0001225208-14-003633.txt : 20140207 0001225208-14-003633.hdr.sgml : 20140207 20140207122333 ACCESSION NUMBER: 0001225208-14-003633 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140205 FILED AS OF DATE: 20140207 DATE AS OF CHANGE: 20140207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASB Bancorp Inc CENTRAL INDEX KEY: 0001520300 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 453463413 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11 CHURCH STREET CITY: ASHEVILLE STATE: NC ZIP: 28801 BUSINESS PHONE: 828-254-7411 MAIL ADDRESS: STREET 1: 11 CHURCH STREET CITY: ASHEVILLE STATE: NC ZIP: 28801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kozak David A CENTRAL INDEX KEY: 0001522632 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35279 FILM NUMBER: 14582982 MAIL ADDRESS: STREET 1: 11 CHURCH STREET CITY: ASHEVILLE STATE: NC ZIP: 28801 4 1 doc4.xml X0306 4 2014-02-05 0001520300 ASB Bancorp Inc ASBB 0001522632 Kozak David A 11 CHURCH STREET ASHEVILLE NC 28801 1 EVP/Chief Lending Officer Common Stock 2014-02-05 4 F 0 1999.0000 17.2500 D 3201.0000 D Common Stock 3386.4434 I By 401(k) Plan Common Stock 174.8902 I By ESOP Common Stock 1500.0000 I By IRA Common Stock 20800.0000 I Restricted Stock I Stock Option (right to buy) 15.7100 2014-02-05 2023-02-05 Common Stock 51000.0000 51000.0000 D Since the reporting person's last report 5,200 shares have vested and are now owned directly. Shares of restricted stock vest in five equal annual installments beginning on February 5, 2014, the first anniversary of the date of the award. Stock options vest in five equal annual installment beginning on February 5, 2014, the first anniversary of the date of the grant. Kirby A. Tyndall, Attorney-in-Fact 2014-02-07