0001520194-22-000005.txt : 20230103 0001520194-22-000005.hdr.sgml : 20230103 20230103144924 ACCESSION NUMBER: 0001520194-22-000005 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 GUNDERSON,GENE,FREDERICK, FILED AS OF DATE: 20221228 DATE AS OF CHANGE: 20230103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Synovus Securities, Inc. CENTRAL INDEX KEY: 0001520194 IRS NUMBER: 581625031 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02774 FILM NUMBER: 23501685 BUSINESS ADDRESS: STREET 1: 1137 1ST AVENUE STREET 2: CB&T UPTOWN CENTER 2ND FLOOR CITY: COLUMBUS STATE: GA ZIP: 31901 BUSINESS PHONE: 706-649-4900 MAIL ADDRESS: STREET 1: 1137 1ST AVENUE STREET 2: CB&T UPTOWN CENTER 2ND FLOOR CITY: COLUMBUS STATE: GA ZIP: 31901 MA-I/A 1 primary_doc.xml MA-I/A 0001520194 XXXXXXXX Gene F. Gunderson 7066440298 genegunderson@synovus.com williambrooks@synovus.com N 0001520194-17-000012 N Gene Frederick Gunderson 2914172 N 1 0001520194 Synovus Securities, Inc. 03-29-2010 N 867-00518 LOCATED SUPERVISED 05-06-2022 1111 BAY AVENUE CB&T UPTOWN CENTER 2ND FLOOR Columbus GA 31901 04-2010 Synovus Securities, Inc. Columbus GA 31901 Y Y Chief Compliance Officer 03-2008 03-2010 MANAGERS DISTRIBUTORS INC CHICAGO IL 60606 N Y CHIEF COMPLIANCE OFFICER 09-2007 02-2008 ASSOCIATED INVESTMENT SERVICES INC GREEN BAY WI 54301 N Y COMPLIANCE OFFICER Y 11-2022 Synovus Trust Company 1111 BAY AVENUE Columbus GA 31901 N Y Nationally Chartered Trust Company Officer of Trust Company and Director of Compliance 30 I serve as an officer of Synovus Trust Company, an affiliate of my employer Synovus Securities, Inc. I also oversee Synovus Trust Company's compliance program and manage the trust company compliance personnel. N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-28-2022 Gene F Gunderson Chief Compliance Officer