North Carolina
|
|
001-35279
|
|
45-2463413
|
(State or other jurisdiction of incorporation or organization) |
(Commission File Number)
|
(IRS Employer Identification No.)
|
o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.07
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Submission of Matters to a Vote of Security Holders.
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1.
|
The stockholders elected the following individuals as directors of the Company, each to serve for a three-year term or until their respective successors have been elected and qualified, by the following vote:
|
|
|
FOR
|
|
WITHHELD
|
|
BROKER
NON-VOTES
|
Patricia S. Smith
|
|
3,447,582
|
|
274,766
|
|
868,642
|
Stephen P. Miller
|
|
3,447,682
|
|
274,666
|
|
868,642
|
2.
|
The stockholders ratified the appointment of Dixon Hughes Goodman LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2014 by the following vote:
|
FOR
|
|
AGAINST
|
|
ABSTAIN
|
|
BROKER
NON-VOTES
|
4,471,031
|
|
150
|
|
119,809
|
|
Not applicable
|
3.
|
The stockholders approved, on a non-binding advisory basis, the compensation of the Company’s named executive officers by the following vote:
|
FOR
|
|
AGAINST
|
|
ABSTAIN
|
|
BROKER
NON-VOTES
|
3,467,273
|
|
177,397
|
|
77,678
|
|
868,642
|
(c)
|
Not applicable.
|
(d)
|
Not applicable.
|
Item 8.01
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Other Events.
|
Item 9.01
|
Financial Statements and Exhibits.
|
(d)
|
Exhibits
|
|
|
ASB BANCORP, INC.
|
|
|
|
|
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Date: May 23, 2014
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By:
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/s/ Suzanne S. DeFerie
|
|
|
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Suzanne S. DeFerie
|
|
|
|
President and Chief Executive Officer
|
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