person's last report, 5,200 shares have vested and are now owned directly. Stock options vest in five equal annual installments beginning on February 5, 2014, the first anniversary of the date of the grant. /s/ Kirby A. Tyndall, Attorney-In-Fact 2017-02-09