0000919574-13-005516.txt : 20130913 0000919574-13-005516.hdr.sgml : 20130913 20130913160112 ACCESSION NUMBER: 0000919574-13-005516 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20130913 DATE AS OF CHANGE: 20130913 EFFECTIVENESS DATE: 20130913 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 400 Capital Credit Opportunities Fund Ltd. CENTRAL INDEX KEY: 0001520154 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-159590 FILM NUMBER: 131096410 BUSINESS ADDRESS: STREET 1: C/O OGIER FIDUCIARY SERVICES CAYMAN LTD STREET 2: 89 NEXUS WAY CITY: CAMANA BAY, GRAND CAYMAN STATE: E9 ZIP: KY1-9007 BUSINESS PHONE: (212) 612-3104 MAIL ADDRESS: STREET 1: C/O 400 CAPITAL MANAGEMENT LLC STREET 2: 12 EAST 49TH STREET, SUITE 2209 CITY: NEW YORK STATE: NY ZIP: 10017 D/A 1 primary_doc.xml X0706 D/A LIVE 0001520154 400 Capital Credit Opportunities Fund Ltd. C/O 400 CAPITAL MANAGEMENT LLC 12 EAST 49TH STREET, SUITE 2209 NEW YORK NY NEW YORK 10017 (212) 612-3104 CAYMAN ISLANDS None None Other Cayman Islands exempted company true 2009 Chris Hentemann 12 East 49th Street Suite 2209 New York NY NEW YORK 10017 Director Mr. Hentemann is a Director of the Issuer and Managing Member of 400 Capital Management LLC, the Investment Manager to the Issuer. Jon Morgan 30 Old Kings Highway South Darien CT CONNECTICUT 06820 Director Matt Auriemma 305 Madison Avenue Suite 2036 New York NY NEW YORK 10165 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C 3C.7 true 0000919574-12-005421 2011-02-01 true true false 5000000 N/A None Direct Access Partners, LLC 120950 40 Wall Street 42nd Floor New York NY NEW YORK 10005 CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA GA GEORGIA MA MASSACHUSETTS MN MINNESOTA MO MISSOURI NJ NEW JERSEY NY NEW YORK OH OHIO TX TEXAS VA VIRGINIA WV WEST VIRGINIA false Indefinite 11950000 Indefinite false 9 0 true 0 true The entity listed in Item 12 is paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the Investment Manager (or its affiliate) from the assets under management and/or the incentive allocation. 0 true false 400 Capital Credit Opportunities Fund Ltd. /s/ Chris Hentemann Chris Hentemann Director 2013-09-13