0001562180-21-002804.txt : 20210413 0001562180-21-002804.hdr.sgml : 20210413 20210413173409 ACCESSION NUMBER: 0001562180-21-002804 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210409 FILED AS OF DATE: 20210413 DATE AS OF CHANGE: 20210413 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jones David K. CENTRAL INDEX KEY: 0001520241 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39315 FILM NUMBER: 21823975 MAIL ADDRESS: STREET 1: 1375 BROADWAY, FLOOR 11 CITY: NEW YORK STATE: NY ZIP: 10018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vroom, Inc. CENTRAL INDEX KEY: 0001580864 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 901112566 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1375 BROADWAY, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 646-979-4746 MAIL ADDRESS: STREET 1: 1375 BROADWAY, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: AutoAmerica, Inc. DATE OF NAME CHANGE: 20130705 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2021-04-09 false 0001580864 Vroom, Inc. VRM 0001520241 Jones David K. C/O VROOM, INC. 1375 BROADWAY, FLOOR 11 NEW YORK NY 10018 false true false false Chief Financial Officer Common Stock 2021-04-09 4 M false 15000.00 4.21 A 64813.00 D Common Stock 2021-04-09 4 S false 15000.00 40.1087 D 49813.00 D Stock Option (Right to Buy) 4.21 2021-04-09 4 M false 15000.00 0.00 D 2029-02-06 Common Stock 15000.00 250000.00 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.31. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The option is vested and exercisable as to 200,000 shares, and the remaining shares vest and become exercisable in two equal annual installments beginning on November 12, 2021. /s/ Alison Klein, Attorney-in-Fact for David K. Jones 2021-04-13