0001520194-22-000005.txt : 20230103
0001520194-22-000005.hdr.sgml : 20230103
20230103144924
ACCESSION NUMBER: 0001520194-22-000005
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
GUNDERSON,GENE,FREDERICK,
FILED AS OF DATE: 20221228
DATE AS OF CHANGE: 20230103
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Synovus Securities, Inc.
CENTRAL INDEX KEY: 0001520194
IRS NUMBER: 581625031
STATE OF INCORPORATION: GA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02774
FILM NUMBER: 23501685
BUSINESS ADDRESS:
STREET 1: 1137 1ST AVENUE
STREET 2: CB&T UPTOWN CENTER 2ND FLOOR
CITY: COLUMBUS
STATE: GA
ZIP: 31901
BUSINESS PHONE: 706-649-4900
MAIL ADDRESS:
STREET 1: 1137 1ST AVENUE
STREET 2: CB&T UPTOWN CENTER 2ND FLOOR
CITY: COLUMBUS
STATE: GA
ZIP: 31901
MA-I/A
1
primary_doc.xml
MA-I/A
0001520194
XXXXXXXX
Gene F. Gunderson
7066440298
genegunderson@synovus.com
williambrooks@synovus.com
N
0001520194-17-000012
N
Gene
Frederick
Gunderson
2914172
N
1
0001520194
Synovus Securities, Inc.
03-29-2010
N
867-00518
LOCATED
SUPERVISED
05-06-2022
1111 BAY AVENUE
CB&T UPTOWN CENTER 2ND FLOOR
Columbus
GA
31901
04-2010
Synovus Securities, Inc.
Columbus
GA
31901
Y
Y
Chief Compliance Officer
03-2008
03-2010
MANAGERS DISTRIBUTORS INC
CHICAGO
IL
60606
N
Y
CHIEF COMPLIANCE OFFICER
09-2007
02-2008
ASSOCIATED INVESTMENT SERVICES INC
GREEN BAY
WI
54301
N
Y
COMPLIANCE OFFICER
Y
11-2022
Synovus Trust Company
1111 BAY AVENUE
Columbus
GA
31901
N
Y
Nationally Chartered Trust Company
Officer of Trust Company and Director of Compliance
30
I serve as an officer of Synovus Trust Company, an affiliate of my employer Synovus Securities, Inc. I also oversee Synovus Trust Company's compliance program and manage the trust company compliance personnel.
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
12-28-2022
Gene F Gunderson
Chief Compliance Officer