0001520300-16-000002.txt : 20160218 0001520300-16-000002.hdr.sgml : 20160218 20160218123921 ACCESSION NUMBER: 0001520300-16-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160217 FILED AS OF DATE: 20160218 DATE AS OF CHANGE: 20160218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASB Bancorp Inc CENTRAL INDEX KEY: 0001520300 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 453463413 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11 CHURCH STREET CITY: ASHEVILLE STATE: NC ZIP: 28801 BUSINESS PHONE: 828-254-7411 MAIL ADDRESS: STREET 1: 11 CHURCH STREET CITY: ASHEVILLE STATE: NC ZIP: 28801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kozak David A CENTRAL INDEX KEY: 0001522632 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35279 FILM NUMBER: 161436818 MAIL ADDRESS: STREET 1: 11 CHURCH STREET CITY: ASHEVILLE STATE: NC ZIP: 28801 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-02-17 0 0001520300 ASB Bancorp Inc ASBB 0001522632 Kozak David A 11 CHURCH STREET ASHEVILLE NC 28801 0 1 0 0 EVP & Chief Credit Officer Common Stock 2016-02-17 4 F 0 1965 24.53 D 9640 D Common Stock 3274.6718 I By 401(K) Plan Common Stock 2674.3259 I By ESOP Common Stock 1500 I By IRA Common Stock 10400 I Restricted Stock I Stock Option (Right to Buy) 15.71 2014-02-05 2023-02-05 Common Stock 51000 51000 D Shares of restricted stock vest in five equal annual installments beginning on February 5, 2014, the first anniversary of the date of the grant. Since the reporting person's last report, 5,200 shares have vested and are now owned directly. Stock options vest in five equal annual installments beginning on February 5, 2014, the first anniversary of the date of the grant. /s/ Kirby A. Tyndall, Attorney-In-Fact 2016-02-18