0001520300-17-000005.txt : 20170209 0001520300-17-000005.hdr.sgml : 20170209 20170209105835 ACCESSION NUMBER: 0001520300-17-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170207 FILED AS OF DATE: 20170209 DATE AS OF CHANGE: 20170209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASB Bancorp Inc CENTRAL INDEX KEY: 0001520300 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 453463413 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11 CHURCH STREET CITY: ASHEVILLE STATE: NC ZIP: 28801 BUSINESS PHONE: 828-254-7411 MAIL ADDRESS: STREET 1: 11 CHURCH STREET CITY: ASHEVILLE STATE: NC ZIP: 28801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DeFerie Suzanne S CENTRAL INDEX KEY: 0001522628 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35279 FILM NUMBER: 17585849 MAIL ADDRESS: STREET 1: 11 CHURCH STREET CITY: ASHEVILLE STATE: NC ZIP: 28801 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-02-07 0 0001520300 ASB Bancorp Inc ASBB 0001522628 DeFerie Suzanne S 11 CHURCH STREET ASHEVILLE NC 28801 1 1 0 0 President & CEO Common Stock 2017-02-07 4 F 0 3532 31.37 D 26687 D Common Stock 4712.5781 I By ESOP Common Stock 31151.2009 I By 401(k) Plan Common Stock 10277 I Restricted Stock I Common Stock 5000 I By Spouse Stock Option (right to buy) 15.71 2014-02-05 2023-02-05 Common Stock 100000 100000 D Shares of restricted stock vest in five equal annual installments beginning on February 5, 2014, the first anniversary of the date of the award. Since the reporting person's last report, 10,276 shares have vested and are now owned directly. Stock options vest in five equal annual installments beginning on February 5, 2014, the first anniversary of the date of grant. /s/ Kirby A. Tyndall, Attorney-In-Fact 2017-02-09